Optical Bloch Equations in Spectroscopy
The optical Bloch equations describe a coherently driven two-level atom whose population and coherence also relax. They are the smallest model that simultaneously contains:
- Rabi rotation;
- detuning and optical phase;
- spontaneous emission;
- homogeneous pure dephasing;
- transient damping;
- a saturated continuous-wave steady state.
For the chapter convention
and a drive phase chosen as zero, the workhorse equations are
Here is the inversion, and are the two coherence quadratures, is the excited-state population-decay rate, and
is the transverse coherence-decay rate. These three coupled equations map directly to fluorescence, absorption, dispersion, scattering force, and power-broadened spectra.
Required background. Two-Level Atom supplies the Hamiltonian; Rabi Oscillations explains coherent rotation; Quantum Optical Master Equation develops the short-memory radiative approximation used here.
For the general open-system derivation, see Optical Bloch Equations. The notebook compares numerical transients, analytic steady states, linewidths, and physicality checks.
Density Matrix for a Two-Level Atom
Section titled “Density Matrix for a Two-Level Atom”Why amplitudes are not enough
Section titled “Why amplitudes are not enough”A state vector describes one isolated coherent realization. Spontaneous emission entangles the atom with unobserved radiation, technical noise varies between runs, and experiments average over records. The reduced atomic state is therefore represented by
in the ordered basis .
Physical states satisfy
For a density matrix, positivity implies
The diagonal entries are populations. The off-diagonal entry is the optical coherence: its magnitude sets the available dipole phase coherence, and its complex phase sets the polarization quadrature relative to the drive.
Bloch coordinates
Section titled “Bloch coordinates”Define
Then
and
The Bloch-vector length satisfies
Equality holds for a pure state. Dissipation generally moves the state inside the Bloch sphere.
What is measured
Section titled “What is measured”Different instruments couple to different components:
- state-selective detection measures or ;
- absorptive response is associated with one coherence quadrature;
- dispersive phase response is associated with the other;
- total fluorescence from an ideal radiative channel is proportional to ;
- a state conditioned on a time-resolved photon record requires a conditional model, not only the ensemble density matrix.
The optical Bloch equations provide . A detector model is still needed to predict recorded counts, voltage, or transmitted power.
Coherent Drive
Section titled “Coherent Drive”Rotating-frame Hamiltonian
Section titled “Rotating-frame Hamiltonian”After the two-level reduction and rotating-wave approximation, choose the drive phase as the axis:
This page uses
The canonical open-systems page uses the opposite detuning sign. Its equations agree after replacing there by here.
For a drive phase ,
where
A constant phase can define the transverse axes. Time-dependent phase noise cannot generally be removed once and forgotten.
Unitary density-matrix evolution
Section titled “Unitary density-matrix evolution”The coherent contribution is
It preserves trace, eigenvalues, and purity. In Bloch form it gives
with
The drive does not directly create irreversible population transfer. It rotates population into coherence and coherence back into population.
Population–coherence feedback
Section titled “Population–coherence feedback”For phase zero, the coherent pieces satisfy
An incoherent population-only rate equation cannot reproduce this phase feedback. It becomes a controlled approximation only when coherence decays or averages away on an appropriately short timescale.
Spontaneous Emission
Section titled “Spontaneous Emission”Spontaneous Emission derives the vacuum-mode continuum rate, Wigner–Weisskopf decay, dipole pattern, photon wavepacket, and environment dependence. This page takes the resulting rate as an input to driven dissipative dynamics.
Radiative jump operator
Section titled “Radiative jump operator”For an ideal closed transition,
returns the excited state to the ground state. The dissipator is
Spontaneous emission at rate contributes
The jump term
repopulates . The anticommutator terms remove excited amplitude. Keeping only a non-Hermitian loss Hamiltonian would miss repopulation and would not preserve the trace of the unconditional state.
Population and coherence decay
Section titled “Population and coherence decay”With no drive,
so
The same channel damps optical coherence at half the population rate:
Thus spontaneous emission alone gives
The factor of two is a frequent source of linewidth mistakes.
Total rate versus detected record
Section titled “Total rate versus detected record”The unconditional mean emission rate is
This is the total rate into the modeled radiative reservoir. A detector collects only selected solid angle, polarization, frequency, and time bins, and it has nonunit efficiency and background.
A single emitter produces discrete stochastic events. The smooth function is an ensemble mean or repeated-run expectation.
