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Einstein Coefficients

Einstein coefficients package three weak-field radiative processes between a lower level 11 and an upper level 22:

R1→2=B12(ω)uω(ω0),R2→1=A21+B21(ω)uω(ω0).\begin{aligned} R_{1\rightarrow2} &= B_{12}^{(\omega)} u_\omega(\omega_0), \\ R_{2\rightarrow1} &= A_{21} + B_{21}^{(\omega)} u_\omega(\omega_0). \end{aligned}

Here

ℏω0=E2−E1>0.\hbar\omega_0=E_2-E_1>0.

The three terms describe:

  • absorption, proportional to B12(ω)B_{12}^{(\omega)};
  • stimulated emission, proportional to B21(ω)B_{21}^{(\omega)};
  • spontaneous emission, proportional to A21A_{21}.

The superscript (ω)(\omega) is not decorative. It declares that uω(ω)u_\omega(\omega) is the total isotropic radiation energy density per unit angular frequency, summed over propagation directions and polarizations. A different spectral variable changes the numerical BB coefficient.

The AA coefficient is a rate. A BB coefficient is not: it becomes a rate only after multiplication by the matching spectral energy density. Neither coefficient is a finite-time Born-rule probability.

Required background. Transition rates distinguishes rates from finite-time probabilities; oscillator strengths defines the E1 line strengths converted below.

The model treats weak incoherent coupling to a free-space radiation reservoir, with uniformly populated substates in each degenerate level. The levels are sharp enough to evaluate the radiation density at ω0\omega_0. Coherent driving, anisotropic substate preparations, and structured reservoirs require their corresponding field and density-matrix descriptions.

The coefficient A21A_{21} is the spontaneous transition rate per system prepared in level 22 for the specified downward radiative channel:

dP2→1=p2(t)A21 dt,[A21]=s−1.dP_{2\rightarrow1} =p_2(t)A_{21}\,dt, \qquad [A_{21}]=\mathrm{s}^{-1}.

Here p2(t)p_2(t) is the upper-level population probability and dtdt is a coarse-grained rate interval. Thus A21A_{21} is conditional on still occupying level 2; it is not the derivative of an exact transition probability at zero time.

For a population N2N_2, the expected number of photons emitted into that channel per unit time is

N˙γ,21=N2A21\dot N_{\gamma,21} = N_2A_{21}

when reabsorption, stimulated processes, and detector effects are excluded. The corresponding emitted power is

P21=N2ℏω0A21.\mathcal P_{21} = N_2\hbar\omega_0A_{21}.

Atomic databases often call A21A_{21} a transition probability, but its units show that it is a probability rate, not a dimensionless probability.

If upper level 22 can decay radiatively to several lower levels ℓ\ell, its total radiative width in inverse-time units is

Γrad,2=∑ℓA2ℓ.\Gamma_{\mathrm{rad},2} = \sum_\ell A_{2\ell}.

The radiative lifetime is

τrad,2=1Γrad,2.\tau_{\mathrm{rad},2} = \frac{1}{\Gamma_{\mathrm{rad},2}}.

The radiative branching fraction into channel 2→12\rightarrow1 is

b21(rad)=A21∑ℓA2ℓ.b_{21}^{(\mathrm{rad})} = \frac{A_{21}} {\sum_\ell A_{2\ell}}.

If nonradiative, collisional, predissociative, or quenching channels are present,

Γtot,2=Γrad,2+Γnr,2+Γcoll,2+⋯ ,\Gamma_{\mathrm{tot},2} = \Gamma_{\mathrm{rad},2} + \Gamma_{\mathrm{nr},2} + \Gamma_{\mathrm{coll},2} + \cdots,

and

τobs,2=1Γtot,2.\tau_{\mathrm{obs},2} = \frac{1}{\Gamma_{\mathrm{tot},2}}.

The radiative quantum yield is

Φrad=Γrad,2Γtot,2.\Phi_{\mathrm{rad}} = \frac{\Gamma_{\mathrm{rad},2}} {\Gamma_{\mathrm{tot},2}}.

