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Gauge Choices in Light–Matter Physics

Gauge freedom allows one electromagnetic situation to be represented by different potentials, canonical momenta, wavefunction phases, and light–matter interaction terms. In an exact calculation, properly related representations give the same predictions for physical observables. In a truncated calculation, they need not.

That last sentence explains both the usefulness and the danger of gauge choice in atomic, molecular, and optical physics. A convenient representation can expose the important scale or symmetry. An inconsistent combination of gauge choice, basis truncation, field-mode truncation, and observable can create a spurious physical disagreement.

The standard names require context:

  • Coulomb gauge is a gauge condition on the vector potential.
  • Velocity gauge usually means the minimal-coupling interaction written with a spatially uniform vector potential.
  • Length gauge usually means the electric-dipole interaction −d⋅E-\mathbf d\cdot\mathbf E obtained after a long-wavelength reduction and a time-dependent unitary transformation.
  • Multipolar or dipole gauge usually refers to the Power–Zienau–Woolley representation of quantized matter and radiation, followed, when stated, by a multipole or electric-dipole approximation.

These labels overlap in common limits, but they are not universal synonyms.

Required background. Minimal coupling introduces the charged-particle Hamiltonian and quadratic field term; gauge transformations in quantum mechanics and their wave-mechanical form explain the simultaneous change of potentials and state phase.

For prescribed electromagnetic potentials, choose a real function χ(r,t)\chi(\mathbf r,t) and transform

A′=A+∇χ,Φ′=Φ−∂tχ.\begin{aligned} \mathbf A' &= \mathbf A+\boldsymbol\nabla\chi, \\ \Phi' &= \Phi-\partial_t\chi. \end{aligned}

The fields are unchanged:

B′=∇×A′=B,\mathbf B' = \boldsymbol\nabla\times\mathbf A' = \mathbf B,

and

E′=−∇Φ′−∂tA′=E.\mathbf E' = - \boldsymbol\nabla\Phi' - \partial_t\mathbf A' = \mathbf E.

For particles with charges qaq_a, the matter state transforms with

Uχ(t)=exp⁡[iℏ∑aqaχ(ra,t)].U_\chi(t) = \exp \left[ \frac{i}{\hbar} \sum_a q_a\chi(\mathbf r_a,t) \right].

Thus

∣Ψ′⟩=Uχ∣Ψ⟩.|\Psi'\rangle = U_\chi|\Psi\rangle.

The Hamiltonian is not transformed by similarity alone when UχU_\chi depends on time:

H′=UχHUχ†+iℏ(∂tUχ)Uχ†.H' = U_\chi H U_\chi^\dagger + i\hbar \left( \partial_tU_\chi \right) U_\chi^\dagger.

The additional term is essential. It produces the scalar-potential shift and ensures that

iℏ∂t∣Ψ′⟩=H′∣Ψ′⟩.i\hbar\partial_t|\Psi'\rangle = H'|\Psi'\rangle.

For an observable OO,

O′=UχOUχ†.O' = U_\chi O U_\chi^\dagger.

Then

⟨Ψ′∣O′∣Ψ′⟩=⟨Ψ∣O∣Ψ⟩.\langle\Psi'|O'|\Psi'\rangle = \langle\Psi|O|\Psi\rangle.

Comparing ⟨Ψ′∣O∣Ψ′⟩\langle\Psi'|O|\Psi'\rangle with ⟨Ψ∣O∣Ψ⟩\langle\Psi|O|\Psi\rangle while leaving OO untransformed is generally not a gauge-equivalence test.

The same rule applies to:

  • projectors used to define populations;
  • current and momentum operators;
  • jump operators in master equations;
  • input and output field operators;
  • photodetection models;
  • initial and final scattering states.

Three operations that should not be conflated

Section titled “Three operations that should not be conflated”
Operation What it does Does it change exact physics?
gauge fixing selects a representative satisfying a condition such as ∇⋅A=0\boldsymbol\nabla\cdot\mathbf A=0 no
unitary change of representation redistributes canonical matter and field variables no, when complete
approximation or projection removes spatial orders, levels, modes, or reservoir memory possibly

The difficulty is that a projection need not commute with a unitary transformation. “Choose a gauge” and “truncate to two levels” are not one operation.

Coulomb gauge imposes

∇⋅A⊥=0.\boldsymbol\nabla \mathbin{\cdot} \mathbf A_\perp = 0.

It separates the electric field into longitudinal and transverse parts:

E=E∥+E⊥,\mathbf E = \mathbf E_\parallel + \mathbf E_\perp,

with

E∥=−∇Φ,E⊥=−∂tA⊥.\mathbf E_\parallel = - \boldsymbol\nabla\Phi, \qquad \mathbf E_\perp = - \partial_t\mathbf A_\perp.

For charge density ρ\rho in free space, the scalar potential obeys

−∇2Φ=ρϵ0-\nabla^2\Phi = \frac{\rho}{\epsilon_0}

up to boundary conditions and external sources. The longitudinal field is therefore constrained by the instantaneous charge configuration in this representation, while A⊥\mathbf A_\perp contains the transverse radiative degrees of freedom.

