Bases and Representations
A basis supplies coordinates for abstract quantum objects. Once a basis is chosen,
- a ket becomes a column of complex components;
- a bra becomes the corresponding conjugate-transpose row;
- an operator becomes a matrix, differential expression, or integral kernel;
- a density operator becomes a matrix or kernel;
- selected components become measurement amplitudes when the basis matches a projective measurement.
The central rule is:
The state is basis independent; its coordinates are basis dependent.
The same rule applies to operators and density operators. A matrix is not an operator without a declared basis, just as a column is not an abstract state without a coordinate convention. Physical predictions remain invariant when every represented object is transformed consistently.
| Abstract object | Representation in an orthonormal basis |
|---|---|
| state vector | components |
| bra | row |
| operator | matrix |
| density operator | matrix |
| inner product | |
| expectation value |
Here denotes the chosen ordered orthonormal basis, , and . Changing changes the entries, not the abstract objects or correctly computed predictions. Operator formulas in this table apply to finite matrices or to vectors in the appropriate operator domains.
Helpful background. State Vectors explains kets and bras; Bases and Coordinates introduces expansion coefficients and ordered bases.
What a Basis Is
Section titled “What a Basis Is”In a -dimensional complex vector space, an ordered set
is a basis if its vectors are linearly independent and span the space. Every vector then has one and only one expansion
The order matters because it fixes which coordinate occupies each row of the column
Reordering the basis reorders the coordinates. Rephasing one basis vector changes the phase of its coordinate. Neither operation changes the abstract state.
For an infinite-dimensional Hilbert space, a Hilbert basis means a complete orthonormal set. A vector may require a convergent infinite expansion rather than a finite linear combination. In a separable Hilbert space, the basis can be chosen countable:
where the partial sums converge in the Hilbert-space norm.
Orthonormality and Completeness
Section titled “Orthonormality and Completeness”An orthonormal basis satisfies
Orthonormality makes coefficient extraction especially simple. Completeness gives the resolution of the identity
where an infinite sum is understood through norm convergence on vectors. Thus
The expansion coefficients are therefore
For a normalized state, Parseval’s identity gives
More generally, for any two vectors,
An orthonormal set that is not complete resolves only the projector onto its closed span, not the identity on the whole Hilbert space.
The mathematical notions of total sets, convergence, and completeness are developed in Completeness and Orthonormal Bases.
Abstract State Versus Coordinate Column
Section titled “Abstract State Versus Coordinate Column”Fix an ordered orthonormal basis . The coordinate map is
In a countably infinite basis, the target is the sequence space . The map is linear:
Because the basis is orthonormal, it preserves the inner product:
Thus is a unitary identification of the abstract Hilbert space with its coordinate model. The identification is useful but not canonical: a different basis gives a different map.
The same column can represent different abstract vectors under different basis declarations. For example,
represents in the ordered -basis and in the ordered -basis. A coordinate column without its basis label is incomplete information.
Bras and Inner Products in Coordinates
Section titled “Bras and Inner Products in Coordinates”If
then the corresponding bra is
In coordinates, the ket is and the bra is . For
the inner product is
The inner product is conjugate-linear in the bra argument and linear in the ket argument. A coordinate calculation that omits the complex conjugation is not an inner product.
Expansion Coefficients as Measurement Amplitudes
Section titled “Expansion Coefficients as Measurement Amplitudes”Suppose the basis vectors are the normalized eigenstates of a nondegenerate projective measurement. The outcome projectors are
For
the component is the outcome amplitude:
The Born probability is
This interpretation requires more than a coordinate expansion. It requires that the basis correspond to the measurement being performed. The components of in the energy basis give energy amplitudes; its components in a spin- basis give spin- amplitudes. One component list cannot be squared indiscriminately to answer every measurement question.
For a degenerate outcome , the physical effect is the projector onto the entire eigenspace. Any orthonormal basis within that subspace gives
and
Changing the basis inside the degenerate eigenspace changes the individual components but not their sum or the outcome probability.