Thus one AA coefficient, a radiative lifetime, an observed lifetime, and a fluorescence quantum yield are four different quantities.

The coefficient B12(ω)B_{12}^{(\omega)} converts spectral energy density into an absorption rate:

R1→2(abs)=B12(ω)uω(ω0).R_{1\rightarrow2}^{(\mathrm{abs})} = B_{12}^{(\omega)} u_\omega(\omega_0).

Similarly,

R2→1(stim)=B21(ω)uω(ω0).R_{2\rightarrow1}^{(\mathrm{stim})} = B_{21}^{(\omega)} u_\omega(\omega_0).

In SI units,

[uω]=J m−3(rad s−1)−1,\left[ u_\omega \right] = \mathrm{J\,m^{-3}} \left(\mathrm{rad\,s^{-1}}\right)^{-1},

so, treating radians as dimensionless,

[B(ω)]=m3 J−1 s−2.\left[ B^{(\omega)} \right] = \mathrm{m^3\,J^{-1}\,s^{-2}}.

Only the products B12(ω)uωB_{12}^{(\omega)}u_\omega and B21(ω)uωB_{21}^{(\omega)}u_\omega have dimensions of inverse time.

For a normalized absorption profile,

∫0∞ϕ12(ω)(ω) dω=1,\int_0^\infty \phi_{12}^{(\omega)}(\omega)\,d\omega =1,

the weak-field rate is more generally

R1→2(abs)=B12(ω)∫0∞uω(ω)ϕ12(ω)(ω) dω.R_{1\rightarrow2}^{(\mathrm{abs})} = B_{12}^{(\omega)} \int_0^\infty u_\omega(\omega) \phi_{12}^{(\omega)}(\omega)\,d\omega.

If uωu_\omega varies negligibly across the line, this reduces to

R1→2(abs)≃B12(ω)uω(ω0).R_{1\rightarrow2}^{(\mathrm{abs})} \simeq B_{12}^{(\omega)} u_\omega(\omega_0).

For spontaneous emission, a normalized profile can distribute the total coefficient:

dA21dω=A21ϕ21(ω)(ω),∫0∞dA21dω dω=A21.\begin{aligned} \frac{dA_{21}}{d\omega} &= A_{21} \phi_{21}^{(\omega)}(\omega), \\ \int_0^\infty \frac{dA_{21}}{d\omega}\,d\omega &= A_{21}. \end{aligned}

The integrated coefficient and the spectral line shape are separate inputs. For broad vibronic bands, absorption and emission profiles need not be identical, and the sharp-line detailed-balance derivation below should not be applied point by point without additional assumptions.

Ordinary frequency versus angular frequency

Section titled “Ordinary frequency versus angular frequency”

Let uν(ν)u_\nu(\nu) be energy density per unit ordinary frequency. Conservation of energy in a spectral interval requires

uν(ν) dν=uω(ω) dω.u_\nu(\nu)\,d\nu = u_\omega(\omega)\,d\omega.

Because

ω=2πν,dω=2π dν,\omega=2\pi\nu, \qquad d\omega=2\pi\,d\nu,

the densities satisfy

uν(ν)=2πuω(ω).u_\nu(\nu) = 2\pi u_\omega(\omega).

The same physical rate can be written

Bij(ν)uν=Bij(ω)uω,B_{ij}^{(\nu)}u_\nu = B_{ij}^{(\omega)}u_\omega,

so

Bij(ν)=12πBij(ω).B_{ij}^{(\nu)} = \frac{1}{2\pi} B_{ij}^{(\omega)}.

An unlabeled BijB_{ij} is therefore incomplete. The factors of 2π2\pi cannot be repaired by dimensional analysis because the two BB conventions have the same SI dimensions when radians are treated as dimensionless.

Einstein’s thermal argument uses isotropic spectral energy density. For isotropic specific intensity IνI_\nu,

uν=4πcIν.u_\nu = \frac{4\pi}{c} I_\nu.

A collimated polarized laser beam is not isotropic. Its irradiance, polarization, propagation direction, and coherence must be converted to the field quantity appropriate to the transition. In coherent spectroscopy, a Rabi frequency or optical Bloch description is usually clearer than inserting beam intensity into BuB u as though it were an isotropic blackbody density.

