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A selection rule tells you when symmetry forces a transition amplitude ⟨f∣O^∣i⟩\langle f|\hat O|i\rangle to vanish. The operator matters: a pair of levels may forbid electric-dipole absorption but permit magnetic-dipole or electric-quadrupole excitation. Passing the rules does not guarantee a strong line; radial overlap, interference, population, and detection geometry still matter.

Use the tables below for a quick comparison. Read Atomic selection rules or Selection rules in spectroscopy for detailed applications. Rules involving L,SL,S, or an individual electron’s ll require the stated coupling approximation; rules involving exact parity and total angular momentum apply to eigenstates with those symmetries.

Required background. The Wigner–Eckart theorem separates the angular factor from the reduced matrix element.

For a spherical tensor component Tq(k)T_q^{(k)}, one common Wigner–Eckart convention is

⟨αfJfMf∣Tq(k)∣αiJiMi⟩=(−1)Jf−Mf(JfkJi−MfqMi)⟨αfJf∥T(k)∥αiJi⟩.\langle \alpha_f J_f M_f| T_q^{(k)} |\alpha_i J_i M_i\rangle = (-1)^{J_f-M_f} \begin{pmatrix} J_f & k & J_i\\ -M_f & q & M_i \end{pmatrix} \langle \alpha_f J_f \|T^{(k)}\| \alpha_i J_i\rangle.

The 3j3j symbol gives three universal necessary conditions:

∣Jf−Ji∣≤k≤Jf+Ji,|J_f-J_i| \le k \le J_f+J_i, Mf=Mi+q,q=−k,−k+1,…,k,M_f=M_i+q, \qquad q=-k,-k+1,\ldots,k,

and every JJ and MM triple must be admissible. The reduced matrix element contains parity, internal symmetry, radial, spin, configuration, and body-fixed information. Passing the 3j3j test is therefore not sufficient.

The shorthand

ΔJ=0,±1,…,±k\Delta J=0,\pm1,\ldots,\pm k

can hide low-JJ exclusions. For a rank-2 operator, for example, Ji=0→Jf=1J_i=0\to J_f=1 has ΔJ=1\Delta J=1 but fails

∣0−1∣≤2≤0+1.|0-1|\le2\le0+1.

By contrast, Ji=0→Jf=2J_i=0\to J_f=2 passes the rank-2 triangle condition. When in doubt, use the triangle inequality rather than the change rule.

Let πi,πf=±1\pi_i,\pi_f=\pm1 be parity eigenvalues. The leading electromagnetic multipoles have operator parity

π(Ek)=(−1)k,π(Mk)=(−1)k+1.\pi(Ek)=(-1)^k, \qquad \pi(Mk)=(-1)^{k+1}.

A nonzero matrix element requires

πfπi=π(O^).\pi_f\pi_i=\pi(\hat O).

Therefore:

Multipole Tensor rank Required state parity
electric dipole E1 11 changes
magnetic dipole M1 11 unchanged
electric quadrupole E2 22 unchanged
magnetic quadrupole M2 22 changes
electric octupole E3 33 changes

Parity rules are exact only while parity is a symmetry of the Hamiltonian. A static electric field, chiral environment, weak interaction, or other parity-mixing perturbation can make field-dressed states cease to be parity eigenstates.

The NIST atomic-spectroscopy reference tabulates the angular and parity rules. The compact table here separates those conditions from approximation-dependent restrictions described below.

Operator Angular momentum Parity
E1 rank 11; ΔJ=0,±1\Delta J=0,\pm1, excluding 0↔00\leftrightarrow0 changes
M1 rank 11; ΔJ=0,±1\Delta J=0,\pm1, excluding 0↔00\leftrightarrow0 unchanged
E2 rank 22; ∣Jf−Ji∣≤2≤Jf+Ji\lvert J_f-J_i\rvert\le2\le J_f+J_i unchanged

For E1 and M1, ΔM=0,±1\Delta M=0,\pm1; when Jf=JiJ_f=J_i, the Mi=Mf=0M_i=M_f=0 matrix element vanishes. For E2, ΔM=0,±1,±2\Delta M=0,\pm1,\pm2, subject to the full 3j3j symbol, which can impose additional zeros.

For E2, the rank-2 triangle excludes

0↮0,0↮1,12↮12.0\not\leftrightarrow0, \qquad 0\not\leftrightarrow1, \qquad \frac12\not\leftrightarrow\frac12.

It permits 0↔20\leftrightarrow2. A table that says only ΔJ=0,±1,±2\Delta J=0,\pm1,\pm2 misses these distinctions.

