Degenerate Measurements and Lüders Rule
A degenerate projective measurement has at least one outcome whose projector has rank greater than one. The outcome identifies an eigenspace, not a unique eigenvector. The Lüders rule conditions on that entire eigenspace:
This distinction matters whenever a measured value leaves other quantum labels unresolved. An ideal Lüders measurement preserves coherence within the selected eigenspace. An apparatus that resolves additional labels and later discards them can have the same coarse outcome probabilities while producing a different state.
Helpful background. State update explains how a branch is normalized; spectral decomposition identifies its eigenspace projector. We first work in finite dimensions. The parity example uses two bounded projectors on an infinite-dimensional space, for which the same update formulas remain valid.
What Degeneracy Means
Section titled “What Degeneracy Means”An eigenvalue is degenerate when
The number is the degeneracy or multiplicity of the eigenvalue. Every vector in
satisfies
The value alone does not specify the post-measurement state. For a repeatable measurement the output lies in , but the input and the instrument still determine which state in that subspace results. A general apparatus with the same outcome probabilities need not even leave its output there.
Degeneracy can arise in several ways:
- a symmetry can force several states to share one eigenvalue;
- an additional compatible quantum number can remain unmeasured;
- an “accidental” spectral coincidence can occur beyond the degeneracy required by an obvious symmetry;
- an experiment can deliberately group finer alternatives into one coarse record.
Exact mathematical degeneracy should not be confused with two distinct eigenvalues that an imperfect detector cannot resolve. Finite resolution is an apparatus property and may require coarse-grained POVM effects. Exact degeneracy is a property of the operator spectrum in the model.
Spectral Projectors and Basis Independence
Section titled “Spectral Projectors and Basis Independence”Choose any orthonormal basis
for . The spectral projector is
The basis vectors are not unique. Let another orthonormal basis be related by a unitary matrix :
Then
The projector is therefore an intrinsic property of the eigenspace. The Lüders update therefore depends on the eigenspace, not on the basis chosen to describe it. An apparatus can nevertheless distinguish a particular internal basis physically; that additional measurement must be specified.
The spectral decomposition consequently sums over distinct eigenvalues:
with each eigenspace grouped into one outcome. It is also algebraically valid to expand into rank-one terms and repeat the coefficient ; those terms must not be mistaken for separately recorded outcomes.
Decomposing a State by Eigenspaces
Section titled “Decomposing a State by Eigenspaces”Insert the resolution of identity
Every state vector decomposes as
Within each eigenspace,
where
The outcome probability is the squared norm of the full eigenspace component:
There are no interference cross terms in this sum because the chosen are orthonormal. The coherent information inside the subspace remains in the projected state, even though the coarse outcome probability is the sum of component probabilities.
For a density operator, insert identity resolutions on both sides:
The diagonal block is the unnormalized state associated with outcome . Its trace is
Selective Lüders Rule
Section titled “Selective Lüders Rule”If outcome occurs with , the Lüders conditional state is
For a pure input, this becomes
The conditional state is supported in the selected eigenspace:
It follows that an immediate repetition of the same coarse PVM, with no intervening evolution, gives again with probability one:
Repeatability fixes the coarse value, not a unique vector within the eigenspace. A later measurement of an additional compatible observable can still have nontrivial statistics.
Zero-probability outcomes
Section titled “Zero-probability outcomes”When ,
so no normalized conditional state is defined. Degeneracy does not alter this rule: projection onto a large subspace still yields no branch if the input has no support there.
The Precise Sense of Minimal Disturbance
Section titled “The Precise Sense of Minimal Disturbance”Calling the Lüders rule “minimal” should be tied to a definite property rather than used as a slogan.
Suppose the input state already lies entirely in the eigenspace for :
Then and the Lüders update leaves the state unchanged:
Thus the ideal Lüders instrument does not disturb any state already confined to the recorded outcome subspace. In particular, it preserves every superposition and mixture within that eigenspace.