At temperature TT, thermal equilibrium gives

N2N1=g2g1exp⁡(−ℏω0kBT).\frac{N_2}{N_1} = \frac{g_2}{g_1} \exp\left( -\frac{\hbar\omega_0}{k_{\mathrm B}T} \right).

Define

β=1kBT.\beta = \frac{1}{k_{\mathrm B}T}.

The ratio can then be written

N2N1=g2g1e−βℏω0.\frac{N_2}{N_1} = \frac{g_2}{g_1} e^{-\beta\hbar\omega_0}.

The degeneracies matter because thermal equilibrium populates individual microstates according to Boltzmann weights. A level with more substates has a larger total population at the same energy per substate.

At equilibrium, the total upward transition count equals the total downward count:

N1B12(ω)uω=N2[A21+B21(ω)uω].N_1B_{12}^{(\omega)}u_\omega = N_2 \left[ A_{21} + B_{21}^{(\omega)}u_\omega \right].

Solving for the equilibrium radiation density gives

uω=A21N1N2B12(ω)−B21(ω).u_\omega = \frac{A_{21}} { \dfrac{N_1}{N_2} B_{12}^{(\omega)} - B_{21}^{(\omega)} }.

Using the Boltzmann population ratio,

uω=A21g1g2B12(ω)eβℏω0−B21(ω).u_\omega = \frac{A_{21}} { \dfrac{g_1}{g_2} B_{12}^{(\omega)} e^{\beta\hbar\omega_0} - B_{21}^{(\omega)} }.

Two energy levels with absorption, stimulated emission, spontaneous emission, and thermal-balance relations

Einstein’s three-process rate model for two sharp levels in an isotropic radiation field. Thermal equilibrium fixes the degeneracy relation between the two stimulated coefficients and the ratio of spontaneous to stimulated emission coefficients.

The blackbody energy density per unit angular frequency is

uω(ω,T)=ℏω3π2c31eβℏω−1.u_\omega(\omega,T) = \frac{\hbar\omega^3} {\pi^2c^3} \frac{1} {e^{\beta\hbar\omega}-1}.

For the rate-balance expression to have this form at every temperature, the coefficients must obey

g1B12(ω)=g2B21(ω)g_1B_{12}^{(\omega)} = g_2B_{21}^{(\omega)}

and

A21B21(ω)=ℏω03π2c3.\frac{A_{21}} {B_{21}^{(\omega)}} = \frac{\hbar\omega_0^3} {\pi^2c^3}.

In ordinary-frequency notation, the same relations are

g1B12(ν)=g2B21(ν)g_1B_{12}^{(\nu)} = g_2B_{21}^{(\nu)}

and

A21B21(ν)=8πhν03c3.\frac{A_{21}} {B_{21}^{(\nu)}} = \frac{8\pi h\nu_0^3} {c^3}.

The two A/BA/B formulas are physically equivalent. Their different numerical prefactors follow entirely from the definitions of spectral density and BB.

What equilibrium does and does not determine

Section titled “What equilibrium does and does not determine”

Thermodynamic balance determines:

  • the ratio of absorption to stimulated-emission coefficients after degeneracies are included;
  • the ratio of spontaneous to stimulated-emission coefficients after the radiation-density convention is fixed.

It does not determine the absolute magnitude of A21A_{21} or B21(ω)B_{21}^{(\omega)}. That magnitude depends on the transition matrix element. Modern quantum electrodynamics supplies it microscopically.

The first relation is sometimes written B12=B21B_{12}=B_{21}. That is correct for two nondegenerate states or for matched state-to-state coefficients. For level-averaged coefficients,

B12(ω)=g2g1B21(ω).B_{12}^{(\omega)} = \frac{g_2}{g_1} B_{21}^{(\omega)}.

Ignoring this distinction is a common source of factors 2J+12J+1.