For nonrelativistic charges and quantized transverse radiation,

HC=∑a[pa−qaA⊥(ra)]22ma+VC+HEM+Hext.H_{\mathrm C} ={} \sum_a \frac{ \left[ \mathbf p_a - q_a\mathbf A_\perp(\mathbf r_a) \right]^2 }{2m_a} + V_{\mathrm C} + H_{\mathrm{EM}} + H_{\mathrm{ext}}.

VCV_{\mathrm C} contains the longitudinal Coulomb interaction, while HEMH_{\mathrm{EM}} contains transverse field modes. Expanding the square gives

HC=H0+HpA+HA2.H_{\mathrm C} = H_0 + H_{pA} + H_{A^2}.

The linear term is

HpA=−∑aqa2ma×[pa⋅A⊥(ra)+A⊥(ra)⋅pa],H_{pA} ={} - \sum_a \frac{q_a}{2m_a} \times \left[ \mathbf p_a \mathbin{\cdot} \mathbf A_\perp(\mathbf r_a) + \mathbf A_\perp(\mathbf r_a) \mathbin{\cdot} \mathbf p_a \right],

and the quadratic term is

HA2=∑aqa22maA⊥2(ra).H_{A^2} = \sum_a \frac{q_a^2}{2m_a} \mathbf A_\perp^2(\mathbf r_a).

The Coulomb-gauge representation is often called a minimal-coupling representation. In a long-wavelength classical drive, it is also the common starting point for what AMO calculations call the velocity gauge.

Coulomb gauge makes several structures explicit:

  • transverse photons are separated from longitudinal Coulomb forces;
  • canonical field quantization is direct in free space and cavities;
  • magnetic couplings and spatial mode profiles remain visible;
  • momentum-space and continuum calculations can be natural;
  • translation symmetry is often easier to preserve than in a coordinate coupling.

Its costs are equally real:

  • p⋅Ap\cdot A matrix elements are sensitive to basis completeness;
  • A2A^2 must be retained at the matched order;
  • a few-level matter truncation can converge poorly in some regimes;
  • the canonical matter–field partition can be misleading when coupling is ultrastrong.

The condition ∇⋅A=0\boldsymbol\nabla\cdot\mathbf A=0 does not always fix the gauge uniquely. Residual gauge functions satisfy

∇2χ=0\nabla^2\chi=0

and must also respect boundary and asymptotic conditions. In bounded or multiply connected domains, these conditions are part of the physical problem.

In AMO strong-field and spectroscopy calculations, velocity gauge usually refers to a spatially uniform vector potential A(t)\mathbf A(t) with Φ=0\Phi=0 and a local, momentum-independent binding potential:

HV(t)=[p−qA(t)]22m+V(r).H_{\mathrm V}(t) = \frac{ \left[ \mathbf p-q\mathbf A(t) \right]^2 }{2m} + V(\mathbf r).

This form already assumes that the field variation over the matter system has been neglected. It is therefore more specific than Coulomb gauge.

Expanding,

HV(t)=H0−qmA(t)⋅p+q2A2(t)2m,H_{\mathrm V}(t) ={} H_0 - \frac{q}{m} \mathbf A(t) \mathbin{\cdot} \mathbf p + \frac{q^2\mathbf A^2(t)}{2m},

where

H0=p22m+V(r).H_0 = \frac{\mathbf p^2}{2m} + V(\mathbf r).

Because A(t)\mathbf A(t) is spatially uniform, it commutes with p\mathbf p.

For one particle in a prescribed, spatially uniform field,

C(t)=q2A2(t)2mC(t) = \frac{q^2\mathbf A^2(t)}{2m}

is proportional to the identity in the matter Hilbert space. Write

∣ψV(t)⟩=exp⁡[−iℏ∫t0tC(t′) dt′]∣ψ~V(t)⟩.|\psi_{\mathrm V}(t)\rangle = \exp \left[ - \frac{i}{\hbar} \int_{t_0}^{t} C(t')\,dt' \right] |\widetilde\psi_{\mathrm V}(t)\rangle.

Then ψ~V\widetilde\psi_{\mathrm V} evolves with

H~V=H0−qmA(t)⋅p.\widetilde H_{\mathrm V} = H_0 - \frac{q}{m} \mathbf A(t) \mathbin{\cdot} \mathbf p.

This phase removal is valid because the field is prescribed, uniform, and the particle number is fixed. It does not justify deleting A2A^2 when:

  • A\mathbf A varies over the matter coordinates;
  • the field is quantized;
  • particle-number or charge sectors are coherently mixed;
  • the quadratic term changes mode dynamics or stability;
  • a gauge-equivalent self-energy term is required elsewhere.

Velocity gauge can be effective when:

  • momentum and continuum components dominate;
  • a spatial grid or plane-wave basis handles derivatives accurately;
  • periodicity makes the position operator awkward;
  • the pulse is represented naturally by A(t)\mathbf A(t);
  • high-energy states are included sufficiently far into the continuum.

Its convergence can be demanding in a short bound-state basis because momentum matrix elements encode contributions from remote states through commutator and sum-rule identities.

