Selection Rule Tables
A selection rule tells you when symmetry forces a transition amplitude to vanish. The operator matters: a pair of levels may forbid electric-dipole absorption but permit magnetic-dipole or electric-quadrupole excitation. Passing the rules does not guarantee a strong line; radial overlap, interference, population, and detection geometry still matter.
Use the tables below for a quick comparison. Read Atomic selection rules or Selection rules in spectroscopy for detailed applications. Rules involving , or an individual electron’s require the stated coupling approximation; rules involving exact parity and total angular momentum apply to eigenstates with those symmetries.
Required background. The Wigner–Eckart theorem separates the angular factor from the reduced matrix element.
Universal Tensor Rule
Section titled “Universal Tensor Rule”For a spherical tensor component , one common Wigner–Eckart convention is
The symbol gives three universal necessary conditions:
and every and triple must be admissible. The reduced matrix element contains parity, internal symmetry, radial, spin, configuration, and body-fixed information. Passing the test is therefore not sufficient.
Why triangle conditions are safer
Section titled “Why triangle conditions are safer”The shorthand
can hide low- exclusions. For a rank-2 operator, for example, has but fails
By contrast, passes the rank-2 triangle condition. When in doubt, use the triangle inequality rather than the change rule.
Multipole Parity Rule
Section titled “Multipole Parity Rule”Let be parity eigenvalues. The leading electromagnetic multipoles have operator parity
A nonzero matrix element requires
Therefore:
| Multipole | Tensor rank | Required state parity |
|---|---|---|
| electric dipole E1 | changes | |
| magnetic dipole M1 | unchanged | |
| electric quadrupole E2 | unchanged | |
| magnetic quadrupole M2 | changes | |
| electric octupole E3 | changes |
Parity rules are exact only while parity is a symmetry of the Hamiltonian. A static electric field, chiral environment, weak interaction, or other parity-mixing perturbation can make field-dressed states cease to be parity eigenstates.
Atomic Multipole Table
Section titled “Atomic Multipole Table”The NIST atomic-spectroscopy reference tabulates the angular and parity rules. The compact table here separates those conditions from approximation-dependent restrictions described below.
| Operator | Angular momentum | Parity |
|---|---|---|
| E1 | rank ; , excluding | changes |
| M1 | rank ; , excluding | unchanged |
| E2 | rank ; | unchanged |
For E1 and M1, ; when , the matrix element vanishes. For E2, , subject to the full symbol, which can impose additional zeros.
For E2, the rank-2 triangle excludes
It permits . A table that says only misses these distinctions.
Exact and approximate columns
Section titled “Exact and approximate columns”The , , and parity entries concern field-free eigenstates with those labels. Additional useful limits are:
| Approximation | Further restriction |
|---|---|
| one active electron, E1 | |
| one active electron, E2 | , with |
| pure LS coupling, E1 | ; rank- triangle for |
| leading nonrelativistic M1 in pure LS coupling | , ; orbital/configuration overlap must also be nonzero |
| pure LS coupling, E2 | ; rank- triangle for |
Spin–orbit mixing can open weak intercombination E1 lines. Configuration mixing changes strengths and orbital assignments without violating exact parity or total-angular-momentum rules. A one-electron rule is not a general restriction on a correlated many-electron state.
Name a line “spin-forbidden E1,” “parity-forbidden E1,” or “E2-allowed,” not simply “forbidden.”
Polarization and Magnetic Sublevels
Section titled “Polarization and Magnetic Sublevels”Choose the quantization axis as . For absorption, label the light component by the angular momentum it transfers along that axis:
| Light component | Spherical index | Absorption rule | Common name |
|---|---|---|---|
| electric field parallel to | |||
| component driving an increase of | |||
| component driving a decrease of |
Here labels the tensor component acting on the atom. To connect it to a field convention, with time dependence a positive-frequency electric vector proportional to drives , up to an irrelevant overall phase. Helicity is defined relative to propagation, whereas is defined relative to the chosen axis. Avoid assigning a helicity sign without specifying both directions and absorption versus emission.