For resolved substates and a specified photon mode, absorption and emission use adjoint pieces of the interaction and have equal material matrix-element magnitudes. For circular polarization this involves the conjugate field component; spherical tensor components obey (Dq)†=(−1)qD−q(D_q)^\dagger=(-1)^qD_{-q}. Level-averaged absorption sums over final substates while stimulated emission averages over a different initial manifold. Counting those substates produces

g1B12=g2B21.g_1B_{12}=g_2B_{21}.

The degeneracy relation is therefore consistent with microscopic reversibility; it does not assert that the two level-averaged numbers must be equal.

The thermal mean occupation of a photon mode is

n‾(ω,T)=1eβℏω−1.\overline n(\omega,T) = \frac{1} {e^{\beta\hbar\omega}-1}.

Planck’s angular-frequency energy density can be factored as

uω(ω,T)=u0(ω)(ω)n‾(ω,T),u_\omega(\omega,T) = u_0^{(\omega)}(\omega) \overline n(\omega,T),

where

u0(ω)(ω)=ℏω3π2c3.u_0^{(\omega)}(\omega) = \frac{\hbar\omega^3} {\pi^2c^3}.

This is a convenient free-space mode-density scale, not the divergent zero-point energy density of the electromagnetic vacuum. At the transition frequency it is precisely the ratio

u0(ω)(ω0)=A21B21(ω).u_0^{(\omega)}(\omega_0) = \frac{A_{21}} {B_{21}^{(\omega)}}.

It converts the spontaneous rate to the stimulated coefficient.

Using the Einstein relations,

B21(ω)uω(ω0,T)=A21n‾(ω0,T).B_{21}^{(\omega)} u_\omega(\omega_0,T) = A_{21} \overline n(\omega_0,T).

Thus the downward rate per system in level 22 is

R2→1(th)=A21[n‾(ω0,T)+1].R_{2\rightarrow1}^{(\mathrm{th})} = A_{21} \left[ \overline n(\omega_0,T)+1 \right].

The upward rate per system in level 11 is

R1→2(th)=g2g1A21n‾(ω0,T).R_{1\rightarrow2}^{(\mathrm{th})} = \frac{g_2}{g_1} A_{21} \overline n(\omega_0,T).

For equal degeneracies, these reduce to the familiar quantum-optical expressions proportional to n‾\overline n and n‾+1\overline n+1.

The identity

n‾+1=eβℏω0n‾\overline n+1 = e^{\beta\hbar\omega_0} \overline n

ensures that the Boltzmann population ratio makes total upward and downward event counts equal.

When

ℏω0≫kBT,\hbar\omega_0\gg k_{\mathrm B}T,

the occupation is

n‾≃e−βℏω0≪1.\overline n \simeq e^{-\beta\hbar\omega_0}\ll1.

Stimulated processes from a thermal field are then negligible compared with spontaneous emission. This is typical for visible transitions at room temperature.

When

ℏω0≪kBT,\hbar\omega_0\ll k_{\mathrm B}T,

the occupation is

n‾≃kBTℏω0≫1.\overline n \simeq \frac{k_{\mathrm B}T} {\hbar\omega_0}\gg1.

Stimulated emission and absorption dominate over the extra spontaneous +1+1. Microwave and radio-frequency transitions can therefore be strongly affected by thermal photons even at ordinary laboratory temperatures.

The stimulated and spontaneous downward contributions are equal when

n‾=1,\overline n=1,

or

T=ℏω0kBln⁡2.T = \frac{\hbar\omega_0} {k_{\mathrm B}\ln 2}.

Einstein introduced the three-process rate structure in 1916–1917 and used thermal equilibrium with the known radiation law to constrain the coefficients. Stimulated emission emerged as a necessary process: absorption and spontaneous emission alone cannot reproduce Planck’s denominator.

The argument was extraordinarily predictive, but it was not yet a modern quantized-field calculation of A21A_{21}. Dirac’s 1927 radiation theory and later quantum electrodynamics supplied a microscopic account of emission and absorption amplitudes. The historical development should not be compressed into the claim that equilibrium thermodynamics alone calculated every coefficient.

For a nondegenerate electric-dipole transition in vacuum, define

d21=⟨2∣D^∣1⟩.\mathbf d_{21} = \langle2| \widehat{\mathbf D} |1\rangle.