For a prescribed field in the long-wavelength approximation, let

A(r,t)≃A(t),Φ=0.\mathbf A(\mathbf r,t) \simeq \mathbf A(t), \qquad \Phi=0.

Choose the gauge function

χ(r,t)=−r⋅A(t).\chi(\mathbf r,t) = - \mathbf r \mathbin{\cdot} \mathbf A(t).

Then

AL=A+∇χ=0,\mathbf A_{\mathrm L} = \mathbf A+\boldsymbol\nabla\chi = \mathbf 0,

and

ΦL=−∂tχ=r⋅A˙(t)=−r⋅E(t).\begin{aligned} \Phi_{\mathrm L} &= - \partial_t\chi \\ &= \mathbf r \mathbin{\cdot} \dot{\mathbf A}(t) \\ &= - \mathbf r \mathbin{\cdot} \mathbf E(t). \end{aligned}

The state transforms with the Göppert–Mayer unitary

ULV(t)=exp⁡[−iqℏr⋅A(t)].U_{\mathrm{LV}}(t) = \exp \left[ - \frac{iq}{\hbar} \mathbf r \mathbin{\cdot} \mathbf A(t) \right].

Applying the full time-dependent Hamiltonian transformation gives

HL(t)=p22m+V(r)−qr⋅E(t).H_{\mathrm L}(t) = \frac{\mathbf p^2}{2m} + V(\mathbf r) - q\mathbf r \mathbin{\cdot} \mathbf E(t).

With electric dipole

d=qr,\mathbf d=q\mathbf r,

the interaction is

HintL=−d⋅E(t).H_{\mathrm{int}}^{\mathrm L} = - \mathbf d \mathbin{\cdot} \mathbf E(t).

The full covariant momentum transforms as ULV(p−qA)ULV†=pU_{\mathrm{LV}}(\mathbf p-q\mathbf A)U_{\mathrm{LV}}^\dagger=\mathbf p, so all three terms of its square combine into the length-form kinetic energy. The time derivative of ULVU_{\mathrm{LV}} supplies the scalar coupling. If the c-number A2A^2 term was separately removed first, its additional global phase must also be included when comparing the wavefunctions.

For charges qaq_a in a uniform field,

d=∑aqara.\mathbf d = \sum_a q_a\mathbf r_a.

The leading length-form interaction is

HintL=−d⋅E(t).H_{\mathrm{int}}^{\mathrm L} = - \mathbf d \mathbin{\cdot} \mathbf E(t).

If coordinates are measured from an origin R0\mathbf R_0, define

dR0=∑aqa(ra−R0).\mathbf d_{\mathbf R_0} = \sum_a q_a \left( \mathbf r_a-\mathbf R_0 \right).

Shifting the origin by a\mathbf a gives

dR0+a=dR0−Qa,Q=∑aqa.\mathbf d_{\mathbf R_0+\mathbf a} = \mathbf d_{\mathbf R_0} - Q\mathbf a, \qquad Q=\sum_aq_a.

For a neutral system, the total dipole is origin independent. For a fixed origin shift in a uniform field and a fixed total charge, the interaction changes by the c-number Qa⋅E(t)Q\mathbf a\cdot\mathbf E(t), removable by a common phase. It does not alter transition dipoles between orthogonal states. Choosing a moving, operator-valued center of mass as expansion point is a different step and requires treating its kinetic and monopole couplings.

Length gauge often works well for:

  • bound states localized in coordinate space;
  • electric-dipole selection rules;
  • low-order multiphoton processes in a converged bound-state basis;
  • real-space propagation with well-controlled absorbing boundaries;
  • pulse descriptions specified directly by E(t)\mathbf E(t).

The form also makes physical polarization intuitive. Its limitations include:

  • the unbounded position operator in continuum calculations;
  • origin and boundary subtleties for charged systems;
  • difficulties with periodic boundary conditions;
  • the need for higher multipoles when kaka is not small;
  • possible poor convergence for a basis optimized for momentum or translational structure.

The transformation is not the approximation

Section titled “The transformation is not the approximation”

The long-wavelength replacement

A(r,t)⟶A(t)\mathbf A(\mathbf r,t) \longrightarrow \mathbf A(t)

is an approximation. Once that replacement has been made, the velocity-to-length transformation above is exact within the reduced model. Conflating the spatial approximation with the unitary transformation makes it difficult to identify which step failed.

Let ∣i⟩|i\rangle and ∣f⟩|f\rangle be exact eigenstates of

H0=p22m+V(r),H_0 = \frac{\mathbf p^2}{2m} + V(\mathbf r),

with

H0∣n⟩=En∣n⟩.H_0|n\rangle=E_n|n\rangle.

The commutator is

[H0,r]=−iℏmp.[H_0,\mathbf r] = - \frac{i\hbar}{m}\mathbf p.

Taking a matrix element gives

pfi=imωfirfi,\mathbf p_{fi} = im\omega_{fi}\mathbf r_{fi},

where

ωfi=Ef−Eiℏ.\omega_{fi} = \frac{E_f-E_i}{\hbar}.

