Spectral Decomposition
The spectral decomposition of a finite-dimensional self-adjoint observable is
Here is the set of distinct eigenvalues, and is the orthogonal projector onto the full eigenspace with eigenvalue . The projectors satisfy
This one structure organizes several parts of quantum mechanics:
- it is the basis-independent form of diagonalization;
- it separates a state into mutually orthogonal outcome sectors;
- it supplies the projectors used by the Born rule;
- it makes powers, exponentials, and other functions of transparent;
- it exposes how degeneracy and commuting observables produce block structure;
- and it extends to continuous spectra through a projection-valued measure.
We first work in finite dimensions, where all sums and products are ordinary matrix operations, then explain the spectral-integral extension.
Helpful background. Projectors explain orthogonal components, while eigenvalues and eigenstates explain degeneracy.
Finite-Dimensional Statement
Section titled “Finite-Dimensional Statement”Let be self-adjoint on a finite-dimensional Hilbert space . Its distinct eigenvalues are real, and the Hilbert space is an orthogonal direct sum of eigenspaces:
where
Let be the orthogonal projector onto . Then
The operator is reconstructed by
The sum is over distinct spectral values. Degeneracy is contained in the rank of each , not represented by repeating the value in this sum.
Why the Formula Holds
Section titled “Why the Formula Holds”The finite-dimensional spectral theorem provides an orthonormal basis of eigenvectors. Group those eigenvectors by their distinct eigenvalues. Every state has a unique decomposition
Because ,
Therefore
Since this equality holds for every ,
This argument shows how the operator acts algebraically: resolve the state into eigenspace components, multiply each component by its spectral value, and add the results.
Spectral Decomposition versus Diagonalization
Section titled “Spectral Decomposition versus Diagonalization”Diagonalization is often written as
where is unitary and is diagonal. This is a matrix description after an orthonormal eigenbasis has been chosen. Spectral decomposition instead writes the basis-independent operator identity
The distinction matters when an eigenvalue is degenerate:
- the diagonal matrix repeats the value once for each basis vector in its eigenspace;
- the spectral sum lists that value once and assigns it one higher-rank projector;
- a different orthonormal basis inside the degenerate eigenspace changes but leaves unchanged.
If has entries and are the columns of , one may write
When values repeat, this sum is over basis vectors rather than distinct outcomes. Grouping equal values recovers the spectral-projector form.
Nondegenerate Discrete Case
Section titled “Nondegenerate Discrete Case”If each eigenvalue has a one-dimensional eigenspace and is a normalized eigenvector, then
The decomposition becomes
with completeness relation
Acting on a state
gives
This is the familiar textbook form. It is safe only when the sum is understood to include a complete eigenbasis and degeneracies are handled correctly.
Degenerate Discrete Case
Section titled “Degenerate Discrete Case”Suppose the eigenspace has dimension . Choose any orthonormal basis
The eigenspace projector is
The spectral decomposition remains
The index labels a distinct outcome; labels basis vectors inside that outcome subspace. A unitary change of basis among the leaves invariant.
This is why a degenerate sharp measurement is specified by the full , not by an arbitrary rank-one projector inside . The resulting state-update question is treated in Degenerate Measurements and Lüders Rule.
Uniqueness of the Spectral Projectors
Section titled “Uniqueness of the Spectral Projectors”For a self-adjoint , the projector associated with a distinct eigenvalue is fixed by itself. It does not depend on a chosen eigenbasis.
In finite dimensions this can be seen through Lagrange interpolation. For each , define
This polynomial satisfies
on the spectrum. Applying it to gives
On an eigenvector with value , this product returns the vector if and zero otherwise. It therefore projects onto the entire eigenspace, including all degeneracy.
Two spectral values
Section titled “Two spectral values”If has exactly two distinct values and , then
These formulas extract the projectors without first writing eigenvectors. They are especially useful for qubits, parity sectors, and other binary observables.
Projector-Valued Decomposition
Section titled “Projector-Valued Decomposition”The phrase projector-valued decomposition emphasizes that the operator is not merely a list of eigenvalues. It is the pairing
between each distinct value and the subspace on which that value acts.
The values answer “what number is reported?” The projectors answer “which component of the state supports that outcome?” Both are needed to reconstruct .
Two observables can have the same set of numerical eigenvalues but different projectors. For example, and both have values , but their eigenspaces differ. Their statistics in a given state therefore differ.
Conversely, assigning different distinct numerical labels to the same family of projectors changes the operator but keeps the same sharp partition of Hilbert space. This observation becomes precise under functions of operators and coarse graining below.
Decomposing a State into Outcome Sectors
Section titled “Decomposing a State into Outcome Sectors”For a normalized state, define
The sector components satisfy
and
Their squared norms obey
When , one may define the normalized sector vector
Then
where the phase of each sector is inherited from . This is an orthogonal decomposition of the original state, not yet a claim that a measurement has occurred.