The free-space spontaneous-emission coefficient is

A21=ω033πϵ0ℏc3∣d21∣2.A_{21} = \frac{\omega_0^3} {3\pi\epsilon_0\hbar c^3} \left| \mathbf d_{21} \right|^2.

Combining this with the angular-frequency Einstein relation gives

B21(ω)=π3ϵ0ℏ2∣d21∣2.B_{21}^{(\omega)} = \frac{\pi} {3\epsilon_0\hbar^2} \left| \mathbf d_{21} \right|^2.

For two nondegenerate states,

B12(ω)=B21(ω).B_{12}^{(\omega)} = B_{21}^{(\omega)}.

In ordinary-frequency notation,

B21(ν)=16ϵ0ℏ2∣d21∣2.B_{21}^{(\nu)} = \frac{1}{6\epsilon_0\hbar^2} \left| \mathbf d_{21} \right|^2.

These equations display the convention dependence directly:

B21(ω)=2πB21(ν).B_{21}^{(\omega)} = 2\pi B_{21}^{(\nu)}.

For an E1 transition between levels with reduced line strength

S21=∣⟨γ2J2∥D^(1)∥γ1J1⟩∣2,S_{21} = \left| \left\langle \gamma_2J_2 \left\| \widehat D^{(1)} \right\| \gamma_1J_1 \right\rangle \right|^2,

the level-averaged coefficients are

A21=ω033πϵ0ℏc3g2S21,B21(ω)=π3ϵ0ℏ2g2S21,B12(ω)=π3ϵ0ℏ2g1S21.\begin{aligned} A_{21} &= \frac{\omega_0^3} {3\pi\epsilon_0\hbar c^3g_2} S_{21}, \\ B_{21}^{(\omega)} &= \frac{\pi} {3\epsilon_0\hbar^2g_2} S_{21}, \\ B_{12}^{(\omega)} &= \frac{\pi} {3\epsilon_0\hbar^2g_1} S_{21}. \end{aligned}

The first coefficient averages over upper substates; the absorption coefficient averages over lower substates. The common reduced line strength makes the degeneracy relation manifest.

For an E1 absorption oscillator strength f12f_{12},

A21=e2ω022πϵ0mec3g1g2f12.A_{21} = \frac{e^2\omega_0^2} {2\pi\epsilon_0m_ec^3} \frac{g_1}{g_2} f_{12}.

The stimulated coefficients are

B12(ω)=πe22ϵ0meℏω0f12,B21(ω)=g1g2B12(ω).\begin{aligned} B_{12}^{(\omega)} &= \frac{\pi e^2} {2\epsilon_0m_e\hbar\omega_0} f_{12}, \\ B_{21}^{(\omega)} &= \frac{g_1}{g_2} B_{12}^{(\omega)}. \end{aligned}

The line-strength and averaging conventions are explained in Oscillator Strengths.

For a fixed transition dipole,

A21∝ω03,B21(ω)∝∣d21∣2.A_{21}\propto\omega_0^3, \qquad B_{21}^{(\omega)} \propto \left|\mathbf d_{21}\right|^2.

The spontaneous rate carries the free-space photon mode-density factor ω02\omega_0^2 and one additional frequency from field normalization. The angular-frequency BB coefficient does not carry that ω03\omega_0^3 factor. The relation

A21B21(ω)∝ω03\frac{A_{21}} {B_{21}^{(\omega)}} \propto \omega_0^3

therefore reflects the available free-space radiation modes, not a temperature dependence of either intrinsic coefficient.

Einstein AA coefficients are also tabulated for M1, E2, and higher-multipole transitions, but their microscopic line-strength formulas differ from the E1 expressions above. The equilibrium A/BA/B relation for a sharp one-photon transition still relies on the declared radiation-mode convention.

In a cavity, waveguide, dielectric, near a surface, or in another structured photonic environment, spontaneous emission depends on the local electromagnetic density of states and field mode functions. The free-space formula can be enhanced, suppressed, or made anisotropic. One should then use an environment-specific mode sum or electromagnetic Green tensor rather than silently reusing the vacuum A21A_{21}. See Spontaneous Emission for the Green-tensor and Purcell-factor preview.