For a complex field convention proportional to e−iωte^{-i\omega t},

E(ω)=iωA(ω).\mathbf E(\omega) = i\omega\mathbf A(\omega).

The resonant velocity-form matrix element is therefore

−qmA⋅pfi=−iqωfiA⋅rfi,\begin{aligned} - \frac{q}{m} \mathbf A \mathbin{\cdot} \mathbf p_{fi} ={}& - iq\omega_{fi} \mathbf A \mathbin{\cdot} \mathbf r_{fi}, \end{aligned}

while the length-form matrix element is

−qE⋅rfi=−iqωA⋅rfi.- q\mathbf E \mathbin{\cdot} \mathbf r_{fi} = - iq\omega \mathbf A \mathbin{\cdot} \mathbf r_{fi}.

They agree on resonance, ω=ωfi\omega=\omega_{fi}, with the stated phase convention. For complete pulses, the first-order amplitudes also agree by integration by parts when endpoint state phases are treated correctly. More general response functions agree only after all intermediate states, contact terms, denominators, and transformed observables are included consistently.

Exact eigenstates give equivalent length and velocity forms. For one Cartesian component,

∣pfi∣2=m2ωfi2∣xfi∣2.\left| p_{fi} \right|^2 = m^2\omega_{fi}^2 \left| x_{fi} \right|^2.

An approximate calculation may violate this relation because:

  • the states are not exact eigenstates of the same Hamiltonian;
  • the basis omits important bound or continuum states;
  • a nonlocal effective potential modifies the velocity operator;
  • relativistic or pseudopotential corrections are incomplete;
  • transition energies and matrix elements come from inconsistent models.

Length–velocity disagreement is therefore a convergence and consistency diagnostic. It does not establish that one exact gauge predicts a different experiment.

If H0H_0 contains a nonlocal potential VnlV_{\mathrm{nl}}, then

[Vnl,r]≠0[V_{\mathrm{nl}},\mathbf r] \ne 0

in general. The physical velocity operator is

v=iℏ[H0,r],\mathbf v = \frac{i}{\hbar} [H_0,\mathbf r],

not automatically p/m\mathbf p/m. Using a bare momentum matrix element with a nonlocal pseudopotential can create an artificial discrepancy between length and velocity forms.

The multipolar representation is obtained by a Power–Zienau–Woolley transformation of the coupled matter–field theory. It reorganizes charge and current densities into polarization and magnetization fields.

In one common convention, the transformation has the schematic form

UPZW=exp⁡[−iℏ∫d3r P(r)⋅A⊥(r)].U_{\mathrm{PZW}} = \exp \left[ - \frac{i}{\hbar} \int d^3r\, \mathbf P(\mathbf r) \mathbin{\cdot} \mathbf A_\perp(\mathbf r) \right].

The sign and the precise transverse polarization depend on the declared canonical convention. The important point is that the transformation acts on matter and field variables together.

For a fixed localized neutral system, one standard canonical convention uses D⊥=−ΠM\mathbf D_\perp=-\boldsymbol\Pi_{\mathrm M}, the negative canonical momentum conjugate to A⊥\mathbf A_\perp. Its transverse electric energy is

H⊥,E=12ϵ0∫d3r [D⊥−P⊥]2=12ϵ0∫d3r [D⊥2−2P⊥⋅D⊥+P⊥2].\begin{aligned} H_{\perp,E} &=\frac1{2\epsilon_0}\int d^3r\, [\mathbf D_\perp-\mathbf P_\perp]^2\\ &=\frac1{2\epsilon_0}\int d^3r\, [\mathbf D_\perp^2-2\mathbf P_\perp\cdot\mathbf D_\perp +\mathbf P_\perp^2]. \end{aligned}

Thus the linear coupling −∫P⊥⋅D⊥/ϵ0-\int\mathbf P_\perp\cdot\mathbf D_\perp/\epsilon_0 and positive polarization self-energy ∫P⊥2/(2ϵ0)\int\mathbf P_\perp^2/(2\epsilon_0) come together. The physical transverse electric field is E⊥=(D⊥−P⊥)/ϵ0\mathbf E_\perp=(\mathbf D_\perp-\mathbf P_\perp)/\epsilon_0 in this convention. Substituting that physical field into just the linear term without changing the self-energy would give a different Hamiltonian. Magnetic-field energy, internal Coulomb energy, and magnetic/motional couplings complete the model; point-dipole self-energies require a stated mode cutoff or regularization.

After a spatial expansion about a fixed matter center R\mathbf R, the leading coupling to a prescribed electric field is

HE1=−d⋅Eext(R).H_{\mathrm{E1}}=-\mathbf d\cdot\mathbf E_{\mathrm{ext}}(\mathbf R).

For the quantized convention above, the linear radiative term instead uses D⊥(R)/ϵ0\mathbf D_\perp(\mathbf R)/\epsilon_0, with the self-energy retained. Multipole expansion develops magnetic-dipole, electric-quadrupole, Röntgen, recoil, and higher contributions.