The JJ, MM, and parity entries concern field-free eigenstates with those labels. Additional useful limits are:

Approximation Further restriction
one active electron, E1 Δl=±1\Delta l=\pm1
one active electron, E2 Δl=0,±2\Delta l=0,\pm2, with ∣lf−li∣≤2≤lf+li\lvert l_f-l_i\rvert\le2\le l_f+l_i
pure LS coupling, E1 ΔS=0\Delta S=0; rank-11 triangle for LL
leading nonrelativistic M1 in pure LS coupling ΔS=0\Delta S=0, ΔL=0\Delta L=0; orbital/configuration overlap must also be nonzero
pure LS coupling, E2 ΔS=0\Delta S=0; rank-22 triangle for LL

Spin–orbit mixing can open weak intercombination E1 lines. Configuration mixing changes strengths and orbital assignments without violating exact parity or total-angular-momentum rules. A one-electron Δl\Delta l rule is not a general restriction on a correlated many-electron state.

Name a line “spin-forbidden E1,” “parity-forbidden E1,” or “E2-allowed,” not simply “forbidden.”

Choose the quantization axis as zz. For absorption, label the light component by the angular momentum qq it transfers along that axis:

ΔM=Mf−Mi=q.\Delta M=M_f-M_i=q.
Light component Spherical index Absorption rule Common name
electric field parallel to zz q=0q=0 ΔM=0\Delta M=0 π\pi
component driving an increase of MM q=+1q=+1 ΔM=+1\Delta M=+1 σ+\sigma^+
component driving a decrease of MM q=−1q=-1 ΔM=−1\Delta M=-1 σ−\sigma^-

Here qq labels the tensor component acting on the atom. To connect it to a field convention, with time dependence e−iωte^{-i\omega t} a positive-frequency electric vector proportional to (x^+iy^)(\hat x+i\hat y) drives q=+1q=+1, up to an irrelevant overall phase. Helicity is defined relative to propagation, whereas qq is defined relative to the chosen zz axis. Avoid assigning a helicity sign without specifying both directions and absorption versus emission.

The relative angular line strength contains

∣(Jf1Ji−MfqMi)∣2.\left| \begin{pmatrix} J_f & 1 & J_i\\ -M_f & q & M_i \end{pmatrix} \right|^2.

Equal permission does not imply equal strength. For a beam propagating along the quantization axis, the electric field is transverse and has no q=0q=0 component. For propagation perpendicular to the axis, linear polarization can be chosen to produce a π\pi component or a superposition of σ±\sigma^\pm components.

Let

F=I+J,\mathbf F=\mathbf I+\mathbf J,

where II is nuclear spin and JJ is electronic angular momentum. For a rank-1 transition between hyperfine levels,

ΔF=0,±1,F=0↮F′=0,\Delta F=0,\pm1, \qquad F=0\not\leftrightarrow F'=0,

and

ΔmF=q=0,±1.\Delta m_F=q=0,\pm1.
Process Main hyperfine rule Projection rule Important qualifier
optical E1 ΔF=0,±1\Delta F=0,\pm1, not 0↔00\leftrightarrow0 ΔmF=0,±1\Delta m_F=0,\pm1 parent electronic E1 JJ and parity rules still apply
microwave M1 rank-1 FF triangle, often ΔF=0,±1\Delta F=0,\pm1 ΔmF=0,±1\Delta m_F=0,\pm1 state composition and magnetic moment determine strength
electric quadrupole rank-2 FF triangle ΔmF=0,±1,±2\Delta m_F=0,\pm1,\pm2 parity unchanged for E2

For states with unmixed electronic JJ, hyperfine recoupling does not rescue an electronically forbidden J=0↔0J=0\leftrightarrow0 E1 transition. The reduced hyperfine matrix element contains the electronic reduced matrix element and a 6j6j coefficient; if the electronic factor is zero, angular recoupling alone cannot make it nonzero. The hyperfine interaction can itself mix different electronic JJ values; then a nominal J=0↔0J=0\leftrightarrow0 transition can acquire weak E1 strength. The exact FF and parity conditions still apply.

A “clock transition” often uses ΔmF=0\Delta m_F=0 states with a first-order magnetic-field-insensitive operating point. That is an experimental choice and Hamiltonian property, not a universal selection rule.

A pure rotational E1 line requires a nonzero molecule-fixed permanent dipole component and a nonzero rotational matrix element. Molecules without a permanent dipole still possess rotational levels; they simply lack ordinary pure rotational E1 absorption in the ideal field-free model.

For the ideal linear rigid rotor,

ΔJ=±1.\Delta J=\pm1.

