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Discrete and Continuous Spectra

The spectrum σ(A)\sigma(A) of an operator AA is the set of spectral values at which A−λIA-\lambda I does not possess a suitably bounded, everywhere-defined inverse. For a finite-dimensional observable, the spectrum is exactly its set of eigenvalues. For an infinite-dimensional observable, the spectrum can also contain continuous values with no normalizable eigenvectors.

This distinction separates several familiar systems:

  • a spin component has finitely many discrete outcomes;
  • the harmonic oscillator has countably many discrete energy levels;
  • position and momentum on the real line have continuous spectra;
  • a finite potential well or Coulomb Hamiltonian has discrete bound-state energies and a scattering continuum.

The practical physics is encoded by spectral projectors. Discrete values carry projectors onto eigenspaces; intervals in a continuous spectrum carry projectors onto spectral bands. Probabilities are always assigned to measurable sets of outcomes, whether those sets contain isolated points, intervals, or both.

Helpful background. Eigenvalues and eigenstates explain normalizable definite-value states; normalization distinguishes their amplitudes from continuum densities.

Let AA be a densely defined closed operator on a complex Hilbert space. A complex number zz lies in the resolvent set ρ(A)\rho(A) when

A−zIA-zI

is one-to-one, onto, and has a bounded inverse defined on the whole Hilbert space. The spectrum is the complement:

σ(A)=C∖ρ(A).\sigma(A)=\mathbb C\setminus\rho(A).

For a self-adjoint operator,

σ(A)⊆R,\sigma(A)\subseteq\mathbb R,

as required for a real-valued sharp observable.

This definition may look more abstract than the eigenvalue equation, but it is the one that survives infinite dimension. In a dd-dimensional space,

z∈σ(A)⟺det⁡(A−zI)=0⟺A∣ψ⟩=z∣ψ⟩z\in\sigma(A) \quad\Longleftrightarrow\quad \det(A-zI)=0 \quad\Longleftrightarrow\quad A|\psi\rangle=z|\psi\rangle

for some nonzero ∣ψ⟩|\psi\rangle. Thus every finite-dimensional spectral value is an eigenvalue.

The spectrum depends on the operator, including its Hilbert space, domain, and boundary conditions. The same differential expression can have different spectra on the line, a finite interval, or a circle.

A normalized state does not change σ(A)\sigma(A). Instead, the state determines which parts of the spectrum receive nonzero probability. An observable can possess many spectral values that a particular state will never produce.

Three sets should not be conflated:

  1. σ(A)\sigma(A) is the full spectrum allowed by the operator.
  2. The support of the state’s spectral measure contains those values whose every open neighborhood has nonzero probability. An individual point in that support may still have probability zero.
  3. One run returns one recorded value or finite-resolution bin.

For example, σ(σz)={−1,+1}\sigma(\sigma_z)=\{-1,+1\}, but the state ∣0⟩|0\rangle assigns probability one to +1+1 and zero to −1-1.

The point spectrum consists of ordinary eigenvalues:

σp(A)={λ:ker⁡(A−λI)≠{0}}.\sigma_{\mathrm p}(A) = \left\lbrace \lambda: \ker(A-\lambda I)\ne\{0\} \right\rbrace.

Each λ∈σp(A)\lambda\in\sigma_{\mathrm p}(A) has at least one normalizable eigenvector. For a self-adjoint observable, the associated eigenspace projector is

Pλ=PA({λ}),P_\lambda=P_A(\{\lambda\}),

and a normalized state has atomic probability

Pr⁡(A=λ)=⟨ψ∣Pλ∣ψ⟩.\Pr(A=\lambda) = \langle\psi|P_\lambda|\psi\rangle.

The point spectrum can be finite or infinite. The identity on an infinite-dimensional space has the single eigenvalue 11 with infinite degeneracy. The harmonic oscillator has infinitely many nondegenerate eigenvalues accumulating only at infinity.

In operator theory, the discrete spectrum usually means isolated eigenvalues of finite multiplicity. In many physics texts, discrete spectrum is used more loosely for a finite or countable set of normalizable energy or observable eigenstates. The two uses agree for standard finite-dimensional, box-confined, and harmonic-oscillator examples, but they are not identical in full generality.