Branching and dark states
Section titled “Branching and dark states”Real excited states may decay into several lower states. If only a fraction returns to the selected , then the two-state subspace loses probability at rate
One must then:
- include the other lower states;
- add repumping and optical pumping;
- or explicitly use a trace-decreasing subspace model. The unnormalized subspace block still describes unconditional probabilities. Normalizing it conditions on survival and generally gives nonlinear equations.
Replacing by everywhere is not correct: the excited state decays at the total rate , while only the return flux to carries the factor .
Dephasing
Section titled “Dephasing”Homogeneous pure dephasing
Section titled “Homogeneous pure dephasing”A minimal Markovian pure-dephasing term is
It leaves the populations unchanged and gives
Combining radiative decay and pure dephasing,
Equivalently,
Within this model,
An experimental fit that violates this inequality signals inconsistent definitions, uncertainty, nonexponential behavior, or a model beyond these two Markovian channels.
What pure dephasing can represent
Section titled “What pure dephasing can represent”An effective may summarize fast homogeneous fluctuations, collisions, elastic environment coupling, or white phase-diffusion noise. It should not automatically absorb:
- quasi-static detuning distributions;
- Doppler broadening;
- slow laser drift;
- spatially varying light shifts;
- unresolved neighboring lines;
- non-Markovian spectral diffusion.
Those effects can produce nonexponential coherence or inhomogeneous line shapes even when one exponential fit looks adequate over a short window.
Laser linewidth
Section titled “Laser linewidth”A Lorentzian laser spectrum generated by ideal white frequency noise can often be represented by an added homogeneous coherence-decay rate. A Gaussian or structured oscillator spectrum generally cannot be reduced to one constant without losing time dependence or correlations.
The distinction between and is developed in Decoherence Timescales.
Bloch-Vector Equations
Section titled “Bloch-Vector Equations”Master equation
Section titled “Master equation”The AMO workhorse master equation is
Its independent density-matrix equations are
Hermiticity supplies .
Real three-component form
Section titled “Real three-component form”In terms of ,
The same equations can be written
where
and
This is an affine flow. Spontaneous emission pulls the state toward the ground-state pole rather than toward the center of the Bloch ball.
Term-by-term interpretation
Section titled “Term-by-term interpretation”- rotates the two coherence quadratures into each other.
- rotates into population and population into .
- contracts the transverse components.
- relaxes toward .
- The drive and relaxation together produce a nontrivial steady state.
Removing all rates recovers coherent Rabi rotation. Removing the drive gives exponential population and coherence decay.
Resonant transient
Section titled “Resonant transient”On resonance, decouples and the homogeneous dynamics has eigenvalues
In the underdamped regime,
Thus the oscillating homogeneous modes have the exact envelope rate
This transient diagnostic is developed more fully in Rabi Oscillations.
Numerical propagation
Section titled “Numerical propagation”For piecewise-constant parameters,
For arbitrary pulses, integrate the master equation with the actual , , and . A solver should be checked against:
- trace preservation;
- Hermiticity;
- nonnegative density-matrix eigenvalues;
- the no-drive exponential limit;
- the closed-system limit;
- the analytic steady state.
Steady States
Section titled “Steady States”Algebraic solution
Section titled “Algebraic solution”Assume constant drive, , and with . These conditions give a unique relaxing steady state.
For constant drive, set all derivatives to zero and define
The steady Bloch components are
Therefore
The steady optical coherence is
Every expression is even in detuning for the population but odd/even in the expected way for the dispersive/absorptive coherence quadratures.
Weak drive
Section titled “Weak drive”When
the atom remains mostly in :
The coherence is linear in :
This is the linear-response regime. Population is second order in field amplitude, while polarization is first order.
Strong resonant drive
Section titled “Strong resonant drive”On resonance,
Formally, as ,
Physically the useful window is while the rotating-wave approximation and isolation from other levels remain valid. A continuously driven closed two-level transition saturates at equal populations. This does not contradict a coherent pulse reaching : a pulse is a transient operation, while the continuous-wave steady state includes ongoing emission and re-excitation.
No extra pure dephasing
Section titled “No extra pure dephasing”When ,
and
The total steady scattering rate is then
At very strong resonant drive,
The atom cannot emit faster on average than one photon per two excited-state lifetimes in this ideal steady two-level model.
Thermal or pumped reservoirs
Section titled “Thermal or pumped reservoirs”The equation
assumes zero-temperature relaxation to . With explicit upward and downward rates, and . A positive-temperature equilibrium reservoir has and does not invert a two-level atom. An engineered incoherent pump can produce and populations above .
That extension should be derived from explicit upward and downward rates, not inserted by changing the sign of .