Operator Matrices
Section titled “Operator Matrices”For a finite-dimensional linear operator , its matrix entries in the orthonormal basis are
The matrix reconstructs the operator through
If , then
Indeed, the th output component is
The expectation value becomes
An operator can be diagonal in one basis and dense in another. Diagonality is a representational property tied to an eigenbasis. Eigenvalues and abstract eigenspaces are basis independent.
For a bounded operator in infinite dimensions, finite matrix truncations recover the action strongly as the basis is enlarged. For an unbounded operator one must specify and justify convergence there; an arbitrary norm-convergent ket expansion cannot automatically be differentiated or acted on term by term.
The concrete matrix, differential, multiplication, and kernel forms are developed in Operator Representations.
Density-Operator Matrices
Section titled “Density-Operator Matrices”A density operator has matrix entries
In this basis, the diagonal entries are the probabilities for the projective measurement defined by :
The off-diagonal entries encode phase coherence relative to the chosen basis. Their numerical values are basis dependent. A density operator that is diagonal in one basis need not be diagonal in another.
For an effect , the probability rule is represented as
The trace is unchanged by a consistent basis transformation. Positivity, rank, spectrum, purity, and entropy are also invariant, even though individual matrix entries change.
For a pure state with component column ,
Its entries are
This is the coordinate version of .
Passive Change of Orthonormal Basis
Section titled “Passive Change of Orthonormal Basis”Let the old ordered orthonormal basis be and the new one be . With the overlap convention
is unitary and the same abstract objects have representations
All predictions remain unchanged when states and observables are rewritten together; for example, . The overlap-matrix derivation explains this convention and how it relates to conventions with the daggers reversed. The two-level example works through the - and -basis state columns and operator matrices.
This passive rewrite leaves the abstract state fixed. An active operation changes the state relative to a fixed measurement and can change its predictions. Choosing a different measurement while keeping the preparation fixed changes the projectors whose probabilities are requested. See the comparison of these three operations and Probability in Different Bases.
Basis Ordering and Phase Conventions
Section titled “Basis Ordering and Phase Conventions”An ordered basis includes choices that are physically conventional. If
then the same state has components
The operator entries transform as
Coefficient phases therefore cannot be interpreted without the corresponding basis-phase convention. Probabilities and expectation values remain unchanged when all entries are transformed consistently.
Permuting the basis acts similarly with a permutation matrix. A statement such as “the state is the first standard column” depends on both basis vectors and ordering.
Nonorthogonal Bases and Dual Bases
Section titled “Nonorthogonal Bases and Dual Bases”Not every useful basis is orthonormal. Let
be a linearly independent basis. Its Gram matrix is
is Hermitian and positive definite. Define the dual bras by
They satisfy
The resolution of the identity is now
Therefore
The direct overlaps
are not the expansion coefficients. They obey
For coefficient columns and , the inner product becomes
This reduces to only when .
Nonorthogonal basis vectors also cannot serve as distinct outcomes of one projective measurement. Their expansion coefficients are not automatically exclusive outcome amplitudes. Nonorthogonal state discrimination requires the broader POVM language.
Incomplete Sets and Subspace Projections
Section titled “Incomplete Sets and Subspace Projections”Suppose is an orthonormal set but not a complete basis for . Then
is the orthogonal projector onto its span. The truncated expansion is
Extend the set to a complete orthonormal basis. For a normalized state, the discarded squared norm is
If , the normalized approximation is
Its fidelity with the exact state is
This gives a useful state-norm diagnostic. It does not by itself control the expectation of every unbounded operator; high-energy tails can matter strongly for derivatives, kinetic energy, or singular observables.
Continuous Representations
Section titled “Continuous Representations”Position and momentum notation resembles a basis expansion but uses generalized eigenvectors. Formally,
and
The position-space wavefunction is the continuous component function
The abstract state is represented as
with the integral interpreted through spectral or distributional methods. Inner products become
The momentum representation is
For a particle on the line, use the Fourier convention
Position and momentum wavefunctions are two representations of one state, not two states. Their norms agree because the Fourier transform is unitary. For a general wavefunction the integral means the Fourier transform defined by continuity in ; absolute convergence and pointwise values need extra regularity.