In a prescribed, spatially uniform classical field, “dipole gauge” and “length gauge” often refer to the same practical Hamiltonian −d⋅E(t)-\mathbf d\cdot\mathbf E(t).

In a quantized multimode theory, the terms are less interchangeable:

  • length gauge often names the Göppert–Mayer transformation after a long-wavelength approximation;
  • multipolar gauge names a representation of the full coupled matter–field theory;
  • electric-dipole approximation names the leading spatial order;
  • a polarization self-energy remains paired with the multipolar representation.

The calculation should state which meaning is intended.

The Coulomb-gauge A2A^2 term and the multipolar polarization self-energy are not identical term by term, but they belong to unitary-related complete Hamiltonians. Deleting A2A^2 before transformation and deleting the self-energy after transformation are parallel consistency failures.

The issue is especially visible in cavity and ultrastrong-coupling models, where these terms affect stability, sum rules, mode renormalization, and the meaning of bare photon and matter excitations.

Why Equivalent Formulations Look Different

Section titled “Why Equivalent Formulations Look Different”

Gauge-related descriptions can disagree visually in almost every intermediate object while agreeing in observables.

In velocity gauge, the mechanical momentum is

πV=p−qA(t).\boldsymbol\pi_{\mathrm V} = \mathbf p-q\mathbf A(t).

With

ULV=exp⁡[−iqℏr⋅A(t)],U_{\mathrm{LV}} = \exp \left[ - \frac{iq}{\hbar} \mathbf r\mathbin{\cdot}\mathbf A(t) \right],

one finds

ULVπVULV†=p.U_{\mathrm{LV}} \boldsymbol\pi_{\mathrm V} U_{\mathrm{LV}}^\dagger = \mathbf p.

The symbol p\mathbf p in length gauge represents the transformed mechanical momentum of the reduced model. Comparing the same written canonical operator in both gauges without this map is not a physical comparison.

For quantized fields, a matter–field canonical transformation such as PZW can mix the canonical variables. This is more general than the prescribed classical χ\chi phase above. Consequently:

  • a “bare atom” basis can be gauge dependent;
  • a canonical photon annihilation operator can transform;
  • bare photon number need not be gauge invariant;
  • matter–field entanglement assigned to a chosen tensor-product split can depend on representation.

Operational detector records, emitted fluxes, spectra, and total energies are physical comparison targets when the observable and detector model are transformed consistently. For time-dependent changes of representation, instantaneous eigenvalues of the Schrödinger Hamiltonian need not themselves be invariant because of iℏU˙U†i\hbar\dot U U^\dagger.

Suppose a pulse has

A(t0)≠0.\mathbf A(t_0)\ne\mathbf 0.

Then the corresponding length- and velocity-gauge states at t0t_0 differ by

∣ψL(t0)⟩=ULV(t0)∣ψV(t0)⟩.|\psi_{\mathrm L}(t_0)\rangle = U_{\mathrm{LV}}(t_0) |\psi_{\mathrm V}(t_0)\rangle.

Using the same coordinate-space function as the initial state in both gauges prepares different physical states unless ULV(t0)U_{\mathrm{LV}}(t_0) is the identity up to a global phase.

The same warning applies at the end of a pulse if A(tf)≠0\mathbf A(t_f)\ne0. Apparent final populations in bare states can differ until the states and projectors are mapped to the same representation.

Even within one gauge condition, different vector potentials can emphasize different symmetries. Landau Gauge and Symmetric Gauge shows how a uniform magnetic field can be organized by guiding-center momentum or angular momentum. The energy subspace is the same, but a basis change inside a degenerate level can accompany the gauge phase.

Let PP project onto a finite matter basis. Starting from exact Hamiltonians related by H′=UHU†H'=UHU^\dagger for a time-independent illustration, compare

PH′P=PUHU†PPH'P = PUHU^\dagger P

with a transformation inside the truncated space. In general,

PUPPUP

is not unitary on the range of PP, so the two projected models are not guaranteed to be equivalent.

No finite-dimensional matrices satisfy

[x,p]=iℏI[x,p] = i\hbar I

exactly. Taking the trace would give

tr⁡[x,p]=0\operatorname{tr}[x,p] = 0

but

tr⁡(iℏI)=iℏd≠0\operatorname{tr}(i\hbar I) = i\hbar d \ne 0

for dimension d>0d>0. Every finite-level truncation therefore modifies the canonical algebra that underlies gauge transformations and oscillator strength sum rules.

This does not make few-level models useless. It means their accuracy must be benchmarked against the observable and coupling regime for which they are used.

For one particle with a local potential, the double commutator gives

[x,[H0,x]]=ℏ2m.[x,[H_0,x]] = \frac{\hbar^2}{m}.

In an eigenstate ∣i⟩|i\rangle,

∑n(En−Ei)∣⟨n∣x∣i⟩∣2=ℏ22m.\sum_n \left( E_n-E_i \right) \left| \langle n|x|i\rangle \right|^2 = \frac{\hbar^2}{2m}.

The sum includes the complete discrete and continuum spectrum. A short basis cannot generally satisfy it. Missing strength can then appear as length–velocity disagreement, incorrect diamagnetic cancellation, or gauge sensitivity.