The relative angular line strength contains
Equal permission does not imply equal strength. For a beam propagating along the quantization axis, the electric field is transverse and has no component. For propagation perpendicular to the axis, linear polarization can be chosen to produce a component or a superposition of components.
Hyperfine-Resolved Rules
Section titled “Hyperfine-Resolved Rules”Let
where is nuclear spin and is electronic angular momentum. For a rank-1 transition between hyperfine levels,
and
| Process | Main hyperfine rule | Projection rule | Important qualifier |
|---|---|---|---|
| optical E1 | , not | parent electronic E1 and parity rules still apply | |
| microwave M1 | rank-1 triangle, often | state composition and magnetic moment determine strength | |
| electric quadrupole | rank-2 triangle | parity unchanged for E2 |
For states with unmixed electronic , hyperfine recoupling does not rescue an electronically forbidden E1 transition. The reduced hyperfine matrix element contains the electronic reduced matrix element and a coefficient; if the electronic factor is zero, angular recoupling alone cannot make it nonzero. The hyperfine interaction can itself mix different electronic values; then a nominal transition can acquire weak E1 strength. The exact and parity conditions still apply.
A “clock transition” often uses states with a first-order magnetic-field-insensitive operating point. That is an experimental choice and Hamiltonian property, not a universal selection rule.
Pure Rotational Electric-Dipole Rules
Section titled “Pure Rotational Electric-Dipole Rules”A pure rotational E1 line requires a nonzero molecule-fixed permanent dipole component and a nonzero rotational matrix element. Molecules without a permanent dipole still possess rotational levels; they simply lack ordinary pure rotational E1 absorption in the ideal field-free model.
Linear closed-shell rotor
Section titled “Linear closed-shell rotor”For the ideal linear rigid rotor,
Absorption from a lower rotational level has ; stimulated or spontaneous emission can have . The transition is absent.
Symmetric and asymmetric tops
Section titled “Symmetric and asymmetric tops”Brown and Carrington (2003) develop the molecular angular factors and coupling conventions.
| Rotor or band type | Body-fixed rule | Space-fixed rule |
|---|---|---|
| symmetric-top parallel | , not | |
| symmetric-top perpendicular | , not | |
| asymmetric-top type | even, odd | , not |
| asymmetric-top type | odd, odd | , not |
| asymmetric-top type | odd, even | , not |
The symmetric-top rows give angular matrix-element conditions and also apply to rovibrational bands. A parallel pure-rotational transition within the ideal rigid-top spectrum, with , has zero energy change and therefore gives no finite-frequency absorption line. The parallel band also has a vanishing matrix element.
“Even” includes and “odd” includes . These asymmetric-top rules identify the dipole component that can carry a line in the rigid-rotor limit. Nuclear-spin statistics, torsion, large-amplitude motion, electronic spin, hyperfine structure, and state mixing add labels and restrictions.
Quick molecular comparison
Section titled “Quick molecular comparison”| Molecule | Permanent dipole? | Pure rotational E1? | Rotational Raman? |
|---|---|---|---|
| HCl | yes | yes, chiefly | yes if polarizability is anisotropic |
| CO | yes | yes | yes |
| N | no | no in the ideal E1 model | yes, chiefly |
| O | no | no ordinary E1; magnetic-dipole structure can occur | yes |
A molecule can therefore rotate without having microwave E1 absorption.
Vibrational Infrared Rules
Section titled “Vibrational Infrared Rules”Expand the electric dipole along a normal coordinate :
A harmonic fundamental is infrared active when
in at least one laboratory component. In point-group language,
| Model | Main rule | What opens additional bands? |
|---|---|---|
| one-dimensional harmonic oscillator with linear dipole | higher dipole derivatives or mechanical anharmonicity | |
| polyatomic harmonic normal modes | one quantum in an IR-active mode | mode mixing, anharmonicity, resonance |
| hot band | commonly from | finite initial thermal population |
| overtone | electrical or mechanical anharmonicity | |
| combination band | changes in more than one mode | mixed dipole derivatives, anharmonic coupling |
A molecule need not have a permanent dipole to possess an infrared-active vibration. The criterion is the derivative of the dipole along the mode. Conversely, a polar molecule can have an individual normal mode with zero dipole derivative.