Measurement Probabilities
Section titled “Measurement Probabilities”For a normalized pure state, the Born probability of outcome is
Completeness guarantees normalization:
For a density operator ,
Spectral decomposition therefore separates the observable into the precise operators used to compute its outcome statistics. The full calculation workflow is Born Rule for Discrete Spectra.
Moments, Expectation Value, and Variance
Section titled “Moments, Expectation Value, and Variance”Orthogonality of the spectral projectors gives
for every nonnegative integer . Hence
In particular,
and
These are the ordinary moments and variance of the probability distribution induced by the state and the spectral projectors. Spectral decomposition does not replace the Born rule; it identifies the event operators to which the rule is applied.
Functions of an Observable
Section titled “Functions of an Observable”If is defined on the finite spectrum of , then
Each original eigenspace remains invariant while its value is replaced by . If distinct values acquire the same image, their eigenspaces merge into a larger eigenspace of . Examples include
The exponential assumes is dimensionless. In the finite-dimensional setting used here, an inverse exists exactly when , in which case
The full construction, including square roots, branch choices, and infinite-dimensional domains, is the canonical subject of Functions of Operators.
Relabeling and Coarse Graining
Section titled “Relabeling and Coarse Graining”Suppose with real-valued on the spectrum, so is also self-adjoint. Its values are , but distinct values of need not remain distinct.
If is one-to-one on , then and have the same spectral projectors. They assign different numerical labels to the same sharp outcome subspaces.
If for two different values, the corresponding subspaces merge. For a value of , its projector is
The observable is then a coarse graining of : it cannot distinguish values that maps to the same label.
This distinction is physically useful. The operator , for example, does not distinguish eigenvalues and even when does.
Commuting Operators and Spectral Blocks
Section titled “Commuting Operators and Spectral Blocks”Let have distinct values . For any operator in finite dimensions,
The terms are blocks mapping into . The commutator is
Therefore
if and only if all off-diagonal spectral blocks vanish:
Equivalently,
so preserves every eigenspace of .
If is nondegenerate, each block is one-dimensional and a commuting self-adjoint is diagonal in the same eigenbasis. If is degenerate, can act nontrivially within each . Diagonalizing those restrictions is the first step toward a Complete Set of Commuting Observables.
Hamiltonians and Time Evolution
Section titled “Hamiltonians and Time Evolution”If a self-adjoint, time-independent Hamiltonian has a complete eigenbasis, its discrete spectral decomposition is
then
The evolved state is
Each energy sector acquires a phase. Every vector inside a degenerate energy eigenspace receives the same phase, so the state component within that eigenspace is not resolved further by alone.
For an infinite complete eigenbasis, the evolution sum converges in norm on every state, whereas the sum defining requires . The energy-sector weights are constant:
The dynamical interpretation is developed in Energy Eigenstates and Unitary Time Evolution.
Spectral Invariants
Section titled “Spectral Invariants”Let be the degeneracy of in a finite-dimensional space. Spectral decomposition makes several basis-independent quantities immediate:
More generally,
The determinant formula includes multiplicity. It vanishes when zero is an eigenvalue, exactly when is not invertible.
Worked Example: A Two-Level Observable
Section titled “Worked Example: A Two-Level Observable”Consider
Its distinct eigenvalues are and . Because there are only two values, the projectors can be extracted directly:
They satisfy
and the reconstruction is
For the state ,
and similarly . Therefore
which agrees with the direct matrix element .
Worked Example: Spin along an Axis
Section titled “Worked Example: Spin along an Axis”For a unit vector , define
Its values are and , with projectors
The spectral decomposition is
For spin angular momentum
the projectors are unchanged while the values become . The sharp alternatives are the same subspaces; only their numerical labels have been rescaled.
Continuous-Spectrum Form
Section titled “Continuous-Spectrum Form”For a self-adjoint operator with continuous or mixed spectrum, a simple sum of normalizable eigenprojectors is generally unavailable. The spectral theorem assigns a projection-valued measure . The decomposition becomes the spectral integral
with identity resolution
For a Borel set , the projector selects the spectral component whose values lie in . For a normalized pure state,
At a discrete eigenvalue,
At a purely continuous spectral point, the singleton projector is zero even though every interval around the point has nonzero spectral projector. This is why the formal notation
is a useful heuristic but not the rigorous starting point: generalized kets need not be Hilbert-space vectors.
Domain of an unbounded observable
Section titled “Domain of an unbounded observable”If is unbounded, the spectral integral for is defined only on vectors whose second spectral moment is finite. Writing
the domain is
The projectors themselves are bounded and everywhere defined. This distinction lets spectral probabilities remain meaningful even when the state does not have a finite expectation value of .
