State Update Rule
The state update rule specifies the quantum state to use for later predictions after a measurement record has been obtained, ignored, or only partially retained. For an ideal projective outcome , the unnormalized branch is ; its trace is the probability of , and division by that probability gives the state conditional on the recorded outcome.
This rule is also called state reduction, the projection postulate, or, especially for pure states, wavefunction collapse. Those names do not settle what the update represents physically or ontologically. Here the rule is treated operationally: it maps an input state and available measurement record to the state used for subsequent probability assignments.
Helpful background. Projective measurement supplies the outcome projectors; density operators let us describe both pure and mixed inputs. The derivations below use finite-dimensional systems and finitely many recorded outcomes.
Measurement Branches and Retained Records
Section titled “Measurement Branches and Retained Records”To choose an update, specify the physical measurement, the record that remains available, and the prediction to be made next. A known outcome calls for a conditional state; an unread outcome calls for an average. The main example is the ideal Lüders instrument for a PVM . Later we extend the same reasoning to general instruments, because outcome probabilities alone do not specify the state change.
The Branch Before Normalization
Section titled “The Branch Before Normalization”The unnormalized branch is the most useful starting point because one object carries both parts of the prediction:
- its trace or squared norm gives the branch probability;
- its normalized direction or density operator gives the conditional state.
Pure-state branch
Section titled “Pure-state branch”For a pure input, define
Its squared norm is
The projector removes components outside the outcome subspace. The remaining vector has norm , not generally one.
Density-operator branch
Section titled “Density-operator branch”For a general state, define
This operator is positive because, for every ,
Its trace is
Keeping branches unnormalized makes their weighted recombination immediate:
No probability factors have to be inserted by hand because each branch already has trace .
Pure-State Selective Update
Section titled “Pure-State Selective Update”Suppose outcome is recorded and . Normalizing the branch gives
The normalization check is
The output lies in the selected subspace:
If has rank one, the conditional ray is the corresponding eigenstate ray. If has higher rank, the update retains the normalized component of the input state within the entire eigenspace. The latter case is developed in Degenerate Measurements and Lüders Rule.
Normalization divides by a positive real norm. Any overall phase already present in the projected vector has no effect on the pure-state ray. Relative phases among components inside a degenerate outcome subspace can remain physically significant.
Density-Operator Selective Update
Section titled “Density-Operator Selective Update”For a mixed or otherwise general state, the conditional Lüders update is
The result is a valid density operator:
It is supported inside the outcome subspace:
For a pure input
the density-operator update becomes
Thus the pure-vector and density-operator formulations are equivalent whenever the conditional branch remains pure. The density-operator formula is more general and avoids introducing arbitrary phases.
Zero-probability records
Section titled “Zero-probability records”If , then positivity implies
The normalized expression is undefined. Standard conditioning does not assign a state to an impossible record. A real detector model may replace the ideal zero by a small nonzero error probability, but that changes the instrument and must be stated explicitly.
Selective and Nonselective Updates
Section titled “Selective and Nonselective Updates”A selective update conditions on a known record. A nonselective update averages over records that were produced but are unavailable or deliberately ignored.
If , then
Summing over outcomes gives
The first sum includes only outcomes with positive probability; zero-probability branches contribute zero in the second sum. The first line displays the classical averaging over conditional states. The second line is the quantum channel written directly in terms of the input state.
Trace preservation
Section titled “Trace preservation”The nonselective Lüders map
is trace preserving:
It is also unital:
Block structure
Section titled “Block structure”Insert the resolution of identity on both sides of :
The nonselective update keeps only the diagonal blocks:
Terms with encode coherence between distinct measured outcome subspaces. The ideal unread measurement removes those terms while preserving structure within each block.
The map is idempotent:
Indeed,
Once the state is block diagonal in the measured decomposition, repeating the unread Lüders measurement produces no further change. Equivalently,
if and only if
An unread measurement is not no measurement
Section titled “An unread measurement is not no measurement”If no measurement occurs and no other dynamics acts, then
If the projective measurement occurs but its result is ignored, then
These are equal only when the input is already block diagonal in the measurement decomposition. Forgetting a classical record does not reverse the physical interaction that correlated the system with the apparatus.
Partial Records and Coarse Outcomes
Section titled “Partial Records and Coarse Outcomes”Suppose the fine outcome is , but the retained record only says that belongs to a set . Assume this retained event has positive probability. The correct update depends on what physical measurement occurred.
If the fine PVM was measured and the fine record was later discarded within , the conditional state is
If the apparatus instead directly implements the coarse Lüders measurement with
then the conditional state is
The two expressions need not agree. Expanding the coarse numerator gives
The direct coarse Lüders update retains coherence between fine alternatives inside , whereas fine measurement followed by forgetting removes the terms with . A classical label alone does not determine the update; the instrument matters.
This subtlety is treated systematically in Degenerate Measurements and Lüders Rule.