Repeatability alone does not imply this stronger nondisturbance. Let map unitarily onto itself and define
The branch remains in , so the same coarse outcome repeats with certainty. But a state inside can be rotated:
The Lüders choice corresponds to no additional outcome-dependent transformation inside the selected subspace. This is the operational content of its minimally refining character.
It does not follow that a real apparatus causes no disturbance. The statement belongs to the specified ideal instrument.
The Nonselective Lüders Channel
Section titled “The Nonselective Lüders Channel”When the measurement occurs but its outcome is ignored, the state becomes
Relative to the eigenspace decomposition
the density operator has a block form. The Lüders channel removes off-diagonal blocks with and preserves every diagonal block .
The channel therefore:
- removes coherence between distinct eigenvalue sectors;
- preserves coherence within each degenerate eigenspace;
- leaves outcome probabilities unchanged;
- is idempotent;
- fixes every state commuting with all .
The idempotence calculation is
The channel acts once by deleting inter-eigenspace blocks; applying it again has nothing further to delete.
Nondisturbance of Compatible Observables
Section titled “Nondisturbance of Compatible Observables”Let be a bounded observable that commutes with every spectral projector of :
After a nonselective Lüders measurement of , its expectation value is
The equality holds for every input state. More generally, every spectral projector of a compatible observable is fixed by the dual Lüders map, so its full probability distribution is preserved.
Conversely, suppose
for every density operator . Then
Multiplying by on the left and on the right gives
Therefore is block diagonal in the eigenspace decomposition and
for every . This is the sharp-observable form of the Lüders nondisturbance theorem: an unread ideal Lüders measurement of preserves the statistics of in every state if and only if the observables are compatible.
The statement is instrument-specific. A more disturbing measurement with the same outcome projectors can alter even when .
Refining a Degenerate Measurement
Section titled “Refining a Degenerate Measurement”A refinement resolves additional alternatives inside each degenerate eigenspace. Let
where
The refined PVM has records . Its probabilities are
Summing over the unresolved label gives the original coarse probability:
Agreement on the coarse probabilities does not imply agreement on the output state.
Direct coarse Lüders measurement
Section titled “Direct coarse Lüders measurement”If the apparatus implements the coarse Lüders instrument, the unnormalized branch is
Expanding the projector gives
This includes the off-diagonal terms with .
Fine measurement followed by forgetting
Section titled “Fine measurement followed by forgetting”If the apparatus resolves and the label is later discarded, the unnormalized coarse branch is
For , the corresponding normalized state is
The difference from the Lüders branch is
These are precisely the coherences among refined alternatives inside the coarse eigenspace.
Neither formula is universally “the correct collapse” independent of the apparatus. The direct Lüders expression models a measurement that preserves every state within each coarse subspace. Merely failing to record does not guarantee this: other disturbances or rotations are possible. The refined expression assumes a Lüders measurement of the fine projectors, followed by discarding the fine record.
Complete Commuting Refinements
Section titled “Complete Commuting Refinements”Degeneracy often signals that one observable does not provide enough labels to identify a ray. A complete set of commuting observables supplies additional compatible labels.
Suppose and commute. Their joint eigenspaces can be represented by projectors satisfying
Measuring only uses the coarse projectors . Measuring the compatible pair uses the finer joint projectors . If the joint eigenspaces are one-dimensional, the pair provides a complete basis label.
The physical distinction is not erased by saying that and commute. Compatibility means that a joint sharp measurement is possible; it does not mean that every device reporting also measures .
Historical Terminology
Section titled “Historical Terminology”For nondegenerate observables, projection onto the measured eigenstate is unambiguous. Degeneracy exposes an ambiguity: the recorded eigenvalue does not identify one vector in its eigenspace.
In discussions descended from von Neumann’s measurement postulate, a measurement of a degenerate observable may be represented through a finer, degeneracy-breaking observable. Lüders proposed the full-eigenspace update
for an ideal measurement that registers the degenerate value without resolving additional labels.