Absorption from a lower rotational level has ΔJ=+1\Delta J=+1; stimulated or spontaneous emission can have ΔJ=−1\Delta J=-1. The J=0↔0J=0\leftrightarrow0 transition is absent.

Brown and Carrington (2003) develop the molecular angular factors and coupling conventions.

Rotor or band type Body-fixed rule Space-fixed rule
symmetric-top parallel ΔK=0\Delta K=0 ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0
symmetric-top perpendicular ΔK=±1\Delta K=\pm1 ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0
asymmetric-top aa type ΔKa\Delta K_a even, ΔKc\Delta K_c odd ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0
asymmetric-top bb type ΔKa\Delta K_a odd, ΔKc\Delta K_c odd ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0
asymmetric-top cc type ΔKa\Delta K_a odd, ΔKc\Delta K_c even ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0

The symmetric-top rows give angular matrix-element conditions and also apply to rovibrational bands. A parallel pure-rotational transition within the ideal rigid-top spectrum, with ΔJ=ΔK=0\Delta J=\Delta K=0, has zero energy change and therefore gives no finite-frequency absorption line. The K=0K=0 parallel band also has a vanishing ΔJ=0\Delta J=0 matrix element.

“Even” includes 0,±2,…0,\pm2,\ldots and “odd” includes ±1,±3,…\pm1,\pm3,\ldots. These asymmetric-top rules identify the dipole component that can carry a line in the rigid-rotor limit. Nuclear-spin statistics, torsion, large-amplitude motion, electronic spin, hyperfine structure, and state mixing add labels and restrictions.

Molecule Permanent dipole? Pure rotational E1? Rotational Raman?
HCl yes yes, chiefly ΔJ=±1\Delta J=\pm1 yes if polarizability is anisotropic
CO yes yes yes
N2_2 no no in the ideal E1 model yes, chiefly ΔJ=±2\Delta J=\pm2
O2_2 no no ordinary E1; magnetic-dipole structure can occur yes

A molecule can therefore rotate without having microwave E1 absorption.

Expand the electric dipole along a normal coordinate QkQ_k:

μ(Q)=μ0+∑k(∂μ∂Qk)0Qk+⋯ .\boldsymbol\mu(\mathbf Q) = \boldsymbol\mu_0 + \sum_k \left( \frac{\partial\boldsymbol\mu} {\partial Q_k} \right)_0 Q_k + \cdots.

A harmonic fundamental is infrared active when

(∂μ∂Qk)0≠0\left( \frac{\partial\boldsymbol\mu} {\partial Q_k} \right)_0 \ne0

in at least one laboratory component. In point-group language,

Γ(Qk)⊂Γ(μx,μy,μz).\Gamma(Q_k) \subset \Gamma(\mu_x,\mu_y,\mu_z).
Model Main rule What opens additional bands?
one-dimensional harmonic oscillator with linear dipole Δv=±1\Delta v=\pm1 higher dipole derivatives or mechanical anharmonicity
polyatomic harmonic normal modes one quantum in an IR-active mode mode mixing, anharmonicity, resonance
hot band commonly v→v+1v\to v+1 from v>0v>0 finite initial thermal population
overtone Δv=2,3,…\Delta v=2,3,\ldots electrical or mechanical anharmonicity
combination band changes in more than one mode mixed dipole derivatives, anharmonic coupling

A molecule need not have a permanent dipole to possess an infrared-active vibration. The criterion is the derivative of the dipole along the mode. Conversely, a polar molecule can have an individual normal mode with zero dipole derivative.

For a rank-1 rovibrational E1 transition, the space-fixed rotational shorthand is

ΔJ=−1,0,+1,J=0↮J′=0.\Delta J=-1,0,+1, \qquad J=0\not\leftrightarrow J'=0.
Branch ΔJ\Delta J Typical label
P −1-1 lower rotational angular momentum in the final state
Q 00 same JJ
R +1+1 higher rotational angular momentum in the final state

Not every band has all three branches. For a simple linear Σ↔Σ\Sigma\leftrightarrow\Sigma electric-dipole band, the Q branch is absent. Perpendicular bands, electronic angular momentum, vibrational angular momentum, spin, parity, and molecular symmetry can permit or suppress different branch structures.

For symmetric tops:

  • a parallel transition moment gives ΔK=0\Delta K=0;
  • a perpendicular transition moment gives ΔK=±1\Delta K=\pm1.

Branch letters describe ΔJ\Delta J, not the complete selection rule.