Saturation and Line Broadening
Section titled “Saturation and Line Broadening”Detuning-dependent saturation
Section titled “Detuning-dependent saturation”Define
Then
The on-resonance parameter is
and
Authors also use for the on-resonance quantity. Always inspect the definition rather than the symbol alone.
Saturated line shape
Section titled “Saturated line shape”The steady population can be written
The peak is
Its angular-frequency half-width at half maximum is
so
Power broadening is therefore a property of the driven response, not an intrinsic linewidth of the unilluminated atom.
With no pure dephasing (), top: increasing the resonant saturation parameter raises and broadens the steady excited-state response. Bottom: on resonance, approaches a finite plateau rather than growing indefinitely.
Ideal radiative transition
Section titled “Ideal radiative transition”With no extra pure dephasing,
For an ideal closed electric-dipole transition driven by a plane wave with the dipole aligned to the polarization,
where
Here is a population decay rate in . For a stable lower state without additional dephasing it also equals the natural angular-frequency FWHM; it is not intrinsically an “angular decay rate.” The formula assumes that the driven polarization couples the full radiative dipole strength of this closed transition. Reduced polarization projection increases the required intensity. If , then increases by for that same closed transition. Additional pure dephasing multiplies it by . Open branches and multilevel optical pumping require explicit rate equations, not just a polarization correction to a universal number (Steck, 2025).
Standard scattering-rate form
Section titled “Standard scattering-rate form”For the same ideal transition,
This compact formula is ubiquitous in laser-cooling estimates. It is not universal for molecules, open transitions, coherent dark states, dense media, cavities, or structured reservoirs.
For one traveling-wave beam and one absorption–spontaneous-emission cycle, the mean dissipative force is approximately
when spontaneous-emission recoil averages to zero. Multiple beams, directional emission, stimulated processes, and sub-Doppler polarization gradients require a larger model.
Radiation Pressure derives this mechanical force, its Doppler dependence, saturation ceiling, and recoil diffusion without duplicating the Bloch steady state.
Rabi frequency to intensity
Section titled “Rabi frequency to intensity”For electric-dipole coupling,
and a plane wave has
Thus , but the proportionality uses the local field and the actual polarization projection. Nominal laser power is not itself a Rabi frequency.
Broadening versus splitting
Section titled “Broadening versus splitting”The formula
describes a drive-frequency scan of the steady excited population. Within this model it remains Lorentzian even when the frequency-resolved emitted light has a Mollow triplet. These are different measurements: scanning the input frequency and integrating fluorescence is not resolving the output frequency at a fixed drive. A weak probe of an additional transition can instead resolve Autler–Townes splitting. Line Shapes and Broadening compares Doppler, collision, transit-time, and instrumental effects.
Polarization, Fluorescence, and Counts
Section titled “Polarization, Fluorescence, and Counts”Absorptive and dispersive quadratures
Section titled “Absorptive and dispersive quadratures”In the weak-drive limit,
With the present phase convention, is odd in detuning and supplies the dispersive quadrature, while is even and supplies the absorptive quadrature. Rephasing the local oscillator rotates these labels.
The atomic dipole is proportional to plus its conjugate in the laboratory frame. A transmission or phase-shift experiment therefore probes coherence, not simply excited-state population.
Fluorescence count model
Section titled “Fluorescence count model”For collection efficiency , background count rate , and detection window , an ideal mean count is
Under constant steady excitation, . This fixes the mean, not the distribution. Independent detection of each photon does not make fluorescence counts Poisson: a single two-level emitter has correlated emission times. For stationary signal alone, with detected rate and ideal timing,
The first term is shot noise; the second measures temporal correlations. A long window does not generally remove the fractional correction. Low detection efficiency can make it small because the mean scales as and the correlation term as (Exercise 3). Independent Poisson background adds its mean to both mean and variance. Detector dead time, afterpulsing, blinking, and background fluctuations need separate models. Photon Antibunching develops the post-click regression calculation. Full count statistics can also be obtained from a counting-field master equation without sampling individual trajectories.
Coherent and incoherent scattering
Section titled “Coherent and incoherent scattering”The total rate does not specify the optical spectrum. Resonance fluorescence contains:
- an elastically scattered coherent component linked to ;
- an inelastic component governed by two-time dipole correlations.
At strong drive, the inelastic spectrum can form the Mollow triplet. The one-time optical Bloch steady state supplies ingredients for that calculation, but not the spectrum by itself.