For a finite-dimensional Hermitian operator,

A=∑aaPa,A=\sum_a aP_a,

and every spectral value is discrete. The Pauli operator

σz=(100−1)\sigma_z= \begin{pmatrix} 1&0\\ 0&-1 \end{pmatrix}

has

σ(σz)={−1,+1}.\sigma(\sigma_z)=\{-1,+1\}.

For the one-dimensional harmonic oscillator,

En=ℏω(n+12),n=0,1,2,…,E_n = \hbar\omega \left(n+\frac12\right), \qquad n=0,1,2,\ldots,

so the energy spectrum is countably infinite and discrete. Therefore:

Discrete does not mean finite, and it does not mean finite-dimensional.

A discrete eigenvalue can correspond to a multidimensional eigenspace. Its probability is computed with the whole eigenspace projector:

Pr⁡(A=a)=⟨ψ∣Pa∣ψ⟩.\Pr(A=a) = \langle\psi|P_a|\psi\rangle.

Choosing a basis ∣a,α⟩|a,\alpha\rangle inside that eigenspace gives

Pa=∑α=1ga∣a,α⟩⟨a,α∣,P_a = \sum_{\alpha=1}^{g_a} |a,\alpha\rangle\langle a,\alpha|,

but the projector is independent of that internal basis choice.

An infinite list of eigenvalues can accumulate at a finite spectral value. That limit point is not an isolated discrete eigenvalue in the strict operator-theory sense. Eigenvalues of infinite multiplicity and finite accumulation points are typically counted as part of the essential spectrum.

This caveat rarely changes an elementary measurement calculation, but it matters when reading statements such as “the spectrum is purely discrete.” The intended convention should be stated.

A value λ\lambda lies in the continuous spectrum when A−λIA-\lambda I is one-to-one and has dense range, but its inverse is not bounded on that range. There is no nonzero normalizable vector satisfying

A∣ψ⟩=λ∣ψ⟩,A|\psi\rangle=\lambda|\psi\rangle,

yet normalized states can be made increasingly concentrated near λ\lambda in the spectral sense.

For self-adjoint operators, the point and continuous parts exhaust the spectrum in the standard residual-spectrum classification:

σ(A)=σp(A)∪σc(A),\sigma(A) = \sigma_{\mathrm p}(A) \cup \sigma_{\mathrm c}(A),

with no residual spectrum. More refined decompositions distinguish absolutely continuous and singular continuous parts. The standard position and momentum operators, and the scattering sectors of standard short-range Hamiltonians, are absolutely continuous. This measure-based decomposition is different from classifying individual spectral points by whether A−λIA-\lambda I is invertible. For example, a diagonal operator with eigenvalues 1/n1/n has a complete eigenbasis (pure point spectral measures), although 00 is a continuous-spectrum point in the resolvent classification.

One way to recognize a spectral value is through a sequence of normalized vectors ∣ψn⟩∈D(A)|\psi_n\rangle\in\mathcal D(A) such that

∥(A−λI)∣ψn⟩∥⟶0.\|(A-\lambda I)|\psi_n\rangle\| \longrightarrow0.

For a self-adjoint operator, every spectral value admits such an approximate eigenvector sequence. At a point-spectrum value, the sequence can be constant at a true eigenvector. At a continuous-spectrum value, the sequence sharpens without converging to a normalizable exact eigenvector.

Broad wave packets centered around momentum p0p_0 in position space provide the physical picture: as their spatial width grows, their momentum spread shrinks, but there is no norm limit that is an exact momentum eigenvector. A nonzero plane wave requires a change of normalization, not simply the limit of unit vectors.

The spectral theorem associates a projector PA(Δ)P_A(\Delta) with every Borel measurable set Δ⊆R\Delta\subseteq\mathbb R. For a normalized pure state, define

μψA(Δ)=⟨ψ∣PA(Δ)∣ψ⟩.\mu_\psi^A(\Delta) = \langle\psi|P_A(\Delta)|\psi\rangle.

This is a probability measure:

μψA(R)=1,μψA(Δ)≥0.\mu_\psi^A(\mathbb R)=1, \qquad \mu_\psi^A(\Delta)\ge0.