Gauge sensitivity becomes more visible when:

  • the light–matter coupling is a sizable fraction of bare frequencies;
  • only two or a few matter levels are retained;
  • only one or a few field modes are retained;
  • counter-rotating and self-energy terms matter;
  • the measured observable depends on the dressed ground state;
  • loss and detector operators are added after the Hamiltonian truncation.

There is active technical literature on gauge-consistent truncation strategies. Different constructions can be optimized for different observables and regimes. The conservative practice is to state the construction, retain paired terms, transform observables, and demonstrate convergence rather than declaring one gauge universally superior.

A finite basis resolves only part of the unitary transformation. Test:

  • energies and target matrix elements versus basis size;
  • length and velocity forms of transition strengths;
  • oscillator-strength sums;
  • high-energy and continuum contributions;
  • sensitivity to the spatial box and absorbing boundary.

Agreement between gauges is strong evidence of consistency, but accidental agreement at one parameter value is not a convergence proof.

The identity

pfi=imωfirfi\mathbf p_{fi} = im\omega_{fi}\mathbf r_{fi}

assumes states and energies from the same H0H_0 and the correct velocity operator. Combining experimental transition energies with momentum matrix elements from one approximate Hamiltonian and position matrix elements from another can spoil the relation.

For a nonlocal VnlV_{\mathrm{nl}}, replace the naive velocity by

v=pm+iℏ[Vnl,r].\mathbf v = \frac{\mathbf p}{m} + \frac{i}{\hbar} [V_{\mathrm{nl}},\mathbf r].

Omitting the commutator term can make a velocity-gauge calculation look gauge dependent even when the underlying effective model can be coupled consistently.

Multiplication by an unwrapped position coordinate does not preserve the periodic domain of the momentum operator. A naive −E⋅r-\mathbf E\cdot\mathbf r term can violate periodicity. Length-gauge formulations for crystals use Berry connections, covariant derivatives in crystal momentum, or equivalent polarization constructions. Velocity gauge preserves translation structure more directly, but requires enough bands to satisfy sum rules.

On a grid or lattice, ordinary finite differences may not preserve local gauge covariance. Gauge-covariant link variables attach a phase

Uij=exp⁡[−iqℏ∫rirjA⋅dℓ]U_{ij} = \exp \left[ - \frac{iq}{\hbar} \int_{\mathbf r_i}^{\mathbf r_j} \mathbf A \mathbin{\cdot} d\boldsymbol\ell \right]

to the matrix element HijH_{ij} multiplying ψj\psi_j in the equation for site ii. With ψi′=giψi\psi_i'=g_i\psi_i and gi=eiqχi/ℏg_i=e^{iq\chi_i/\hbar}, this convention gives Uij′=giUijgj∗U_{ij}'=g_iU_{ij}g_j^* and hence H′=gHg†H'=gHg^\dagger. Reversing the hop reverses the line integral. Such links preserve local gauge covariance of the discrete model; they do not by themselves guarantee that a reduced band or orbital model includes every physical light–matter coupling.

Since

E(t)=−A˙(t),\mathbf E(t) = - \dot{\mathbf A}(t),

an electric pulse determines A(t)\mathbf A(t) only up to a constant. State:

  • the integration constant;
  • whether A\mathbf A vanishes before and after the pulse;
  • how initial and final states are transformed;
  • whether a nonzero pulse area implies a residual vector potential.

Changing the constant in A\mathbf A without changing the state phase is not an innocuous numerical adjustment.

If

ρ˙=−iℏ[H,ρ]+∑jD[Lj]ρ,\dot\rho = - \frac{i}{\hbar} [H,\rho] + \sum_j \mathcal D[L_j]\rho,

then a unitary change of representation requires

ρ′=UρU†,Lj′=ULjU†,\rho' = U\rho U^\dagger, \qquad L_j' = UL_jU^\dagger,

together with the time-dependent Hamiltonian term, provided UU acts within the modeled system Hilbert space. If the representation change mixes retained system and eliminated reservoir variables, this algebra does not justify reusing the same Markov approximation; the reduction must be reconsidered. Transforming HH while leaving phenomenological jump or detector operators fixed can produce gauge-dependent decay and counting predictions.

Do not add

−qmA⋅p- \frac{q}{m} \mathbf A\mathbin{\cdot}\mathbf p

and

−d⋅E- \mathbf d\mathbin{\cdot}\mathbf E

as independent couplings for the same field and transition unless a carefully derived hybrid representation says to do so. They are usually alternative descriptions of the same leading interaction, not two physical mechanisms to sum.

Suppose

Ef−Ei=ℏωfi.E_f-E_i = \hbar\omega_{fi}.

For polarization ϵ\boldsymbol\epsilon,

⟨f∣ϵ⋅p∣i⟩=imωfi⟨f∣ϵ⋅r∣i⟩.\langle f| \boldsymbol\epsilon \mathbin{\cdot} \mathbf p |i\rangle = im\omega_{fi} \langle f| \boldsymbol\epsilon \mathbin{\cdot} \mathbf r |i\rangle.