Linear Branches and Nonlinear Conditioning
Section titled “Linear Branches and Nonlinear Conditioning”For each outcome, the unnormalized Lüders operation
is linear:
The normalized conditional map
is generally nonlinear because its denominator depends on the input state.
Let
For the mixture
the conditional state is
These expressions assume . A zero-probability component is omitted, and the total probability must be positive. The posterior weights are proportional to the prior weights times the likelihoods . They are not generally and .
This nonlinearity is the ordinary nonlinearity of normalization after conditioning. The physical outcome operations remain linear on unnormalized density operators, and the summed nonselective channel
is linear and trace preserving.
General Instrument Form
Section titled “General Instrument Form”The projective Lüders rule is one special quantum instrument. Its outcome operations are linear, completely positive, and trace nonincreasing; their sum preserves trace. Complete positivity means positivity also holds when the measured system is part of a larger entangled system. In finite dimensions a general instrument can be written using measurement operators :
Its outcome effect is
and the outcome probability is
The conditional state is
Normalization of the total probability requires
The Lüders instrument for a PVM is recovered with one operator per outcome:
Different sets of measurement operators can produce the same effects and therefore the same outcome probabilities while producing different conditional states. A POVM specifies the effects; a quantum instrument specifies both probabilities and state changes.
Relation to Bayesian Conditioning
Section titled “Relation to Bayesian Conditioning”There is a precise structural analogy between classical Bayesian conditioning and quantum state update.
For a classical latent variable and observed record , define the unnormalized posterior weight
Its total weight is the probability of the record
and normalization gives
The quantum instrument has the same branch-normalize pattern:
This analogy is useful because it clarifies why conditional states depend on the retained record and why posterior mixture weights are reweighted by outcome likelihoods.
Where the analogy stops
Section titled “Where the analogy stops”The analogy does not imply that quantum update is merely classical conditioning over unknown pre-existing values.
- Measurement can physically disturb the system. The operation contains more than a classical likelihood.
- Effects do not determine instruments. The same can accompany different output states.
- Noncommuting sharp observables have no joint sharp measurement valid for every input. One can still construct classical joint distributions with given marginals, but these do not reproduce all quantum measurement sequences. Ordered predictions require the instruments and their order.
- Unread measurements can change later statistics. The nonselective channel can remove coherence even when no outcome is selected.
- The interpretation of the quantum state is not fixed by the formula. Calling the rule “Bayesian” does not decide whether the state is epistemic, ontic, relational, operational, or part of some other interpretation.
It is therefore safest to say that quantum state update has a Bayesian conditioning structure, with an additional instrument-dependent quantum transformation.
Later Evolution and Measurements
Section titled “Later Evolution and Measurements”Once outcome is known, is the input for later dynamics. If the system evolves unitarily from the first measurement to a later time,
For a later outcome represented by an effect , the conditional probability is
Substituting the unnormalized first branch gives the joint probability
The normalized intermediate state can therefore be avoided when only the joint probability is needed. Sequential Measurements develops ordering, compatibility, and conditional probabilities in detail.
Worked Example: Qubit Measurement Along z
Section titled “Worked Example: Qubit Measurement Along z”For real and , prepare
The projectors for a computational-basis measurement are
The unnormalized branches are
Their squared norms give
Conditional on the corresponding nonzero-probability result,
The initial density operator is
If the outcome is ignored, the state becomes
The populations are unchanged, while the coherence between the two measured alternatives is removed.
Worked Example: Local Update of an Entangled Pair
Section titled “Worked Example: Local Update of an Entangled Pair”Let two qubits and be prepared in
Measure qubit in the computational basis with
The two outcomes have equal probability:
Conditional on outcome ,
Conditional on outcome ,
The corresponding reduced states of are
If the outcome at is not available, the nonselective joint state is
Tracing out gives
which is the same reduced state had before the measurement. The conditional states of depend on the record at , but the unread local operation does not transmit that record. Classical communication is required to sort later data by the outcome.
Worked Example: Same Probabilities, Different Updates
Section titled “Worked Example: Same Probabilities, Different Updates”Consider the computational-basis PVM
The Lüders instrument uses
Now consider a reset instrument:
Both instruments have the same effects:
They therefore give the same probabilities
Their conditional outputs differ. The Lüders instrument outputs after outcome and after outcome . The reset instrument outputs after either outcome:
The reset device extracts the same classical computational-basis record and then prepares a fixed state. It is not repeatable for outcome . This example shows why the probability effects must not be mistaken for a complete state-update rule.
Common Pitfalls
Section titled “Common Pitfalls”Dividing a ket by a probability. Divide a vector by , and a density operator by . Record the branch probability before normalizing; normalization alone discards that information.
Averaging branches with equal weights. Use the actual probabilities, . If some outcomes are grouped together, first determine whether a fine measurement occurred or a coarse Lüders measurement was performed.