Rovibrational Branches
Section titled “Rovibrational Branches”For a rank-1 rovibrational E1 transition, the space-fixed rotational shorthand is
| Branch | Typical label | |
|---|---|---|
| P | lower rotational angular momentum in the final state | |
| Q | same | |
| R | higher rotational angular momentum in the final state |
Not every band has all three branches. For a simple linear electric-dipole band, the Q branch is absent. Perpendicular bands, electronic angular momentum, vibrational angular momentum, spin, parity, and molecular symmetry can permit or suppress different branch structures.
For symmetric tops:
- a parallel transition moment gives ;
- a perpendicular transition moment gives .
Branch letters describe , not the complete selection rule.
Raman Rules
Section titled “Raman Rules”Long (2002) develops the Raman tensor and polarization dependence. Ordinary nonresonant Raman scattering is governed by the molecular polarizability tensor rather than a permanent electric dipole. Expand
A harmonic vibrational mode is Raman active when at least one component satisfies
Equivalently, the mode symmetry must occur in the symmetry representation of the quadratic functions associated with the symmetric polarizability tensor.
Vibrational and rotational table
Section titled “Vibrational and rotational table”| Raman process | Leading ideal-model rule | Additional requirement |
|---|---|---|
| vibrational Stokes | nonzero polarizability derivative | |
| vibrational anti-Stokes | populated excited vibrational state | |
| vibrational overtone or combination | larger or multimode changes | higher polarizability derivatives, anharmonicity, or resonance |
| linear-rotor rotational Raman | shifted lines have | anisotropic polarizability |
| unshifted component | no molecular energy change | the state can change within a degenerate subspace, for example between degenerate levels |
For rotational Raman spectra, branch notation often extends to
| Branch | |
|---|---|
| O | |
| Q | |
| S |
The shifted pure rotational Raman lines are the O and S branches. Polarization selection depends on the Raman tensor and the incident and detected polarization vectors; “Raman active” alone does not determine the observed intensity in a chosen geometry.
Centrosymmetric mutual exclusion
Section titled “Centrosymmetric mutual exclusion”For a molecule with inversion symmetry, an ideal normal mode cannot be both electric-dipole IR active and ordinary Raman active:
- ungerade modes can transform like the dipole and be IR active;
- gerade modes can transform like the polarizability and be Raman active.
This parity distinction remains valid for electric-dipole–electric-dipole Raman scattering on resonance when inversion is exact: the product of two odd dipole operators is even. Resonance changes intermediate-state weights, not that parity. Vibronic mixing that preserves inversion also cannot make an odd fundamental E1–E1 Raman active. Broken inversion, higher multipoles, or a different process such as hyper-Raman scattering requires different rules.
Molecular Electronic Shorthand
Section titled “Molecular Electronic Shorthand”For an electric-dipole transition in a diatomic or linear molecule, commonly used approximate rules include:
| Label | E1 shorthand | Qualification |
|---|---|---|
| total spin | leading spin-independent electric dipole; spin–orbit mixing opens weak bands | |
| orbital projection | body-fixed rank-1 condition | |
| total angular momentum | , not | full angular condition |
| space-fixed projection | polarization dependent | |
| parity and reflection | must match operator symmetry | notation depends on electronic state and molecular symmetry |
The most general symmetry test is
The complex conjugate is essential for complex irreducible representations because the final state appears as a bra. For real representations it can be omitted. This representation criterion is safer than memorizing a label change when vibronic coupling, degenerate electronic states, or non-Abelian molecular symmetry is involved.
When Forbidden Lines Appear
Section titled “When Forbidden Lines Appear”| Mechanism | What it mixes or changes | Typical borrowed line |
|---|---|---|
| spin–orbit coupling | different spin character with compatible total symmetry | intercombination E1 |
| configuration interaction | configurations with different radial or angular strength | weak nominally configuration-forbidden line |
| static electric field | opposite parity | Stark-induced E1 |
| magnetic field | magnetic sublevels and sometimes angular-momentum labels | field-enabled or redistributed Zeeman components |
| hyperfine interaction | electronic angular-momentum character through nuclear coupling | hyperfine-induced transition |
| vibronic coupling | electronic and vibrational symmetries | Herzberg–Teller intensity |
| anharmonicity | harmonic vibrational basis states | overtones and combination bands |
| collisions or environment | isolated-system symmetry and coherence | collision-induced or matrix-enabled absorption |
| resonant Raman denominator | intermediate-state weighting, while exact symmetries remain | enhancement of an already symmetry-permitted channel |
An observed weak line should be assigned only after alternatives such as an isotopologue, hot band, impurity, blend, multiple scattering, detector artifact, or calibration error have been checked.