If a numerical calculation gives length matrix element rfir_{fi} and velocity matrix element pfip_{fi}, define

ηLV=∣pfi∣m∣ωfi∣∣rfi∣.\eta_{\mathrm{LV}} = \frac{ \left| p_{fi} \right| }{ m|\omega_{fi}| \left| r_{fi} \right| }.

An exact nonzero transition with ωfi≠0\omega_{fi}\ne0 gives ηLV=1\eta_{\mathrm{LV}}=1. This checks magnitudes only: a wrong complex phase can still pass it while spoiling interference. Compare the complex matrix-element identity when amplitudes, rather than strengths alone, are needed. Deviation measures a consistency error, although it does not identify by itself whether the basis, Hamiltonian, velocity operator, or transition energy is responsible.

Why a magnetic field cannot be transformed away

Section titled “Why a magnetic field cannot be transformed away”

If one could choose A′=0\mathbf A'=0 throughout a simply connected region, then

B′=∇×A′=0.\mathbf B' = \boldsymbol\nabla\times\mathbf A' = \mathbf 0.

Gauge transformations preserve B\mathbf B, so this is impossible wherever the physical magnetic field is nonzero. The length-gauge construction that sets a spatially uniform laser A(t)\mathbf A(t) to zero relies on

∇×A(t)=0\boldsymbol\nabla\times\mathbf A(t) = \mathbf 0

inside the long-wavelength reduced model. It cannot remove a genuine static magnetic field.

1. Momentum during a uniform electric pulse

Section titled “1. Momentum during a uniform electric pulse”

A free charge starts with canonical momentum p0p_0 in velocity gauge and experiences a spatially uniform A(t)A(t) along xx. Show that its canonical momentum stays constant in velocity gauge, while its mechanical momentum changes by q∫E(t) dtq\int E(t)\,dt. What does the length-gauge momentum do?

Solution

Because HV=(p−qA(t))2/(2m)H_{\mathrm V}=(p-qA(t))^2/(2m) commutes with pp, pV=p0p_{\mathrm V}=p_0. The mechanical momentum is π=p0−qA(t)\pi=p_0-qA(t), so

π(tf)−π(ti)=−q[A(tf)−A(ti)]=q∫titfE(t) dt.\pi(t_f)-\pi(t_i)=-q[A(t_f)-A(t_i)] =q\int_{t_i}^{t_f}E(t)\,dt.

Multiplication by ULV=e−iqxA(t)/ℏU_{\mathrm{LV}}=e^{-iqxA(t)/\hbar} changes the plane-wave momentum to pL(t)=p0−qA(t)p_{\mathrm L}(t)=p_0-qA(t), equal to the mechanical momentum because AL=0A_{\mathrm L}=0. Thus different canonical labels give the same force and impulse. A localized wave packet obeys the same momentum shift.

Let

H(t)=H~(t)+C(t)I.H(t) = \widetilde H(t)+C(t)I.

Show that a time-dependent global phase removes C(t)C(t) from the evolution. Why does the argument fail for a quantized-mode A2A^2 operator?

Solution

Write

∣ψ(t)⟩=e−iθ(t)∣ψ~(t)⟩,|\psi(t)\rangle = e^{-i\theta(t)} |\widetilde\psi(t)\rangle,

with

θ(t)=1ℏ∫t0tC(t′) dt′.\theta(t) = \frac{1}{\hbar} \int_{t_0}^{t} C(t')\,dt'.

Then

iℏ∂t∣ψ⟩=C(t)∣ψ⟩+e−iθ(t)iℏ∂t∣ψ~⟩.i\hbar\partial_t|\psi\rangle ={} C(t)|\psi\rangle + e^{-i\theta(t)} i\hbar \partial_t|\widetilde\psi\rangle.

The equation iℏ∂t∣ψ⟩=H∣ψ⟩i\hbar\partial_t|\psi\rangle=H|\psi\rangle reduces to

iℏ∂t∣ψ~⟩=H~∣ψ~⟩.i\hbar \partial_t|\widetilde\psi\rangle = \widetilde H |\widetilde\psi\rangle.

For a quantized mode,

A2∝(a+a†)2A^2 \propto \left( a+a^\dagger \right)^2

is not proportional to the identity. It changes mode energies and can connect photon-number states, so no matter-only global phase removes it.

3. A nonlocal potential changes the velocity

Section titled “3. A nonlocal potential changes the velocity”

Add Vnl=λ∣0⟩⟨0∣V_{\mathrm{nl}}=\lambda|0\rangle\langle0| to a harmonic oscillator, where ∣0⟩|0\rangle is its unperturbed ground state and 0<λ<ℏω00<\lambda<\hbar\omega_0. Find ⟨1∣v∣0⟩\langle1|v|0\rangle from v=(i/ℏ)[H,x]v=(i/\hbar)[H,x]. Compare it with ⟨1∣p∣0⟩/m\langle1|p|0\rangle/m.

Solution

Eigenfunctions are unchanged, but the ground energy rises by λ\lambda. Thus

v10=i(ω0−λ/ℏ)x10,(p/m)10=iω0x10.v_{10}=i(\omega_0-\lambda/\hbar)x_{10},\qquad (p/m)_{10}=i\omega_0x_{10}.