If disjoint sets Δn\Delta_n are combined, their probabilities add:

μψA(⋃nΔn)=∑nμψA(Δn).\mu_\psi^A \left( \bigcup_n\Delta_n \right) = \sum_n \mu_\psi^A(\Delta_n).

This one formula covers every spectral type.

For a discrete eigenvalue aa,

μψA({a})=⟨ψ∣Pa∣ψ⟩\mu_\psi^A(\{a\}) = \langle\psi|P_a|\psi\rangle

can be nonzero. The measure has an atom at aa.

For an absolutely continuous part, there is a density wψ(λ)w_\psi(\lambda) such that

μψA(Δ)=∫Δwψ(λ) dλ.\mu_\psi^A(\Delta) = \int_\Delta w_\psi(\lambda)\,d\lambda.

Then any single point has probability zero:

μψA({λ0})=0.\mu_\psi^A(\{\lambda_0\})=0.

This does not mean λ0\lambda_0 is impossible as a finite-precision readout. It means the ideal continuous probability measure assigns weight to intervals, not isolated points.

When the state has only point and absolutely continuous components, its outcome measure has the form

μψH(dE)=∑npn δEn(dE)+w(E) dE.\mu_\psi^H(dE) = \sum_n p_n\,\delta_{E_n}(dE) +w(E)\,dE.

The discrete probabilities and continuum density obey

∑npn+∫w(E) dE=1.\sum_n p_n +\int w(E)\,dE = 1.

This measure-level statement is safer than writing a bare “sum plus integral” resolution without specifying normalization and degeneracy conventions.

Physicists represent a continuous spectral coordinate using formal kets ∣λ,α⟩|\lambda,\alpha\rangle:

A∣λ,α⟩=λ∣λ,α⟩.A|\lambda,\alpha\rangle = \lambda|\lambda,\alpha\rangle.

The degeneracy or channel label α\alpha may be discrete or continuous. These kets generally do not lie in the Hilbert space. Their eigenvalue equation is understood weakly or distributionally.

For a purely absolutely continuous representation with discrete channel labels, a common normalization is

⟨λ,α∣λ′,α′⟩=δαα′δ(λ−λ′).\langle\lambda,\alpha |\lambda',\alpha'\rangle = \delta_{\alpha\alpha'} \delta(\lambda-\lambda').

The formal resolution of identity is

I=∑α∫∣λ,α⟩⟨λ,α∣ dλ.I = \sum_\alpha \int |\lambda,\alpha\rangle \langle\lambda,\alpha| \,d\lambda.

A normalizable state has spectral amplitudes

ψα(λ)=⟨λ,α∣ψ⟩\psi_\alpha(\lambda) = \langle\lambda,\alpha|\psi\rangle

with

∑α∫∣ψα(λ)∣2 dλ=1.\sum_\alpha \int |\psi_\alpha(\lambda)|^2 \,d\lambda = 1.

The formal ket is not itself normalized to one. The square-integrable amplitude over the continuum defines the physical state.

Changing the spectral label changes the delta normalization. If E=f(p)E=f(p), then

δ(f(p)−E)=∑pi: f(pi)=Eδ(p−pi)∣f′(pi)∣,\delta\bigl(f(p)-E\bigr) = \sum_{p_i:\,f(p_i)=E} \frac{\delta(p-p_i)} {|f'(p_i)|},

with the sum accounting for all simple roots. Energy-normalized and momentum-normalized scattering kets therefore differ by square-root Jacobian factors, while probability densities differ by the full Jacobian. Degeneracy labels are essential when several momenta share the same energy.

This is why a density such as ∣ψ(E)∣2|\psi(E)|^2 depends on the chosen spectral coordinate even though probabilities for physical sets do not.

For the disciplined notation, see Generalized Eigenvectors. The distributional setting is Rigged Hilbert Spaces, First Look.

On H=L2(R)\mathcal H=L^2(\mathbb R), the position operator acts as

(Xψ)(x)=xψ(x)(X\psi)(x)=x\psi(x)

on its natural domain. Its spectrum is

σ(X)=R,\sigma(X)=\mathbb R,

and it has no normalizable eigenvectors. The formal generalized kets satisfy

X∣x⟩=x∣x⟩,⟨x∣x′⟩=δ(x−x′).X|x\rangle=x|x\rangle, \qquad \langle x|x'\rangle=\delta(x-x').