Long (2002) develops the Raman tensor and polarization dependence. Ordinary nonresonant Raman scattering is governed by the molecular polarizability tensor rather than a permanent electric dipole. Expand

αab(Q)=αab(0)+∑k(∂αab∂Qk)0Qk+⋯ .\alpha_{ab}(\mathbf Q) = \alpha_{ab}^{(0)} + \sum_k \left( \frac{\partial\alpha_{ab}} {\partial Q_k} \right)_0 Q_k + \cdots.

A harmonic vibrational mode is Raman active when at least one component satisfies

(∂αab∂Qk)0≠0.\left( \frac{\partial\alpha_{ab}} {\partial Q_k} \right)_0 \ne0.

Equivalently, the mode symmetry must occur in the symmetry representation of the quadratic functions associated with the symmetric polarizability tensor.

Raman process Leading ideal-model rule Additional requirement
vibrational Stokes Δv=+1\Delta v=+1 nonzero polarizability derivative
vibrational anti-Stokes Δv=−1\Delta v=-1 populated excited vibrational state
vibrational overtone or combination larger or multimode changes higher polarizability derivatives, anharmonicity, or resonance
linear-rotor rotational Raman shifted lines have ΔJ=±2\Delta J=\pm2 anisotropic polarizability
unshifted component no molecular energy change the state can change within a degenerate subspace, for example between degenerate MM levels

For rotational Raman spectra, branch notation often extends to

Branch ΔJ\Delta J
O −2-2
Q 00
S +2+2

The shifted pure rotational Raman lines are the O and S branches. Polarization selection depends on the Raman tensor and the incident and detected polarization vectors; “Raman active” alone does not determine the observed intensity in a chosen geometry.

For a molecule with inversion symmetry, an ideal normal mode cannot be both electric-dipole IR active and ordinary Raman active:

  • ungerade modes can transform like the dipole and be IR active;
  • gerade modes can transform like the polarizability and be Raman active.

This parity distinction remains valid for electric-dipole–electric-dipole Raman scattering on resonance when inversion is exact: the product of two odd dipole operators is even. Resonance changes intermediate-state weights, not that parity. Vibronic mixing that preserves inversion also cannot make an odd fundamental E1–E1 Raman active. Broken inversion, higher multipoles, or a different process such as hyper-Raman scattering requires different rules.

For an electric-dipole transition in a diatomic or linear molecule, commonly used approximate rules include:

Label E1 shorthand Qualification
total spin ΔS=0\Delta S=0 leading spin-independent electric dipole; spin–orbit mixing opens weak bands
orbital projection ΔΛ=0,±1\Delta\Lambda=0,\pm1 body-fixed rank-1 condition
total angular momentum ΔJ=0,±1\Delta J=0,\pm1, not 0↔00\leftrightarrow0 full angular condition
space-fixed projection ΔM=0,±1\Delta M=0,\pm1 polarization dependent
parity and reflection must match operator symmetry notation depends on electronic state and molecular symmetry

The most general symmetry test is

Γf∗⊗Γ(O^)⊗Γi⊃Γtot.sym..\Gamma_f^* \otimes \Gamma(\hat O) \otimes \Gamma_i \supset \Gamma_{\mathrm{tot.sym.}}.

The complex conjugate Γf∗\Gamma_f^* is essential for complex irreducible representations because the final state appears as a bra. For real representations it can be omitted. This representation criterion is safer than memorizing a label change when vibronic coupling, degenerate electronic states, or non-Abelian molecular symmetry is involved.

Mechanism What it mixes or changes Typical borrowed line
spin–orbit coupling different spin character with compatible total symmetry intercombination E1
configuration interaction configurations with different radial or angular strength weak nominally configuration-forbidden line
static electric field opposite parity Stark-induced E1
magnetic field magnetic sublevels and sometimes angular-momentum labels field-enabled or redistributed Zeeman components
hyperfine interaction electronic angular-momentum character through nuclear coupling hyperfine-induced transition
vibronic coupling electronic and vibrational symmetries Herzberg–Teller intensity
anharmonicity harmonic vibrational basis states overtones and combination bands
collisions or environment isolated-system symmetry and coherence collision-induced or matrix-enabled absorption
resonant Raman denominator intermediate-state weighting, while exact symmetries remain enhancement of an already symmetry-permitted channel

An observed weak line should be assigned only after alternatives such as an isotopologue, hot band, impurity, blend, multiple scattering, detector artifact, or calibration error have been checked.

Permitted is not strong. After symmetry permits a matrix element, its radial factor or interference between contributions can still suppress it. Compare relative strengths and line positions before assigning a measured peak.

A missing line is not a missing degree of freedom. A nonpolar molecule still has rotational states. Raman, magnetic-dipole, quadrupole, or collision-induced spectra may reveal them.