In a radiation field, the net stimulated downward event rate per volume is

Rstim,net=N2B21(ω)uω−N1B12(ω)uω=B21(ω)uω(N2−g2g1N1).\begin{aligned} \mathcal R_{\mathrm{stim,net}} &= N_2B_{21}^{(\omega)}u_\omega - N_1B_{12}^{(\omega)}u_\omega \\ &= B_{21}^{(\omega)}u_\omega \left( N_2 - \frac{g_2}{g_1}N_1 \right). \end{aligned}

Net gain requires

N2g2>N1g1.\frac{N_2}{g_2} > \frac{N_1}{g_1}.

This is population inversion per substate. The simpler condition N2>N1N_2>N_1 is equivalent to this criterion when g1=g2g_1=g_2. For unequal degeneracies it can be too weak or unnecessarily restrictive.

A thermal two-level ensemble cannot satisfy this inequality because

N2/g2N1/g1=e−βℏω0<1.\frac{N_2/g_2}{N_1/g_1} = e^{-\beta\hbar\omega_0} <1.

A nonequilibrium pump is required. Direct bidirectional Einstein pumping of a closed two-level system approaches equal populations per substate from below; additional levels or a selective injection/removal process can maintain inversion. A coherent π\pi pulse can transiently invert a two-level system, which is a different dynamical problem.

For independently excited emitters without a prepared optical phase, spontaneous emission depletes the upper state and supplies fluorescence and quantum noise. Its directions and polarizations follow the transition and environment; they are not universally equiprobable.

Stimulated emission increases the occupation of an already populated field mode, with its frequency, polarization, and spatial mode function. In a classical coherent-field limit it provides gain with a phase relation to that field. A number-state photon has no definite optical phase, so the process should not be pictured as copying an arbitrary photon’s unknown quantum state.

The Einstein model describes population transfer and small-signal gain. Laser phase dynamics require a Maxwell–Bloch, master-equation, or other quantum-optical treatment.

The Einstein equations assume that optical coherence can be neglected and that transition events can be described by approximately constant rates. They become inadequate when:

  • a coherent pulse drives resolved Rabi oscillations;
  • the field dresses the levels or creates coherences that cannot be eliminated on the population timescale;
  • coherence between degenerate substates matters;
  • one cavity mode exchanges excitations reversibly with the emitter;
  • reservoir memory or strong light–matter coupling invalidates Markovian decay;
  • interference among multiple pathways changes the transition amplitude.

Saturation alone does not prove rate equations invalid: population equations can describe saturation by incoherent pumping, and suitable adiabatic elimination can yield saturated steady-state rates. Resolved coherent transients require more information.

The appropriate coherent two-level treatment is developed in Optical Bloch Equations.

Spontaneous emission is not classical driving

Section titled “Spontaneous emission is not classical driving”

A prescribed classical field can produce absorption and stimulated emission, but it does not derive spontaneous emission from an initially empty field. In the quantized-field description, downward coupling to a photon mode has the matrix-element factor

n+1,\sqrt{n+1},

while absorption has

n.\sqrt n.

The surviving unity at n=0n=0, summed over vacuum modes, produces the spontaneous rate. The full derivation and free-space dipole radiation pattern are derived in Transition Rates in Light–Matter Interaction.

Exercise 1: Convert B between spectral conventions

Section titled “Exercise 1: Convert B between spectral conventions”

Show that

B21(ν)=B21(ω)2πB_{21}^{(\nu)} = \frac{B_{21}^{(\omega)}}{2\pi}

when uνu_\nu and uωu_\omega describe the same radiation field. Verify that the stimulated rate is unchanged.

Solution

The spectral energy in a physical interval is invariant:

uν dν=uω dω.u_\nu\,d\nu = u_\omega\,d\omega.

Since dω=2π dνd\omega=2\pi\,d\nu,

uν=2πuω.u_\nu=2\pi u_\omega.