For a measurable region Δ\Delta,

(PX(Δ)ψ)(x)=1Δ(x)ψ(x),\bigl(P_X(\Delta)\psi\bigr)(x) = \mathbf 1_\Delta(x)\psi(x),

where 1Δ\mathbf 1_\Delta is the indicator function. Therefore,

Pr⁡(X∈Δ)=∫Δ∣ψ(x)∣2 dx.\Pr(X\in\Delta) = \int_\Delta|\psi(x)|^2\,dx.

The projector onto a single point is zero in L2(R)L^2(\mathbb R):

PX({x0})=0.P_X(\{x_0\})=0.

There is no normalized exact-position eigenstate even though every real x0x_0 is a spectral value.

For the standard self-adjoint momentum operator,

P=−iℏddx,P=-i\hbar\frac{d}{dx},

the spectrum is also the full real line:

σ(P)=R.\sigma(P)=\mathbb R.

Its generalized position-space eigenfunctions are plane waves,

⟨x∣p⟩=12πℏeipx/ℏ,\langle x|p\rangle = \frac{1}{\sqrt{2\pi\hbar}} e^{ipx/\hbar},

with

⟨p∣p′⟩=δ(p−p′).\langle p|p'\rangle=\delta(p-p').

The constant modulus shows why a plane wave is not square-integrable:

∫R∣⟨x∣p⟩∣2 dx=∞.\int_{\mathbb R} |\langle x|p\rangle|^2\,dx = \infty.

A normalizable state instead has momentum amplitude

ϕ(p)=⟨p∣ψ⟩\phi(p)=\langle p|\psi\rangle

and interval probabilities

Pr⁡(p1≤P≤p2)=∫p1p2∣ϕ(p)∣2 dp.\Pr(p_1\le P\le p_2) = \int_{p_1}^{p_2} |\phi(p)|^2\,dp.

See Momentum-Space Representation for the Fourier-transform conventions.

Boundary Conditions Can Discretize a Spectrum

Section titled “Boundary Conditions Can Discretize a Spectrum”

The local differential formula does not determine the spectrum by itself. Configuration space and boundary conditions matter.

For a particle on a circle of circumference LL, periodicity requires

ψ(x+L)=ψ(x).\psi(x+L)=\psi(x).

Momentum eigenfunctions have the form eikxe^{ikx}, and periodicity imposes

eikL=1.e^{ikL}=1.

Therefore,

kn=2πnL,pn=ℏkn,n∈Z.k_n=\frac{2\pi n}{L}, \qquad p_n=\hbar k_n, \qquad n\in\mathbb Z.

Momentum is discrete on the circle but continuous on the line. The operator expression −iℏ d/dx-i\hbar\,d/dx is the same locally; the Hilbert space and domain are not.

The same lesson applies to energy. Confining boundary conditions can produce normalizable discrete levels, while open spatial directions support scattering continua.

Energy Spectra: Bound and Scattering States

Section titled “Energy Spectra: Bound and Scattering States”

For a time-independent Hamiltonian, spectral type reflects the qualitative motion permitted by the potential and boundary conditions.

Bound-state eigenfunctions are normalizable and belong to the point spectrum:

H∣En,α⟩=En∣En,α⟩.H|E_n,\alpha\rangle = E_n|E_n,\alpha\rangle.

In standard confining one-dimensional problems, the discrete energy levels are isolated and accumulate only at infinity. In Coulomb systems, infinitely many negative bound-state energies accumulate at the continuum threshold.

Stationary scattering solutions extend to spatial infinity and are usually generalized eigenvectors. Physical incoming and outgoing scattering wave packets are normalizable superpositions of such solutions. For a free particle,

E=p22m,E=\frac{p^2}{2m},

so

σ(H)=[0,∞).\sigma(H) = [0,\infty).

In one spatial dimension, each E>0E>0 corresponds to the two momentum channels

p=±2mE.p=\pm\sqrt{2mE}.