Resonance does not remove exact symmetry. A small energy denominator can enhance a permitted Raman amplitude. It cannot change the parity of an E1–E1 operator in a system with exact inversion.

Classify the angular-momentum and parity permission of these field-free transitions:

  1. Jiπi=0+→Jfπf=1−J_i^{\pi_i}=0^+\to J_f^{\pi_f}=1^-;
  2. 0+→0−0^+\to0^-;
  3. 0+→2+0^+\to2^+;
  4. 1+→1+1^+\to1^+.

Consider E1, M1, and E2 only. Do not infer line strength.

Solution
  1. 0+→1−0^+\to1^- passes the rank-1 triangle and changes parity, so it is E1-allowed by JJ and parity. M1 and E2 require unchanged parity and fail.
  2. 0+→0−0^+\to0^- has the parity change required by E1 but fails the rank-1 0↔00\leftrightarrow0 rule. M1 and E2 fail parity. It is forbidden for all three mechanisms under these assumptions.
  3. 0+→2+0^+\to2^+ passes the rank-2 triangle and preserves parity, so it is E2-allowed by JJ and parity. E1 fails both rank and parity; M1 fails rank.
  4. 1+→1+1^+\to1^+ preserves parity. M1 passes the rank-1 triangle; E2 passes the rank-2 triangle. E1 fails parity. Reduced matrix elements can still remove either permitted multipole.

An atom begins in Ji=0J_i=0, Mi=0M_i=0 and is excited by E1 light to Jf=1J_f=1. Which final magnetic sublevel is reached by q=0,+1,−1q=0,+1,-1 absorption? What component is absent for a plane wave propagating along the quantization axis?

Solution

The projection rule is

Mf=Mi+q=q.M_f=M_i+q=q.

Therefore:

  • q=0q=0 reaches Mf=0M_f=0;
  • q=+1q=+1 reaches Mf=+1M_f=+1;
  • q=−1q=-1 reaches Mf=−1M_f=-1.

For propagation along the quantization axis, the electric field is transverse, so there is no field component parallel to that axis and no π\pi or q=0q=0 component.

A centrosymmetric molecule has one gerade normal mode and one ungerade normal mode. Under the leading electric-dipole IR and ordinary polarizability Raman operators, which mode can be IR active and which can be Raman active? Name one way the ideal mutual-exclusion pattern can fail experimentally.

Solution

The electric dipole is ungerade, so an ungerade normal mode can be IR active. The polarizability is gerade, so a gerade normal mode can be Raman active. Thus the leading operators give mutual exclusion.

A field or an environment that breaks inversion can relax the exclusion. Resonance or parity-preserving vibronic mixing alone cannot: an E1–E1 amplitude remains even. A combination band can have a different total symmetry from either constituent fundamental, and should be analyzed as its own transition.

An observed line violates ΔS=0\Delta S=0 but satisfies the exact JJ and parity rules for E1. Give a minimal, testable explanation and predict how its intensity scales with a small mixing amplitude ε\varepsilon.

Solution

Spin–orbit coupling can mix a small component of an E1-allowed spin state into one of the levels:

∣f~⟩=∣f0⟩+ε∣fallowed⟩.|\widetilde f\rangle = |f_0\rangle + \varepsilon|f_{\mathrm{allowed}}\rangle.

If

⟨f0∣d^∣i⟩=0\langle f_0|\hat d|i\rangle=0

but

⟨fallowed∣d^∣i⟩≠0,\langle f_{\mathrm{allowed}}|\hat d|i\rangle\ne0,

then

Mfi∼ε⟨fallowed∣d^∣i⟩.\mathcal M_{fi} \sim \varepsilon \langle f_{\mathrm{allowed}}|\hat d|i\rangle.

The borrowed intensity scales as

Iborrowed∝∣ε∣2.I_{\mathrm{borrowed}} \propto|\varepsilon|^2.

A test should compare the line strength across a series where spin–orbit mixing changes, or calculate the mixed-state composition and branching ratios.

  • Brown, J. M., and A. Carrington. Rotational Spectroscopy of Diatomic Molecules. Cambridge University Press, 2003. DOI.
  • Long, D. A. The Raman Effect: A Unified Treatment of the Theory of Raman Scattering by Molecules. Wiley, 2002. DOI.
  • Martin, W. C., and W. L. Wiese. “Atomic Spectroscopy,” in G. W. F. Drake, ed., Atomic, Molecular, and Optical Physics Handbook. AIP Press, 1996. NIST online selection-rule and line-strength reference.