Transmission is a propagation problem
Section titled “Transmission is a propagation problem”For a dilute optically thin sample, the single-atom coherence can be mapped to susceptibility and absorption. At appreciable optical depth, the field changes while propagating and drives different atoms with different amplitudes and phases.
Then one may need Maxwell–Bloch equations, radiative transfer, collective scattering, or a coupled-dipole model. Multiplying a single-atom scattering rate by atom number is not generally valid in a dense or optically thick sample.
Experimental Forward Models
Section titled “Experimental Forward Models”Local intensity and ensemble averaging
Section titled “Local intensity and ensemble averaging”Suppose atoms have density and the beam gives . A detector response has the schematic form
Because saturation is nonlinear,
in general. A Gaussian beam can therefore distort both the apparent contrast and line shape.
Motion and Doppler detuning
Section titled “Motion and Doppler detuning”For velocity ,
for the stated sign convention, with pointing along laser propagation and the atomic laboratory velocity. The observed response averages the homogeneous optical Bloch result over the velocity distribution.
If velocity also changes transit time, intensity, or collection efficiency, the correct average is joint rather than a simple convolution.
Multilevel optical pumping
Section titled “Multilevel optical pumping”The two-level steady state assumes every decay returns to the addressed ground state and the drive couples only one transition. In a multilevel atom:
- different Zeeman components have different Rabi frequencies;
- spontaneous emission redistributes magnetic populations;
- dark states can form;
- repump fields add coherences and rates;
- light shifts move each component differently.
An “effective two-level” fit may summarize a narrow operating range, but its fitted , , or contrast need not be a microscopic atomic constant.
Pulsed versus steady-state data
Section titled “Pulsed versus steady-state data”The steady formulas apply only after transients have decayed. A pulse of duration comparable to , , or one Rabi period requires the time-dependent equations.
Useful checks are:
- fit several pulse durations with shared rates;
- vary power to separate from ;
- scan detuning to constrain line center and width;
- calibrate readout independently;
- inspect whether fitted rates change with the chosen time window.
Parameter identifiability
Section titled “Parameter identifiability”A single steady line can constrain combinations such as
more directly than the three quantities separately. Independent lifetime, Rabi-frequency, or coherence measurements are needed to identify , , and individually.
Scope and Limitations
Section titled “Scope and Limitations”Markov approximation
Section titled “Markov approximation”Constant and assume reservoir memory is short on the system timescale. Structured photonic environments, strong coupling, retardation, and slow spectral diffusion can violate this assumption.
Semiclassical drive
Section titled “Semiclassical drive”The driving field is prescribed. The equations do not describe depletion, atom–field entanglement, photon-number-dependent Rabi frequencies, or cavity backaction of the driving mode. A classical input drive still permits nonclassical emitted light: quantum emission operators and two-time correlations must be included when calculating the output.
Rotating-wave approximation
Section titled “Rotating-wave approximation”Counter-rotating terms are omitted. Strong drive can produce Bloch–Siegert shifts and additional harmonics. The controlled approximation criteria are developed in Rotating-Wave Approximation.
Independent atoms
Section titled “Independent atoms”The single-atom equations omit dipole–dipole interactions, superradiance, subradiance, reabsorption, and cooperative shifts. These can matter at high density or in structured geometries.
Unconditional evolution
Section titled “Unconditional evolution”The density matrix averages over unobserved emission records. Continuous monitoring, feedback, heralding, and time-resolved conditional state estimation require stochastic trajectories or filtering equations.
Phenomenological dephasing
Section titled “Phenomenological dephasing”A fitted constant is not a microscopic explanation. Its meaning depends on the timescale, protocol, and noise spectrum.
Exercises
Section titled “Exercises”1. Density-matrix positivity
Section titled “1. Density-matrix positivity”For
derive the positivity condition on . Express the purity in terms of the Bloch-vector length.
Solution
The trace is already one. Positivity requires
and a nonnegative determinant:
Therefore
Writing
and using
gives
Thus for a pure state and for a mixed state.
2. Why coherence decays at half the population rate
Section titled “2. Why coherence decays at half the population rate”Apply
to a general two-level density matrix. Show that the channel contributes to the excited population and to the coherence.
Solution
Since
the excited diagonal element of the jump term vanishes:
The two anticommutator pieces each contribute , so
For the off-diagonal element, the jump term again vanishes. Only the left anticommutator factor contributes:
Population is a probability and decays at ; coherence contains one excited-state amplitude and decays at half that rate.