Thus an energy label alone does not specify a unique generalized eigenstate.

A finite attractive well commonly has negative discrete bound-state energies and a nonnegative continuum:

σ(H)={E1,…,EN}∪[0,∞),\sigma(H) = \{E_1,\ldots,E_N\} \cup [0,\infty),

when the potential is chosen to approach zero at infinity. The value E=0E=0 is the continuum threshold under that convention.

The Coulomb Hamiltonian similarly has

En<0,En⟶0−,E_n<0, \qquad E_n\longrightarrow0^-,

together with a scattering continuum E≥0E\ge0. The bound-state levels accumulate at the threshold, illustrating why “discrete” and “isolated from the entire spectrum by one common gap” are different claims.

See Free Particle, Finite Square Well, and Coulomb Continuum States: Overview for the canonical-system treatments.

Schematic spectra showing isolated levels, a continuum, and bound levels below a continuum threshold

Three common energy spectra, drawn schematically rather than to scale. The oscillator has isolated levels; the free particle has a continuum; the attractive Coulomb potential has negative bound levels accumulating at zero and a continuum above zero. The upward arrows show that the shaded continua continue beyond the displayed range.

Pure Point, Purely Continuous, and Mixed Spectra

Section titled “Pure Point, Purely Continuous, and Mixed Spectra”

The following physics terminology is useful:

  • Pure point spectrum: the Hilbert space is spanned, in the relevant spectral sense, by normalizable eigenvectors. The harmonic oscillator is the standard example.
  • Purely continuous spectrum: there are no normalizable eigenvectors in the spectral sector under discussion. Position and momentum on the line are standard examples.
  • Mixed spectrum: point and continuous sectors both occur. Bound-plus- scattering Hamiltonians are standard examples.

These labels describe the operator’s spectral decomposition. A particular state may occupy only one sector. For example, a bound energy eigenstate of a mixed-spectrum Hamiltonian has no continuum probability until a physical interaction changes the state.

Calculations often place a system in a large box of length LL so that continuous momenta become discrete. With periodic boundary conditions,

pn=2πℏnL.p_n=\frac{2\pi\hbar n}{L}.

The spacing is

Δp=2πℏL.\Delta p=\frac{2\pi\hbar}{L}.

As L→∞L\to\infty,

Δp⟶0,\Delta p\longrightarrow0,

and, for sufficiently regular integrable FF, the Riemann-sum statement is Δp∑nF(pn)→∫F(p) dp\Delta p\sum_n F(p_n)\to\int F(p)\,dp. Equivalently, to leading order,

∑nF(pn)  ⟶  L2πℏ∫RF(p) dp.\sum_n F(p_n) \;\longrightarrow\; \frac{L}{2\pi\hbar} \int_{\mathbb R}F(p)\,dp.

The factor L/(2πℏ)L/(2\pi\hbar) is a one-dimensional density of momentum states for this boundary convention. Correspondingly, box-normalized eigenvectors and delta-normalized generalized eigenvectors carry different normalization factors.

Finite-volume discretization is a regulator and computational device. It does not mean the infinite-volume continuum was secretly a finite list. One must take the limit with normalization and density-of-states factors consistently.

Expectations and Functions Across Spectral Types

Section titled “Expectations and Functions Across Spectral Types”

The spectral measure unifies expectation values:

⟨A⟩ψ=∫σ(A)λ dμψA(λ).\langle A\rangle_\psi = \int_{\sigma(A)} \lambda\,d\mu_\psi^A(\lambda).

For a purely discrete measure, this reduces to

⟨A⟩ψ=∑aa p(a).\langle A\rangle_\psi = \sum_a a\,p(a).

For a simple absolutely continuous representation,

⟨A⟩ψ=∫λ wψ(λ) dλ.\langle A\rangle_\psi = \int \lambda\,w_\psi(\lambda)\,d\lambda.

For a mixed measure, both terms appear. More generally,

⟨f(A)⟩ψ=∫σ(A)f(λ) dμψA(λ),\langle f(A)\rangle_\psi = \int_{\sigma(A)} f(\lambda)\,d\mu_\psi^A(\lambda),

for Borel ff when ∫∣f(λ)∣ dμψA(λ)<∞\int |f(\lambda)|\,d\mu_\psi^A(\lambda)<\infty if a finite expectation is claimed. This formula handles moments, unitary exponentials, and spectral filters without choosing a fictitious normalizable continuous eigenbasis.