Common pitfalls
Section titled “Common pitfalls”Permitted is not strong. After symmetry permits a matrix element, its radial factor or interference between contributions can still suppress it. Compare relative strengths and line positions before assigning a measured peak.
A missing line is not a missing degree of freedom. A nonpolar molecule still has rotational states. Raman, magnetic-dipole, quadrupole, or collision-induced spectra may reveal them.
Resonance does not remove exact symmetry. A small energy denominator can enhance a permitted Raman amplitude. It cannot change the parity of an E1–E1 operator in a system with exact inversion.
Exercises
Section titled “Exercises”E1, M1, or E2?
Section titled “E1, M1, or E2?”Classify the angular-momentum and parity permission of these field-free transitions:
- ;
- ;
- ;
- .
Consider E1, M1, and E2 only. Do not infer line strength.
Solution
- passes the rank-1 triangle and changes parity, so it is E1-allowed by and parity. M1 and E2 require unchanged parity and fail.
- has the parity change required by E1 but fails the rank-1 rule. M1 and E2 fail parity. It is forbidden for all three mechanisms under these assumptions.
- passes the rank-2 triangle and preserves parity, so it is E2-allowed by and parity. E1 fails both rank and parity; M1 fails rank.
- preserves parity. M1 passes the rank-1 triangle; E2 passes the rank-2 triangle. E1 fails parity. Reduced matrix elements can still remove either permitted multipole.
Polarization from a scalar state
Section titled “Polarization from a scalar state”An atom begins in , and is excited by E1 light to . Which final magnetic sublevel is reached by absorption? What component is absent for a plane wave propagating along the quantization axis?
Solution
The projection rule is
Therefore:
- reaches ;
- reaches ;
- reaches .
For propagation along the quantization axis, the electric field is transverse, so there is no field component parallel to that axis and no or component.
Infrared and Raman activity
Section titled “Infrared and Raman activity”A centrosymmetric molecule has one gerade normal mode and one ungerade normal mode. Under the leading electric-dipole IR and ordinary polarizability Raman operators, which mode can be IR active and which can be Raman active? Name one way the ideal mutual-exclusion pattern can fail experimentally.
Solution
The electric dipole is ungerade, so an ungerade normal mode can be IR active. The polarizability is gerade, so a gerade normal mode can be Raman active. Thus the leading operators give mutual exclusion.
A field or an environment that breaks inversion can relax the exclusion. Resonance or parity-preserving vibronic mixing alone cannot: an E1–E1 amplitude remains even. A combination band can have a different total symmetry from either constituent fundamental, and should be analyzed as its own transition.
Explain a weak intercombination line
Section titled “Explain a weak intercombination line”An observed line violates but satisfies the exact and parity rules for E1. Give a minimal, testable explanation and predict how its intensity scales with a small mixing amplitude .
Solution
Spin–orbit coupling can mix a small component of an E1-allowed spin state into one of the levels:
If
but
then
The borrowed intensity scales as
A test should compare the line strength across a series where spin–orbit mixing changes, or calculate the mixed-state composition and branching ratios.
References
Section titled “References”- Brown, J. M., and A. Carrington. Rotational Spectroscopy of Diatomic Molecules. Cambridge University Press, 2003. DOI.
- Long, D. A. The Raman Effect: A Unified Treatment of the Theory of Raman Scattering by Molecules. Wiley, 2002. DOI.
- Martin, W. C., and W. L. Wiese. “Atomic Spectroscopy,” in G. W. F. Drake, ed., Atomic, Molecular, and Optical Physics Handbook. AIP Press, 1996. NIST online selection-rule and line-strength reference.