Modern measurement theory treats these as descriptions of different instruments rather than competing universal formulas detached from experimental context. A degeneracy-preserving Lüders device and a degeneracy-resolving device are both mathematically realizable; their distinction must be determined by how the apparatus couples and what information it records.
Worked Example: A Three-Level Coarse Measurement
Section titled “Worked Example: A Three-Level Coarse Measurement”Let
The spectral projectors are
Prepare
The probability of the degenerate outcome is
The Lüders conditional state is
Its density operator is
Now suppose the apparatus distinguishes from and only later suppresses that label. Conditional on the coarse report , the state is
Both instruments give , but a later interference measurement distinguishes them.
Define
For the Lüders state,
For the refined-and-forgotten state,
When , the Lüders state gives with certainty, while the refined state gives it with probability . The difference is experimentally accessible through later measurements inside the degenerate subspace.
Physical Examples
Section titled “Physical Examples”Total angular momentum
Section titled “Total angular momentum”For a sector with total angular momentum , a measurement of reports
but does not determine the magnetic label . In a multiplicity-free sector, the corresponding projector has the form
An ideal Lüders measurement of preserves superpositions over within the selected sector. Measuring the compatible pair is a refinement that also resolves .
Central-potential energy
Section titled “Central-potential energy”In a rotationally invariant Hamiltonian, an energy eigenspace can contain several angular-momentum states. For the nonrelativistic Coulomb problem, the bound-state energy depends on the principal quantum number while multiple orbital labels share that energy.
An ideal energy measurement projects onto the full energy eigenspace. A device that also resolves and performs a more detailed compatible measurement. Whether angular coherence survives depends on which measurement is physically implemented.
Parity
Section titled “Parity”Let be the parity operator. The projectors
select the even and odd subspaces. Each subspace is generally infinite dimensional. A parity measurement reports only the sign; a Lüders update preserves arbitrary superpositions within the selected parity sector.
Subspace and syndrome readout
Section titled “Subspace and syndrome readout”Quantum-information protocols often ask whether a state lies in a particular subspace rather than which basis vector it occupies. Error-syndrome measurements are designed to reveal an error sector while preserving encoded superpositions within that sector. The ideal mathematical model is a degenerate projective measurement; unwanted resolution of logical information is an additional disturbance.
How Degeneracy Is Lifted or Hidden
Section titled “How Degeneracy Is Lifted or Hidden”The mathematical eigenspace and the laboratory record should be distinguished.
- A perturbation can split an exact degeneracy into nearby eigenvalues.
- A detector with enough resolution can distinguish the split values.
- A low-resolution detector can group distinct values into one record.
- An apparatus can couple to an additional commuting observable and resolve internal labels.
- Environmental interactions can decohere states inside a nominally degenerate subspace.
These situations can produce similar coarse histograms but different post-measurement states. Spectroscopy of the first outcome distribution is therefore not always enough to identify the measurement instrument; sequential or interference-sensitive tests may be required.
Common Pitfalls
Section titled “Common Pitfalls”Selecting an arbitrary vector in a degenerate eigenspace. The Lüders projector includes the whole eigenspace. A different orthonormal basis gives the same projector and the same update.
Treating repeatability as absence of disturbance. A device can rotate the state within the selected subspace and still reproduce the same coarse outcome. The stronger Lüders property is that every state already in that subspace is left unchanged.
Inferring the instrument from a coarse histogram. Fine measurement followed by discarding its label and direct coarse Lüders measurement agree on the coarse probabilities. The interference test above distinguishes their outputs.
Confusing degeneracy with detector resolution. Equal eigenvalues are a property of the observable; grouping nearby eigenvalues is a property of a measurement. State explicitly which projectors or effects describe the recorded alternatives.
References
Section titled “References”- P. Busch, P. Lahti, J.-P. Pellonpää, and K. Ylinen, Quantum Measurement, Springer, 2016 — modern treatment of Lüders instruments, repeatability, and degeneracy.
