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Number Operators and Conserved Quantities

The total number operator counts the particles or quanta represented by a chosen set of modes:

N^=∑iai†ai.\widehat N = \sum_i a_i^\dagger a_i.

Its many-body role is broader than counting. It generates a global U(1)U(1) transformation, decomposes Fock space into fixed-number sectors, supplies selection rules, and gives a one-line test for whether a Hamiltonian preserves particle number:

[H,N^]=0.[H,\widehat N] = 0.

The spectra and elementary ladder commutators are developed in Number Operators. Here we use them to find symmetry sectors, test conversion and pairing terms, and distinguish conservation in a closed system from particle exchange with an environment.

Helpful background. Number operators supplies the ladder commutators; many-body Hilbert spaces explains sectors and mode cutoffs.

Let aia_i be bosonic or fermionic annihilation operators in orthonormal modes of the chosen one-particle space. The mode occupations have eigenvalues ni=0,1,2,…n_i=0,1,2,\ldots for bosons and 0,10,1 for fermions. Total number is the one-body lift N^=dΓ(I)\widehat N=d\Gamma(I): it acts as the scalar NN on the NN-particle sector.

We use U(θ)=e−iθN^U(\theta)=e^{-i\theta\widehat N} for global phase rotations and ΠN\Pi_N for the number-sector projector. Hamiltonians are self-adjoint. The finite-dimensional calculations below are exact matrix identities; with unbounded operators, conservation means that the spectral projectors of N^\widehat N reduce HH and its unitary evolution. A merely formal zero commutator on an unspecified domain is insufficient.

Bosonic or fermionic Fock space decomposes as

F=⨁N∈SHN,\mathcal F = \bigoplus_{N\in\mathcal S} \mathcal H_N,

where S={0,1,2,…}\mathcal S=\{0,1,2,\ldots\} for an untruncated bosonic Fock space. For MM fermionic modes,

S={0,1,…,M}.\mathcal S = \{0,1,\ldots,M\}.

The spectral resolution of total number is

N^=∑N∈SNΠN,\widehat N = \sum_{N\in\mathcal S} N\Pi_N,

with

ΠNΠM=δNMΠN,∑NΠN=I.\Pi_N\Pi_M = \delta_{NM}\Pi_N, \qquad \sum_N\Pi_N = I.

A vector can have components in several sectors even though the sectors are mutually orthogonal.

Because number eigenvalues are integers, the projector onto HN\mathcal H_N has the Fourier representation

ΠN=12π∫02πdθ eiθ(N^−N).\Pi_N = \frac{1}{2\pi} \int_0^{2\pi} d\theta\, e^{i\theta(\widehat N-N)}.

Acting on a number eigenstate ∣M,α⟩\lvert M,\alpha\rangle gives

ΠN∣M,α⟩=δNM∣M,α⟩.\Pi_N \lvert M,\alpha\rangle = \delta_{NM} \lvert M,\alpha\rangle.

This group-averaging formula is useful for number projection of variational states and for deriving sector-resolved partition functions.

Define

U(θ)=e−iθN^.U(\theta) = e^{-i\theta\widehat N}.

Using

[N^,ai]=−ai,[N^,ai†]=ai†,[\widehat N,a_i] = -a_i, \qquad [\widehat N,a_i^\dagger] = a_i^\dagger,

one obtains

U(θ)aiU†(θ)=eiθai,U(θ)ai†U†(θ)=e−iθai†.\begin{aligned} U(\theta)a_iU^\dagger(\theta) &= e^{i\theta}a_i, \\ U(\theta)a_i^\dagger U^\dagger(\theta) &= e^{-i\theta}a_i^\dagger. \end{aligned}

All modes receive the same phase. This is a global internal transformation, not a position-dependent gauge transformation.

The Hamiltonian is invariant under this global U(1)U(1) family when

U(θ)HU†(θ)=HU(\theta)HU^\dagger(\theta) = H

for every θ\theta. Differentiating at θ=0\theta=0 gives

[N^,H]=0.[\widehat N,H] = 0.

Conversely, strong commutation makes HH invariant under this unitary group. In finite matrices, or with the spectral/domain condition stated above,

global U(1) invariance⟺[H,N^]=0.\text{global }U(1)\text{ invariance} \quad\Longleftrightarrow\quad [H,\widehat N]=0.

On a fixed-NN state, U(θ)U(\theta) produces only the ray phase e−iNθe^{-iN\theta}. Across several number sectors it changes relative phases, and it acts nontrivially on charged operators.

Let

Mp,q=ai1†⋯aip†ajq⋯aj1.M_{p,q} = a_{i_1}^\dagger\cdots a_{i_p}^\dagger a_{j_q}\cdots a_{j_1}.

Repeated use of the commutator product rule gives

[N^,Mp,q]=(p−q)Mp,q.[\widehat N,M_{p,q}] = (p-q)M_{p,q}.

The integer

r=p−qr = p-q

is the number charge of the monomial: it maps the NN sector into the N+rN+r sector.

Equal numbers of creation and annihilation operators imply r=0r=0. This term-by-term test is often faster and less error prone than constructing the full commutator matrix.

Pair creation connects even-number sectors to even sectors and odd-number sectors to odd sectors; single-particle loss connects the two parity classes

The number charge fixes which sectors an operator can connect. Pair creation and annihilation stay within a parity class; single-particle loss changes parity. A neutral operator acts within one sector, where it can still change the state. Arrows indicate allowed changes of NN, not rates or amplitudes.