The symbols and are not normalizable Hilbert-space basis vectors. They are generalized eigenkets associated with a continuous spectral representation. The disciplined mathematical setting is introduced in Rigged Hilbert Spaces: First Look.
Discrete, Continuous, and Mixed Spectra
Section titled “Discrete, Continuous, and Mixed Spectra”Not every representation is purely a sum or purely an integral. A self-adjoint operator can have discrete and continuous spectral parts. Formal expansions may therefore combine both:
A singular continuous part, when present, requires its own measure rather than an ordinary Lebesgue integral . The rigorous basis-independent object is the spectral measure of the operator. Generalized eigenvectors are useful coordinate notation when a suitable spectral representation exists. They do not replace questions of self-adjointness, domains, or measure normalization.
Choosing a Useful Representation
Section titled “Choosing a Useful Representation”All complete orthonormal bases are equivalent as coordinate systems, but they are not equally convenient for a calculation.
- An eigenbasis of the measured observable makes outcome amplitudes explicit.
- An energy basis diagonalizes a time-independent Hamiltonian.
- Position representation makes local potentials multiplicative.
- Momentum representation diagonalizes free-particle motion.
- Symmetry-adapted bases organize irreducible sectors and selection rules.
- Product bases expose subsystem labels; Schmidt bases expose bipartite pure entanglement.
- Localized bases can make sparse couplings or boundary conditions transparent.
Convenience does not create physical privilege. A basis becomes physically distinguished only through additional structure such as a Hamiltonian, measurement interaction, symmetry, boundary condition, or decohering environment.
Numerical Representations and Truncation
Section titled “Numerical Representations and Truncation”Computations replace an infinite Hilbert space by a finite representation. That choice is part of the model and must be tested.
For a truncated basis, report at least:
- the basis functions and their ordering;
- the cutoff rule and retained dimension;
- units and normalization conventions;
- boundary conditions or box size, when present;
- convergence of target observables as the cutoff changes;
- the discarded norm or another controlled error diagnostic;
- whether the represented operators preserve the truncated subspace.
An ill-conditioned nonorthogonal basis can amplify roundoff error because its Gram matrix has eigenvalues on very different scales. Near-linear dependence should be diagnosed through singular values or Gram-matrix conditioning, not hidden by unstable inversion.
Sparse and dense matrices are computational storage choices, not different operators. Likewise, a grid wavefunction, spectral coefficient vector, and tensor-network parameterization can represent the same state approximately with different error structures.
What Is Basis Invariant
Section titled “What Is Basis Invariant”Under a passive unitary basis change, the following remain unchanged:
- vector norms and inner products;
- transition probabilities;
- expectation values and variances;
- operator eigenvalues and multiplicities;
- traces and determinants in finite dimension;
- density-operator positivity, rank, spectrum, purity, and entropy;
- commutation relations when every operator is transformed consistently;
- physical projectors onto degenerate eigenspaces;
- whether a state is pure or mixed.
Individual components, matrix entries, diagonality, sparsity, and the number of nonzero displayed coefficients are generally basis dependent.
Entanglement has an additional qualification. It is invariant under local basis changes once a tensor-product decomposition is fixed, but it can depend on which subsystem decomposition is regarded as physical.
Common Mistakes
Section titled “Common Mistakes”Writing a column without naming the basis
Section titled “Writing a column without naming the basis”The entries alone do not identify an abstract vector. Attach a basis label or declare the convention once and maintain it.
Calling superposition an absolute property
Section titled “Calling superposition an absolute property”A state that has many components in one basis can be one basis vector in another. Name the observable, modes, paths, or decomposition.
Transforming only the state
Section titled “Transforming only the state”A passive change of coordinates also transforms operator and density matrices. Mixing representations generally changes numerical predictions incorrectly.
Confusing coordinate change with measurement change
Section titled “Confusing coordinate change with measurement change”Rewriting every object leaves probabilities invariant. Rotating the apparatus changes the projectors and can change the probability distribution.
Using orthonormal formulas in a nonorthogonal basis
Section titled “Using orthonormal formulas in a nonorthogonal basis”For a nonorthogonal basis, direct overlaps are not expansion coefficients and inner products contain the Gram matrix.