3. Does inefficient detection make counts Poisson?
Section titled “3. Does inefficient detection make counts Poisson?”Let be the emitted photon count in a fixed window, with mean and Fano factor . Each photon is independently detected with probability . Find the mean and Fano factor of the detected count.
Solution
Conditioned on , the detected count is binomial: and . Total expectation and variance give
so . Low efficiency pushes the Fano factor toward one but does not make it exactly one. Even unit Fano factor alone would not prove a full Poisson distribution. Timing correlations and higher moments provide additional information.
4. Power-broadened width
Section titled “4. Power-broadened width”Using
find the HWHM and FWHM. What do they become when ?
Solution
At resonance,
At half maximum, the denominator must double:
Hence
and
With no pure dephasing,
so
These widths are in angular-frequency units.
5. Saturation intensity estimate
Section titled “5. Saturation intensity estimate”For an ideal cycling transition with
estimate
Express the result in .
Solution
The population decay rate is
Substitution gives
and
Thus
Since
the result is
This is the ideal two-level cycling value. A real transition’s polarization and angular-momentum factors must be checked.
6. Expected fluorescence counts
Section titled “6. Expected fluorescence counts”An ideal radiative transition has
The collection efficiency is , the detection window is , and the mean background is one count per window. Find the expected total count.
Solution
The ideal scattering rate is
Here
so
Numerically,
The detected signal mean is
Adding one background count gives
This assumes steady excitation throughout the window and no detector dead time or optical pumping.
7. Added pure dephasing
Section titled “7. Added pure dephasing”Take and .
- Find and .
- Find the resonant steady excited population.
- Find the power-broadened angular FWHM.
- Compare with the no-pure-dephasing case at the same .
Solution
With added pure dephasing,
Therefore
The resonant population is
The FWHM is
Without pure dephasing,
so
and
At fixed drive, added dephasing lowers the resonant excitation and broadens the line.
8. Branching leakage
Section titled “8. Branching leakage”An excited state decays at total rate . A fraction returns to , while enters unmodeled dark states.
- Write the population equations in the subspace with the drive off.
- Show that the subspace trace decreases.
- Explain why replacing by in the closed two-level optical Bloch equations is wrong.
Solution
The excited population decays through every branch:
Only the selected branch repopulates :
Therefore
The missing probability occupies dark states outside the chosen subspace. Replacing by would incorrectly lengthen the excited state’s total lifetime and its radiative coherence time. The correct model keeps total for loss from and includes all destination states or an explicit trace-decreasing reduced subspace.
References
Section titled “References”- L. Allen and J. H. Eberly, Optical Resonance and Two-Level Atoms, Dover, 1987 — standard optical Bloch solutions, transients, and saturation.
- F. Bloch, “Nuclear Induction,” Physical Review 70, 460–474 (1946), doi:10.1103/PhysRev.70.460 — driven magnetization with longitudinal and transverse relaxation.
- H. J. Carmichael, An Open Systems Approach to Quantum Optics, Springer, 1993 — master equations and conditioned photon trajectories.
- C. Cohen-Tannoudji, J. Dupont-Roc, and G. Grynberg, Atom–Photon Interactions: Basic Processes and Applications, Wiley, 1992 — driven atoms, radiative damping, dressed states, and fluorescence.
- R. P. Feynman, F. L. Vernon, Jr., and R. W. Hellwarth, “Geometrical Representation of the Schrödinger Equation for Solving Maser Problems,” Journal of Applied Physics 28, 49–52 (1957), doi:10.1063/1.1722572 — real three-component representation of two-state dynamics.
- C. J. Foot, Atomic Physics, Oxford University Press, 2005 — atomic transitions, saturation, optical pumping, and experimental conventions.
- R. Loudon, The Quantum Theory of Light, 3rd ed., Oxford University Press, 2000 — optical coherence, spontaneous emission, and resonance fluorescence.
- H. J. Metcalf and P. van der Straten, Laser Cooling and Trapping, Springer, 1999 — two-level scattering rates and radiation pressure.
- B. R. Mollow, “Power Spectrum of Light Scattered by Two-Level Systems,” Physical Review 188, 1969–1975 (1969), doi:10.1103/PhysRev.188.1969 — strong-drive resonance-fluorescence spectrum.
- M. O. Scully and M. S. Zubairy, Quantum Optics, Cambridge University Press, 1997 — density-matrix response, coherence, and resonance fluorescence.
- D. A. Steck, Rubidium 87 D Line Data, revision 2.3.4 (8 August 2025), author-maintained data, accessed 2026-10-14 — polarization-resolved saturation conventions and rubidium benchmarks.