Rate invariance requires

B21(ν)uν=B21(ω)uω.B_{21}^{(\nu)}u_\nu = B_{21}^{(\omega)}u_\omega.

Substitution gives

B21(ν)(2πuω)=B21(ω)uω,B_{21}^{(\nu)} (2\pi u_\omega) = B_{21}^{(\omega)}u_\omega,

and therefore

B21(ν)=B21(ω)2π.B_{21}^{(\nu)} = \frac{B_{21}^{(\omega)}}{2\pi}.

The coefficient and density change inversely, leaving their product unchanged.

Exercise 2: Can bidirectional pumping invert two levels?

Section titled “Exercise 2: Can bidirectional pumping invert two levels?”

Let g1=g2=1g_1=g_2=1, let the stimulated rate in each direction be RR, and let the spontaneous decay rate be AA. With p1+p2=1p_1+p_2=1, find the stationary upper population and its limit as R/A→∞R/A\to\infty.

Solution

The population equation is

p˙2=R(1−p2)−(R+A)p2=R−(2R+A)p2.\dot p_2=R(1-p_2)-(R+A)p_2 =R-(2R+A)p_2.

Hence p2ss=R/(2R+A)<1/2p_2^{\mathrm{ss}}=R/(2R+A)<1/2 for A>0A>0. It approaches 1/21/2 at large pump rate, giving saturation without inversion. For fixed RR, deviations relax as exp⁡[−(2R+A)t]\exp[-(2R+A)t]. An independently prescribed one-way pump would change the equation and its physical assumptions.

An E1 line connects

J1=12,J2=32.J_1=\frac{1}{2}, \qquad J_2=\frac{3}{2}.

Find B12(ω)/B21(ω)B_{12}^{(\omega)}/B_{21}^{(\omega)} for level-averaged coefficients.

Solution

The statistical weights are

g1=2J1+1=2,g2=2J2+1=4.\begin{aligned} g_1&=2J_1+1=2, \\ g_2&=2J_2+1=4. \end{aligned}

Detailed balance gives

g1B12(ω)=g2B21(ω).g_1B_{12}^{(\omega)} = g_2B_{21}^{(\omega)}.

Therefore

B12(ω)B21(ω)=g2g1=2.\frac{B_{12}^{(\omega)}} {B_{21}^{(\omega)}} = \frac{g_2}{g_1} =2.

This factor does not violate microscopic reversibility. It arises because the absorption coefficient averages over two lower substates while the stimulated-emission coefficient averages over four upper substates.

Exercise 4: Thermal photons at optical and microwave frequencies

Section titled “Exercise 4: Thermal photons at optical and microwave frequencies”

Evaluate the thermal occupation

n‾=1ehν/(kBT)−1\overline n = \frac{1}{e^{h\nu/(k_{\mathrm B}T)}-1}

at T=300 KT=300\ \mathrm K for:

  1. ν=5.00×1014 Hz\nu=5.00\times10^{14}\ \mathrm{Hz};
  2. ν=1.00×1010 Hz\nu=1.00\times10^{10}\ \mathrm{Hz}.

Interpret the ratio of stimulated to spontaneous downward rates.

Solution

For the optical transition,

hνkBT≃79.99,\frac{h\nu}{k_{\mathrm B}T} \simeq 79.99,

so

n‾opt≃1.83×10−35.\overline n_{\mathrm{opt}} \simeq 1.83\times10^{-35}.

Thermal stimulated emission is negligible compared with spontaneous emission.

For the microwave transition,

hνkBT≃1.600×10−3,\frac{h\nu}{k_{\mathrm B}T} \simeq 1.600\times10^{-3},

so

n‾mw≃6.25×102.\overline n_{\mathrm{mw}} \simeq 6.25\times10^2.

Because

RstimRsp=n‾,\frac{R_{\mathrm{stim}}}{R_{\mathrm{sp}}} = \overline n,

thermal stimulated emission dominates for the microwave transition. The same thermal field also drives strong absorption.