Treating continuous eigenkets as normalized vectors
Section titled “Treating continuous eigenkets as normalized vectors”Delta normalization is distributional. Exact position and momentum kets do not belong to the ordinary Hilbert space of normalizable states.
Assuming a converged state norm controls every observable
Section titled “Assuming a converged state norm controls every observable”Unbounded operators can remain sensitive to small high-energy components. Check convergence of the actual quantities of interest.
Connections
Section titled “Connections”- State Vectors develops abstract kets before coordinates are chosen.
- Superposition and Relative Phase explains why component structure depends on the basis while interference is physically testable.
- Change of Basis gives the complete passive transformation derivation.
- Wavefunctions as Representations develops position-space coordinates and their probability meaning.
- Operator Representations compares matrices, differential operators, multiplication operators, and kernels.
- Representation Translation Table provides a compact notation crosswalk.
Exercises
Section titled “Exercises”For the spin exercises, use the ordered bases and , with
The overlap matrix, with rows ordered as and columns as , is
The spin-operator conventions are developed in Pauli Matrices.
-
One state in two spin bases. Let
Find its coordinate columns in the ordered - and -bases. Compute the probabilities for and measurements.
Solution
In the -basis,
Using the overlap matrix,
Therefore
and
The phases of the -basis amplitudes differ even though their magnitudes are equal.
-
Consistent operator transformation. In the -basis, let
Transform both and to the -basis and verify that the expectation value remains .
Solution
Write . The transformed objects are
Then
The cancellation uses . Transforming only the state column would not represent the same expectation-value calculation.
-
Rephasing a basis. Let
If , find its new components. Derive the new off-diagonal matrix entry and verify that is unchanged.
Solution
The new components are
The off-diagonal operator entry is
Similarly,
while the diagonal entries are unchanged. The cross contribution transforms as
The other terms behave similarly, so the expectation value is invariant.
-
A nonorthogonal basis. In , take
Find the Gram matrix, dual kets, and expansion coefficients of in this basis.
Solution
The Gram matrix and its inverse are
The dual kets are
They satisfy . Hence the expansion coefficients of are
Indeed,
The direct overlaps are and , so they are not the expansion coefficients.
-
Truncation error. Let
be normalized and let retain the first basis states, with . Prove that the fidelity between and the normalized truncated state is , where
Solution
The truncated vector is
with norm
Its normalized form is
Because is an orthogonal projector,
Therefore
-
Degenerate eigenspace. Let an observable have a two-dimensional eigenspace with orthonormal bases and . Prove that
Explain which probability is basis independent.
Solution
Both sums are the orthogonal projector onto the same eigenspace. To verify this directly, let
where is unitary. Then
For state , the degenerate outcome probability
is basis independent. The individual squared components inside the subspace depend on which internal basis is chosen.
-
Position and momentum representations. Using
derive the Fourier-transform expression for . State the corresponding inverse transform and norm identity.
Solution
Insert the position completeness relation:
The inverse transform is
Unitarity gives Parseval’s identity
The generalized kets and integrals are understood spectrally or distributionally, not as ordinary uncountable Hilbert-space sums.
-
Same matrix, different operator declaration. In the -basis, has the matrix
In the -basis, the same matrix represents . Verify both statements and explain why the matrix alone does not define an abstract operator.
Solution
By definition in the -basis,
For ,
The entry array is identical, but the coordinate maps are different. One matrix acts on -basis columns and represents ; the other acts on -basis columns and represents . An abstract operator is defined only after the matrix is paired with its domain, codomain, and basis identifications.
References
Section titled “References”- P. A. M. Dirac, The Principles of Quantum Mechanics, 4th ed., Oxford University Press, 1958, Chapters I–II. Basis states and representations.
- B. C. Hall, Quantum Theory for Mathematicians, Springer, 2013. Hilbert spaces, spectral measures, and unbounded operators.
- M. Reed and B. Simon, Methods of Modern Mathematical Physics, Vol. I: Functional Analysis, revised ed., Academic Press, 1980. Strong convergence and operator domains.
- J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020, Chapter 1. Spin bases and transformations.