Confusing conditioning with physical dynamics. Normalized conditioning is generally nonlinear; the unnormalized outcome operations and the unread channel are linear. The update rule predicts later statistics without specifying a detector’s amplification mechanism or deciding how to interpret collapse; see what measurement formalism does not settle.
Using a remote conditional state without the record. A local trace-preserving operation on leaves the reduced state of unchanged when no intervening interaction couples them. The selected subensemble can change, as in the Bell-pair example, but its selection requires the classical record.
References
Section titled “References”- G. Lüders, “Über die Zustandsänderung durch den Meßprozeß,” Annalen der Physik 8, 322–328, 1951; K. A. Kirkpatrick, “Translation of Lüders’ ‘Über die Zustandsänderung durch den Messprozess’,” Annalen der Physik 15, 663–670, 2006, arXiv:quant-ph/0403007 — the minimally refining update for degenerate observables.
- E. B. Davies and J. T. Lewis, “An operational approach to quantum probability,” Communications in Mathematical Physics 17, 239–260, 1970, doi:10.1007/BF01647093 — quantum instruments and operational conditional probabilities.
- P. Busch, P. Lahti, J.-P. Pellonpää, and K. Ylinen, Quantum Measurement, Springer, 2016 — modern treatment of effects, operations, instruments, and state change.
- M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press, 2010 — finite-dimensional measurement operators and conditional states.
Exercises
Section titled “Exercises”Exercise 1: Normalize a pure branch
Section titled “Exercise 1: Normalize a pure branch”Let
and
Find the unnormalized yes branch, its probability, and the normalized conditional state.
Solution
The unnormalized branch is
Its squared norm is
Dividing by gives
Exercise 2: Validate a density-operator branch
Section titled “Exercise 2: Validate a density-operator branch”Let be a density operator, a projector, and
Prove that
is positive, has unit trace, and satisfies .
Solution
For any ,
so and are positive. Cyclicity of the trace gives
Finally,
Thus the conditional state is normalized and supported in .
Exercise 3: Selective versus unread qubit measurement
Section titled “Exercise 3: Selective versus unread qubit measurement”Let
A computational-basis measurement is performed.
- Find the conditional states for outcomes and .
- Find the nonselective state when the outcome is ignored.
- Compare this state with the state obtained if no measurement occurs.
Solution
Both outcomes have probability . The selective states are
Ignoring the result gives
If no measurement occurs, the state remains
The unread measurement removes the off-diagonal coherence; doing nothing does not.
Exercise 4: Conditional nonlinearity
Section titled “Exercise 4: Conditional nonlinearity”Let an outcome operation be . Define
and
Derive the conditional state for and determine when its posterior mixture weights equal the prior weights and .
Solution
Linearity of the unnormalized operation gives
Write
The total outcome probability is
Therefore
The posterior weights equal and when , apart from trivial cases such as or . In general, conditioning reweights the alternatives according to their likelihood of producing .
For a concrete example, take , , , and . The yes probabilities are and , with conditional outputs and . The selected mixture is therefore , whereas the equal mixture of the separately normalized outputs is . This explicitly exhibits the nonlinearity.
Exercise 5: Fixed points of the unread Lüders map
Section titled “Exercise 5: Fixed points of the unread Lüders map”For a PVM , let
Show that if commutes with every . Conversely, show that implies for every .
Solution
If for every , then
Conversely, assume
Multiplying on the left by gives
Multiplying on the right gives
Hence
for every .
Exercise 6: Fine-and-forgotten versus coarse Lüders update
Section titled “Exercise 6: Fine-and-forgotten versus coarse Lüders update”Let and be orthogonal projectors and define
For an input with , compute the difference
Under what condition do the two conditional states agree?
Solution
The direct coarse Lüders state is
The fine-and-forgotten state is
Expanding gives
Therefore
The two states agree precisely when
Multiplying this equation on the left by and on the right by shows that separately. Its adjoint vanishes too: the two states agree exactly when there is no coherence between these sectors.
Exercise 7: Conditional entanglement and no signaling
Section titled “Exercise 7: Conditional entanglement and no signaling”For
qubit is measured in the computational basis.
- Find the reduced state of before the measurement.
- Find the two conditional reduced states of .
- Average them with their probabilities and compare with the initial reduced state.
Solution
The initial joint density operator is
Tracing out gives
Outcome has probability and gives
Outcome also has probability and gives
Without the record at , the state assigned to is
The local record changes the conditional ensemble decomposition, but the unread state available at is unchanged.
Exercise 8: One PVM, two instruments
Section titled “Exercise 8: One PVM, two instruments”For
compare:
with
Show that both instruments have the same outcome probabilities for every input state. Find their conditional outputs and determine which instrument is repeatable.
Solution
For the first instrument,
For the second,
Both therefore assign
The first instrument has conditional outputs
The second prepares the same state after either outcome:
An immediate repetition of the same PVM after the first instrument reproduces the outcome with certainty. After the second instrument, either computational-basis outcome occurs with probability , regardless of the first record. The first is repeatable; the second is not.