Exercise 5: Lifetime, branching, and quantum yield

Section titled “Exercise 5: Lifetime, branching, and quantum yield”

An upper level has two radiative channels,

A21=2.0×107 s−1,A20=6.0×107 s−1,\begin{aligned} A_{21}&=2.0\times10^7\ \mathrm{s}^{-1}, \\ A_{20}&=6.0\times10^7\ \mathrm{s}^{-1}, \end{aligned}

and a nonradiative decay rate

Γnr=2.0×107 s−1.\Gamma_{\mathrm{nr}} = 2.0\times10^7\ \mathrm{s}^{-1}.

Find the radiative lifetime, observed lifetime, radiative quantum yield, and the total-event branching probabilities.

Solution

The radiative rate is

Γrad=A21+A20=8.0×107 s−1,\Gamma_{\mathrm{rad}} = A_{21}+A_{20} = 8.0\times10^7\ \mathrm{s}^{-1},

so

τrad=12.5 ns.\tau_{\mathrm{rad}} = 12.5\ \mathrm{ns}.

The total rate is

Γtot=1.0×108 s−1,\Gamma_{\mathrm{tot}} = 1.0\times10^8\ \mathrm{s}^{-1},

giving

τobs=10.0 ns.\tau_{\mathrm{obs}} = 10.0\ \mathrm{ns}.

The radiative quantum yield is

Φrad=8.0×1071.0×108=0.80.\Phi_{\mathrm{rad}} = \frac{8.0\times10^7}{1.0\times10^8} =0.80.

The probabilities that a decay event uses the three channels are

p21=0.20,p20=0.60,pnr=0.20.\begin{aligned} p_{21}&=0.20, \\ p_{20}&=0.60, \\ p_{\mathrm{nr}}&=0.20. \end{aligned}

Conditioned on a radiative event, the two radiative branching fractions are 0.250.25 and 0.750.75.

Exercise 6: A coefficient from a transition dipole

Section titled “Exercise 6: A coefficient from a transition dipole”

A nondegenerate E1 transition in vacuum has

λ=500 nm,∣d21∣=ea0.\lambda=500\ \mathrm{nm}, \qquad \left|\mathbf d_{21}\right| = ea_0.

Estimate A21A_{21} and the single-channel radiative lifetime. Use ea0=8.478×10−30 C mea_0=8.478\times10^{-30}\ \mathrm{C\,m}.

Solution

The angular frequency is

ω0=2πcλ≃3.767×1015 s−1.\omega_0 = \frac{2\pi c}{\lambda} \simeq 3.767\times10^{15}\ \mathrm{s}^{-1}.

Then

A21=ω03∣d21∣23πϵ0ℏc3≃1.62×107 s−1.A_{21} = \frac{\omega_0^3|\mathbf d_{21}|^2} {3\pi\epsilon_0\hbar c^3} \simeq 1.62\times10^7\ \mathrm{s}^{-1}.

If this is the only decay channel,

τrad=1A21≃6.17×10−8 s=61.7 ns.\tau_{\mathrm{rad}} = \frac{1}{A_{21}} \simeq 6.17\times10^{-8}\ \mathrm s = 61.7\ \mathrm{ns}.

A transition has g1=2g_1=2 and g2=6g_2=6. Determine whether each population pair provides net stimulated gain:

N1N2A3.0×10155.0×1015B3.0×10151.2×1016\begin{array}{c|cc} &N_1&N_2\\ \hline \mathrm{A} &3.0\times10^{15} &5.0\times10^{15} \\ \mathrm{B} &3.0\times10^{15} &1.2\times10^{16} \end{array}
Solution

The inversion criterion is

N2g2>N1g1,\frac{N_2}{g_2} > \frac{N_1}{g_1},

or equivalently

N2>g2g1N1=3N1.N_2 > \frac{g_2}{g_1}N_1 = 3N_1.

For case A, gain would require N2>9.0×1015N_2>9.0\times10^{15}, but N2=5.0×1015N_2=5.0\times10^{15}. The medium absorbs.

For case B, N2=1.2×1016>9.0×1015N_2=1.2\times10^{16}>9.0\times10^{15}. The stimulated contribution gives net gain.

The Einstein-coefficient reference collects these relations, and the line-shape reference connects population and coherence rates to measured spectral widths.