The missing term is (i/ℏ)[Vnl,x]10=−iλx10/ℏ(i/\hbar)[V_{\mathrm{nl}},x]_{10}=-i\lambda x_{10}/\hbar. Even exact eigenstates of this effective Hamiltonian violate the bare momentum formula; enlarging its basis cannot repair a wrongly specified velocity operator.

Keep harmonic-oscillator levels n=0,…,d−1n=0,\ldots,d-1 with d≥2d\ge2, using exact matrix elements of xx. Evaluate the truncated energy-weighted sum ∑n<d(En−Ei)∣xni∣2\sum_{n<d}(E_n-E_i)|x_{ni}|^2 for i<d−1i<d-1 and for the highest retained level.

Solution

Only n=i±1n=i\pm1 contribute, with ∣xi+1,i∣2=ℏ(i+1)/(2mω0)|x_{i+1,i}|^2=\hbar(i+1)/(2m\omega_0) and ∣xi−1,i∣2=ℏi/(2mω0)|x_{i-1,i}|^2=\hbar i/(2m\omega_0). For i<d−1i<d-1, the difference is ℏ2[(i+1)−i]/(2m)=ℏ2/(2m)\hbar^2[(i+1)-i]/(2m)=\hbar^2/(2m), even in this finite basis. At i=d−1i=d-1, the upward contribution is missing and the sum is −ℏ2(d−1)/(2m)-\hbar^2(d-1)/(2m). The trace over all retained states is zero, consistent with the finite-dimensional commutator obstruction. A sum-rule check on one low state can pass exactly while the truncated operator algebra fails elsewhere.

5. Zero local field with a nontrivial loop phase

Section titled “5. Zero local field with a nontrivial loop phase”

A particle of charge qq moves around a ring of circumference LL enclosing flux ΦB\Phi_B. The magnetic field vanishes along the ring and a tangential potential has A=ΦB/LA=\Phi_B/L. Can χ=−Ax\chi=-Ax remove it while preserving the same periodic wavefunction condition?

Solution

The transformed wavefunction satisfies

ψ′(x+L)=e−iqΦB/ℏψ′(x).\psi'(x+L)=e^{-iq\Phi_B/\hbar}\psi'(x).

It remains periodic only when qΦB/ℏq\Phi_B/\hbar is an integer multiple of 2π2\pi. In the original periodic representation,

En=12m(2πℏnL−qΦBL)2.E_n=\frac1{2m}\left(\frac{2\pi\hbar n}{L}-\frac{q\Phi_B}{L}\right)^2.

Setting A′=0A'=0 together with the transformed boundary twist gives the same spectrum; setting A′=0A'=0 but keeping periodic boundaries generally changes the physical problem. Zero local magnetic field is insufficient to remove a global loop phase.

6. Coordinate shift versus gauge transformation

Section titled “6. Coordinate shift versus gauge transformation”

A neutral atom is redescribed using an internal coordinate origin shifted by a\mathbf a. Is this relabeling by itself an electromagnetic gauge transformation? State what changes and what does not.

Solution

It is a coordinate or expansion-point change, not by itself an electromagnetic gauge transformation. A gauge transformation changes the potentials and the phase representation while leaving E\mathbf E and B\mathbf B invariant. A rigid shift instead changes the internal coordinate labels and redistributes higher multipole coefficients and plane-wave phases.

For a neutral system, the electric dipole operator is unchanged by the shift. For a charged system, permanent moments and monopole coupling must be transformed together. The full derivation, including off-diagonal transition dipoles, is at Dipole Approximation.

A velocity-gauge pulse has A(t0)=A0≠0\mathbf A(t_0)=\mathbf A_0\ne0. If the physical initial state is the field-free eigenstate ∣i⟩|i\rangle in length gauge, what velocity-gauge state represents the same preparation?

Solution

The length- and velocity-gauge states obey

∣ψL(t)⟩=ULV(t)∣ψV(t)⟩,|\psi_{\mathrm L}(t)\rangle = U_{\mathrm{LV}}(t) |\psi_{\mathrm V}(t)\rangle,

where

ULV(t)=exp⁡[−iqℏr⋅A(t)].U_{\mathrm{LV}}(t) = \exp \left[ - \frac{iq}{\hbar} \mathbf r \mathbin{\cdot} \mathbf A(t) \right].

Therefore

∣ψV(t0)⟩=ULV†(t0)∣i⟩.|\psi_{\mathrm V}(t_0)\rangle = U_{\mathrm{LV}}^\dagger(t_0) |i\rangle.

Explicitly,

∣ψV(t0)⟩=exp⁡[iqℏr⋅A0]∣i⟩.|\psi_{\mathrm V}(t_0)\rangle = \exp \left[ \frac{iq}{\hbar} \mathbf r \mathbin{\cdot} \mathbf A_0 \right] |i\rangle.

Using the same unphased coordinate-space eigenfunction in both gauges would represent different mechanical-momentum preparations when A0≠0\mathbf A_0\ne0.

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