- P. Busch and J. Singh, “Lüders theorem for unsharp quantum measurements,” Physics Letters A 249, 10–12, 1998, doi:10.1016/S0375-9601(98)00704-X, arXiv:1304.0054 — sharp Lüders nondisturbance theorem and extensions.
- G. Lüders, “Über die Zustandsänderung durch den Meßprozeß,” Annalen der Physik 8, 322–328, 1951; K. A. Kirkpatrick, “Translation of Lüders’ ‘Über die Zustandsänderung durch den Messprozess’,” Annalen der Physik 15, 663–670, 2006, arXiv:quant-ph/0403007 — the full-eigenspace update and its relation to compatibility.
- M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press, 2010 — subspace measurements and finite-dimensional examples.
Exercises
Section titled “Exercises”Exercise 1: Basis independence of a degenerate projector
Section titled “Exercise 1: Basis independence of a degenerate projector”Let be an orthonormal basis of a two-dimensional eigenspace. Define
Show that
Solution
Expanding the first projector gives
The second gives
The off-diagonal terms cancel and , yielding the original projector.
Exercise 2: Lüders update in a qutrit
Section titled “Exercise 2: Lüders update in a qutrit”Let
and
Find the probability of outcome and the Lüders conditional state.
Solution
The projector for outcome is
The projected vector is
Therefore
and
The relative phase between the two internal components survives.
Exercise 3: Interference distinguishes two instruments
Section titled “Exercise 3: Interference distinguishes two instruments”For
compare the probability of
with that obtained from
Solution
For the Lüders state,
For the refined mixture,
The difference depends on the coherence phase. At , the probabilities are and , respectively.
Exercise 4: Repeatability does not imply Lüders minimality
Section titled “Exercise 4: Repeatability does not imply Lüders minimality”Let be a degenerate outcome projector and let be a unitary satisfying
Consider
Show that the outcome repeats with certainty after conditioning on this branch, but a state initially supported in need not remain unchanged.
Solution
The condition on means that it maps into itself. Hence
After normalization, the conditional state therefore satisfies
The same coarse PVM returns with certainty.
If the input already obeys
the output is
This equals only when leaves that particular state invariant. The instrument can be repeatable while rotating states inside the degenerate eigenspace; the Lüders instrument adds no such rotation.
Exercise 5: Lüders nondisturbance
Section titled “Exercise 5: Lüders nondisturbance”Let
and suppose for every . Prove that
for every density operator .
Solution
Using cyclicity of the trace,
Because commutes with ,
Therefore
Exercise 6: When coarse and refined updates agree
Section titled “Exercise 6: When coarse and refined updates agree”Let
Show that the unnormalized coarse Lüders branch and refined-and-forgotten branch agree if and only if
Give a sufficient condition stated as a commutator.
Solution
Expanding the coarse branch gives
The first sum is the refined-and-forgotten branch. The branches agree exactly when the second sum vanishes.
A sufficient condition is
for every . Then, for ,
Exercise 7: Parity measurement
Section titled “Exercise 7: Parity measurement”Let and , and define
-
Verify that is a PVM.
-
For a pure state decomposed as
with , find the outcome probabilities and conditional states.
Solution
Hermiticity of gives . Using ,
Also,
and
Because ,
For nonzero probability, the conditional state is
The measurement selects a parity sector without resolving a basis inside that sector.
Exercise 8: Energy measurement versus a complete refinement
Section titled “Exercise 8: Energy measurement versus a complete refinement”Suppose an energy eigenspace is spanned by orthonormal states
where is the value of a compatible observable. The input is
Compare the state conditional on energy for:
- a Lüders energy measurement;
- a joint measurement of energy and , followed by forgetting .
Assume , all three displayed kets are normalized and mutually orthogonal, , and .
Solution
The energy projector is
The energy- probability is
The Lüders conditional state is the pure state
The refined-and-forgotten conditional state is
Therefore
The Lüders state retains the relative phase between and ; the refined state does not.