Functions of Operators develops this calculus, including transformed outcome distributions and the domain test for unbounded f(A)f(A).

Real detectors report finite-resolution bins. If a detector associates an outcome label jj with a spectral set Δj\Delta_j, the ideal coarse-grained probability is

pj=⟨ψ∣PA(Δj)∣ψ⟩.p_j = \langle\psi|P_A(\Delta_j)|\psi\rangle.

For a continuous density,

pj=∫Δjwψ(λ) dλ.p_j = \int_{\Delta_j} w_\psi(\lambda)\,d\lambda.

The probability of a fixed bin is its integrated density. Widening the bin generally increases that probability; a density histogram divides the bin probability by its width so that bar area represents probability. This is one reason probability densities cannot be compared numerically to discrete probabilities without specifying units and resolution.

Finite resolution can also merge nearby discrete lines or blur a threshold. The mathematical spectrum, the apparatus response function, and the observed histogram are related but distinct.

The standard Core Formalism examples emphasize point and absolutely continuous spectra. Two additional terms appear in advanced work:

  • The residual spectrum consists of values where A−λIA-\lambda I is one-to-one but its range is not dense. A self-adjoint operator has no residual spectrum.
  • A singular continuous spectral measure has no atoms and is concentrated on a set of Lebesgue measure zero. Its topological support need not itself have measure zero. It appears in some quasiperiodic and fractal spectral problems.

These possibilities matter for operator theory and specialized quantum systems, but they should not be imported into every elementary position or scattering calculation. The canonical mathematical entry point is Continuous Spectra.

A continuum point is not a normalized eigenstate. The position projector PX({x0})P_X(\{x_0\}) vanishes, although every neighborhood of x0x_0 has a nonzero projector. Generalized position kets encode the spectral expansion; localized wave packets describe physical preparations.

A spectrum and a measured histogram answer different questions. The operator fixes the available spectral values, the state fixes their probability measure, and the apparatus determines finite resolution and noise. A resonance peak is not generally a bound-state eigenvalue of the self-adjoint Hamiltonian.

Bound levels need not always lie below a continuum. That arrangement is common in elementary wells, but special systems have embedded eigenvalues. A diagram of separated levels and a continuum is a model pattern, not a universal theorem.

A continuum integral needs its measure and channels. Changing momentum to energy introduces a Jacobian, and in one dimension positive energy has two momentum branches. A sum over bound states plus a Lebesgue integral covers point and absolutely continuous sectors; a singular continuous component needs its own measure.

Classify each standard model as discrete, continuous, or mixed:

  1. σz\sigma_z on C2\mathbb C^2;
  2. the harmonic oscillator Hamiltonian on the line;
  3. momentum on the real line;
  4. a finite attractive square well with negative bound states and continuum threshold at zero.
Solution

The classifications are:

  1. σz\sigma_z has the finite discrete spectrum {−1,+1}\{-1,+1\}.
  2. The harmonic oscillator has a countably infinite discrete spectrum En=ℏω(n+1/2)E_n=\hbar\omega(n+1/2).
  3. Momentum on the line has continuous spectrum R\mathbb R and no normalizable momentum eigenvectors.
  4. The finite attractive well has mixed spectrum: finitely many negative discrete bound-state energies and a continuum [0,∞)[0,\infty) under the stated energy convention.

Let σz\sigma_z act on a qubit prepared in ∣0⟩|0\rangle. State the full spectrum, the support of the state’s spectral measure, and the result distribution.

Solution

The operator spectrum is

σ(σz)={−1,+1}.\sigma(\sigma_z)=\{-1,+1\}.

Because ∣0⟩|0\rangle is the +1+1 eigenstate,

Pr⁡(+1)=1,Pr⁡(−1)=0.\Pr(+1)=1, \qquad \Pr(-1)=0.

The support of this state’s spectral measure is therefore the singleton {+1}\{+1\}, even though the operator itself also permits −1-1 in other states.