For point, continuous, essential, and mixed spectra, see Discrete and Continuous Spectra. For the rigorous working theorem, continue to Spectral Theorem, Practical Version.
What Self-Adjointness Contributes
Section titled “What Self-Adjointness Contributes”In finite dimensions, every self-adjoint operator admits an orthogonal spectral decomposition with real values. More generally, every finite-dimensional normal operator has an orthogonal spectral decomposition, though its values may be complex.
A general nonnormal operator need not have an orthonormal eigenbasis. It may have nonorthogonal eigenvectors, oblique spectral projectors, or Jordan blocks. Writing an arbitrary matrix as if it had the observable decomposition
with mutually orthogonal is therefore unjustified.
For unbounded quantum observables, formal Hermiticity or symmetry on a test domain is not enough. The projection-valued spectral theorem requires a specified self-adjoint operator; see Hermitian vs Self-Adjoint Operators.
Checking a Spectral Calculation
Section titled “Checking a Spectral Calculation”After constructing the projectors, check three identities: , , and . Orthogonality catches overlapping sectors, completeness catches missing states, and reconstruction catches incorrect eigenvalues or signs. The two-level example above allows all three checks by direct multiplication.
Degeneracy belongs in the projector. A basis-vector sum may repeat an eigenvalue, but the sum over distinct outcomes uses one projector onto the full eigenspace.
Eigenvalues alone do not determine probabilities. and have the same spectrum but different projectors. The state’s overlap with those subspaces determines the outcome probabilities.
Spectral decomposition is not state update. Decomposing a vector into orthogonal components leaves their coherent sum unchanged. A measurement instrument specifies what happens to those components when an outcome is recorded or ignored.
Exercises
Section titled “Exercises”Exercise 1: Verify a two-level decomposition
Section titled “Exercise 1: Verify a two-level decomposition”For
verify directly that the matrices
are orthogonal projectors and reconstruct .
Solution
Both matrices are self-adjoint. Direct multiplication gives
Their sum is
Finally,
Exercise 2: Projector interpolation
Section titled “Exercise 2: Projector interpolation”Let be a finite-dimensional self-adjoint operator with exactly the distinct eigenvalues , , and . Write each spectral projector as a polynomial in .
Solution
Using the interpolation formula,
Each polynomial equals one on its target value and zero on the other two. Consequently on the whole Hilbert space.
Exercise 3: Degenerate outcome probabilities
Section titled “Exercise 3: Degenerate outcome probabilities”Let
in an orthonormal basis, where are real and , and let
Find the probabilities of and and the expectation value of .
Solution
The spectral projectors are
Therefore
The expectation value is
Exercise 4: Variance from spectral data
Section titled “Exercise 4: Variance from spectral data”An observable has values , , and with probabilities , , and . Compute its expectation value and variance.
Solution
The expectation value is
The second moment is
Hence
Exercise 5: Coarse graining by a function
Section titled “Exercise 5: Coarse graining by a function”Let
where the three projectors are mutually orthogonal and complete. Find the spectral decomposition of .
Solution
Applying gives
The value occurs on two subspaces, so its spectral projector is their sum:
The distinct-value decomposition is therefore
Squaring has erased the distinction between the values and .
Exercise 6: A commuting operator preserves eigenspaces
Section titled “Exercise 6: A commuting operator preserves eigenspaces”In finite dimensions let be self-adjoint, with labeling distinct eigenvalues. Suppose . Show that
Solution
Multiply the commutator by on the left and on the right:
For , the scalar is nonzero, so . Thus has no matrix blocks connecting different eigenspaces of .
Exercise 7: Time evolution by energy sectors
Section titled “Exercise 7: Time evolution by energy sectors”Suppose a time-independent Hamiltonian has distinct real energies and orthogonal spectral projectors,
Derive and show that the probabilities of the two energy values are constant in time.
Solution
The spectral rule gives
Because ,
Taking the squared norm removes the phase:
Exercise 8: Continuous position projector
Section titled “Exercise 8: Continuous position projector”Let be the position operator on and let be a measurable region. The spectral projector acts as
Verify the intersection rule
and identify the probability assigned to .
Solution
Indicator functions obey
Therefore multiplication by the first two indicators in succession equals multiplication by the indicator of the intersection. The Born probability is
References
Section titled “References”- B. C. Hall, Quantum Theory for Mathematicians, Springer, 2013. Publisher.
- J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020, Chapter 1. Publisher.
- G. Teschl, Mathematical Methods in Quantum Mechanics: With Applications to Schrödinger Operators, 2nd ed., American Mathematical Society, 2014, Chapters 3–4. Author’s book page and online edition.