Let ϕ(p)\phi(p) be a normalized momentum-space wavefunction. Explain why Pr⁡(P=p0)=0\Pr(P=p_0)=0 for an absolutely continuous distribution, and write the probability for a detector bin [p0−Δp/2,p0+Δp/2][p_0-\Delta p/2,p_0+\Delta p/2].

Solution

A singleton has zero Lebesgue measure, so

Pr⁡(P=p0)=∫{p0}∣ϕ(p)∣2 dp=0.\Pr(P=p_0) = \int_{\{p_0\}} |\phi(p)|^2\,dp = 0.

The finite-bin probability is

Pr⁡(p0−Δp2≤P≤p0+Δp2)=∫p0−Δp/2p0+Δp/2∣ϕ(p)∣2 dp.\Pr\left( p_0-\frac{\Delta p}{2} \le P\le p_0+\frac{\Delta p}{2} \right) = \int_{p_0-\Delta p/2}^{p_0+\Delta p/2} |\phi(p)|^2\,dp.

If the density varies slowly across a narrow bin, this is approximately ∣ϕ(p0)∣2Δp|\phi(p_0)|^2\Delta p.

A wavefunction on a circle of circumference LL obeys ψ(x+L)=ψ(x)\psi(x+L)=\psi(x). Derive the allowed momenta for a plane wave eikxe^{ikx} and show that the spacing tends to zero as L→∞L\to\infty.

Solution

Periodicity requires

eik(x+L)=eikx,e^{ik(x+L)}=e^{ikx},

so

eikL=1.e^{ikL}=1.

Therefore

kn=2πnL,pn=2πℏnL,n∈Z.k_n=\frac{2\pi n}{L}, \qquad p_n=\frac{2\pi\hbar n}{L}, \qquad n\in\mathbb Z.

Adjacent momenta differ by

Δp=2πℏL.\Delta p=\frac{2\pi\hbar}{L}.

Hence Δp→0\Delta p\to0 as L→∞L\to\infty, producing the continuum limit when normalizations and density-of-states factors are transformed consistently.

For periodic boundary conditions in one dimension, use pn=2πℏn/Lp_n=2\pi\hbar n/L to derive

∑nF(pn)⟶L2πℏ∫F(p) dp.\sum_n F(p_n) \longrightarrow \frac{L}{2\pi\hbar} \int F(p)\,dp.
Solution

The momentum spacing is

Δp=2πℏL.\Delta p=\frac{2\pi\hbar}{L}.

A Riemann sum satisfies

∫F(p) dp≈∑nF(pn)Δp.\int F(p)\,dp \approx \sum_n F(p_n)\Delta p.

Solving for the sum gives

∑nF(pn)≈1Δp∫F(p) dp=L2πℏ∫F(p) dp.\sum_n F(p_n) \approx \frac{1}{\Delta p} \int F(p)\,dp = \frac{L}{2\pi\hbar} \int F(p)\,dp.

The prefactor is the density of allowed momentum values for this one- dimensional periodic box.

Exercise 6: Free-particle energy degeneracy

Section titled “Exercise 6: Free-particle energy degeneracy”

For a one-dimensional free particle,

E=p22m.E=\frac{p^2}{2m}.

For E>0E>0, find the momentum branches and compute the Jacobian ∣dp/dE∣|dp/dE|. Explain why an energy-normalized basis needs a channel label.

Solution

The two momentum branches are

p±(E)=±2mE.p_\pm(E)=\pm\sqrt{2mE}.

Differentiating,

∣dpdE∣=m∣p∣=m2E.\left|\frac{dp}{dE}\right| = \frac{m}{|p|} = \sqrt{\frac{m}{2E}}.

Both right-moving and left-moving generalized states share the same energy. An energy label EE alone therefore does not specify a unique state. One may use a discrete channel label such as α=+\alpha=+ or −-, together with the appropriate Jacobian factor when converting momentum normalization to energy normalization.

Suppose a Hamiltonian has one normalized bound state ∣b⟩|b\rangle with Eb<0E_b<0 and a single continuum channel ∣E⟩|E\rangle for E≥0E\ge0, with ⟨E∣E′⟩=δ(E−E′)\langle E|E^\prime\rangle=\delta(E-E^\prime) and orthogonality to ∣b⟩|b\rangle. A normalized state is written formally as

∣ψ⟩=cb∣b⟩+∫0∞c(E)∣E⟩ dE.|\psi\rangle = c_b|b\rangle +\int_0^\infty c(E)|E\rangle\,dE.

For 0≤E1<E20\le E_1<E_2, state the normalization condition and the probability that an energy measurement lies in {Eb}∪[E1,E2]\{E_b\}\cup[E_1,E_2].

Solution

With the stated energy-delta normalization,

∣cb∣2+∫0∞∣c(E)∣2 dE=1.|c_b|^2 +\int_0^\infty |c(E)|^2\,dE = 1.

The discrete point and continuum interval are disjoint, so their probabilities add:

Pr⁡(H∈{Eb}∪[E1,E2])=∣cb∣2+∫E1E2∣c(E)∣2 dE.\Pr\left( H\in\{E_b\}\cup[E_1,E_2] \right) = |c_b|^2 +\int_{E_1}^{E_2} |c(E)|^2\,dE.

Let XX be the position operator on L2(R)L^2(\mathbb R). Construct a normalized sequence concentrated near x0x_0,

ψϵ(x)=1ϵf(x−x0ϵ),\psi_\epsilon(x) = \frac{1}{\sqrt{\epsilon}} f\left(\frac{x-x_0}{\epsilon}\right),

where ϵ>0\epsilon>0, ∫∣f(u)∣2du=1\int|f(u)|^2du=1, and ∫u2∣f(u)∣2du<∞\int u^2|f(u)|^2du<\infty. Show that ∥(X−x0I)ψϵ∥→0\|(X-x_0I)\psi_\epsilon\|\to0 as ϵ→0\epsilon\to0.

Solution

First, the substitution u=(x−x0)/ϵu=(x-x_0)/\epsilon gives

∫∣ψϵ(x)∣2 dx=∫∣f(u)∣2 du=1.\int|\psi_\epsilon(x)|^2\,dx = \int|f(u)|^2\,du = 1.

For the approximate eigenvalue error,

∥(X−x0I)ψϵ∥2=∫(x−x0)2∣ψϵ(x)∣2 dx=ϵ2∫u2∣f(u)∣2 du.\begin{aligned} \|(X-x_0I)\psi_\epsilon\|^2 &= \int (x-x_0)^2 |\psi_\epsilon(x)|^2\,dx\\ &= \epsilon^2 \int u^2|f(u)|^2\,du. \end{aligned}

The integral is finite by assumption, so the squared norm is proportional to ϵ2\epsilon^2 and tends to zero. The probability measures ∣ψϵ(x)∣2dx|\psi_\epsilon(x)|^2dx concentrate at x0x_0 and converge weakly to a point mass. The amplitudes themselves do not converge to a delta distribution: they converge weakly to zero in L2L^2, and no strong limit exists because their norms stay one. See Normalization for an explicit Gaussian test-function calculation.

Let a positive momentum distribution be described by density wp(p)w_p(p) for p>0p>0, and define energy E=p2/(2m)E=p^2/(2m). Derive the corresponding energy density wE(E)w_E(E) by requiring equal probabilities.

Solution

Probability is invariant under the coordinate change:

wE(E) dE=wp(p) dp.w_E(E)\,dE = w_p(p)\,dp.

For p=2mEp=\sqrt{2mE},

dpdE=mp=m2E.\frac{dp}{dE} = \frac{m}{p} = \sqrt{\frac{m}{2E}}.

Therefore,

wE(E)=wp(2mE)m2E.w_E(E) = w_p\left(\sqrt{2mE}\right) \sqrt{\frac{m}{2E}}.

The numerical density changes because its units and reference measure change; integrated probabilities do not.

  • B. C. Hall, Quantum Theory for Mathematicians, Springer, 2013. Publisher.
  • J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020, Chapter 1. Publisher.
  • G. Teschl, Mathematical Methods in Quantum Mechanics: With Applications to Schrödinger Operators, 2nd ed., American Mathematical Society, 2014, Chapters 2–3 and 12. Author’s book page and online edition.