Term Number charge Consequence
ai†aja_i^\dagger a_j 00 transfers one particle; preserves total number
ai†aj†alaka_i^\dagger a_j^\dagger a_l a_k 00 pair scattering; preserves total number
ai†a_i^\dagger +1+1 creates one particle
aia_i −1-1 annihilates one particle
ai†aj†a_i^\dagger a_j^\dagger +2+2 creates a pair
ajaia_j a_i −2-2 annihilates a pair
ai†ajaka_i^\dagger a_j a_k −1-1 one creation and two annihilations

A Hermitian number-breaking Hamiltonian contains charge-changing terms in conjugate pairs. Hermiticity does not restore number conservation.

Many conserved quantities are weighted mode occupations:

Q^=∑iqini.\widehat Q = \sum_i q_i n_i.

Then

[Q^,ai†]=qiai†,[Q^,ai]=−qiai.[\widehat Q,a_i^\dagger] = q_i a_i^\dagger, \qquad [\widehat Q,a_i] = -q_i a_i.

For a monomial,

[Q^,Mp,q]=(∑α=1pqiα−∑β=1qqjβ)Mp,q.\begin{aligned} [\widehat Q,M_{p,q}] ={}& \left( \sum_{\alpha=1}^{p}q_{i_\alpha} - \sum_{\beta=1}^{q}q_{j_\beta} \right) M_{p,q}. \end{aligned}

This tests electric charge, species number, spin projection in an appropriate basis, or any Abelian additive quantum number. A process can violate the unweighted excitation count while conserving a physically weighted charge.

A standard Hamiltonian with one- and two-body terms is

H=∑i,jhijai†aj+12∑i,j,k,lVij;klai†aj†alak.H ={} \sum_{i,j} h_{ij}a_i^\dagger a_j + \frac12 \sum_{i,j,k,l} V_{ij;kl} a_i^\dagger a_j^\dagger a_l a_k.

Every monomial is neutral, so

[H,N^]=0.[H,\widehat N] = 0.

The Hamiltonian may strongly mix mode occupations and generate correlations. Conservation of total number does not imply conservation of each nin_i or independent-particle dynamics.

Explicit time dependence of H(t)H(t) does not by itself break particle-number conservation. If

[H(t),N^]=0[H(t),\widehat N] = 0

for every time, then

dN^Hdt=iℏ[HH(t),N^H]=0.\frac{d\widehat N_H}{dt} = \frac{i}{\hbar} [H_H(t),\widehat N_H] = 0.

A time-dependent hopping amplitude, trap, or interaction can preserve number. A coherent source or pair drive can break it. Energy conservation and number conservation are separate questions.

Insert fixed-number projectors around the commutator:

ΠN[N^,H]ΠM=(N−M)ΠNHΠM.\Pi_N [\widehat N,H] \Pi_M = (N-M) \Pi_N H\Pi_M.

If [N^,H]=0[\widehat N,H]=0, then

ΠNHΠM=0N≠M.\Pi_N H\Pi_M = 0 \qquad N\neq M.

Therefore

H=⨁NHN,HN=ΠNHΠN.H = \bigoplus_N H_N, \qquad H_N = \Pi_N H\Pi_N.

Time evolution is block diagonal as well:

U(t,t0)=⨁NUN(t,t0).U(t,t_0) = \bigoplus_N U_N(t,t_0).

This is the algebraic reason fixed-number exact diagonalization is valid for a number-conserving Hamiltonian.

For a state ρ\rho, define

PN=Tr⁡(ρΠN).P_N = \operatorname{Tr}(\rho\Pi_N).

When [H,N^]=0[H,\widehat N]=0, every PNP_N is constant under closed-system time evolution. Consequently, all finite moments

⟨N^m⟩=∑NNmPN\langle\widehat N^m\rangle = \sum_N N^m P_N

are conserved.

This is stronger than conservation of the mean alone. A state can have constant ⟨N^⟩\langle\widehat N\rangle while its full number distribution changes under a specially engineered nonconserving process. For closed Hamiltonian evolution, exact U(1)U(1) symmetry freezes the entire distribution. The open-system qualification below is essential.

A number-conserving Hamiltonian does not force every state to have definite number. An initial state may contain several sectors:

∣Ψ(0)⟩=∑NcN∣ψN⟩.\lvert\Psi(0)\rangle = \sum_N c_N\lvert\psi_N\rangle.

Each sector evolves independently:

∣Ψ(t)⟩=∑NcNUN(t)∣ψN⟩.\lvert\Psi(t)\rangle = \sum_N c_N U_N(t)\lvert\psi_N\rangle.

The probabilities ∣cN∣2|c_N|^2 are fixed, while relative sector phases and the internal states can evolve. Thus:

  • conservation does not imply a sharp value;
  • a sharp value does not by itself imply a superselection rule;
  • an indefinite-number state does not by itself imply number-breaking dynamics.

Suppose an operator OrO_r satisfies

[N^,Or]=rOr.[\widehat N,O_r] = rO_r.

Between number eigenstates,

⟨N′,α′∣[N^,Or]∣N,α⟩=(N′−N)×⟨N′,α′∣Or∣N,α⟩.\langle N',\alpha'\vert [\widehat N,O_r] \vert N,\alpha\rangle ={} (N'-N) \times \langle N',\alpha'\vert O_r \vert N,\alpha\rangle.

Therefore a nonzero matrix element requires

N′=N+r.N' = N+r.

In a fixed-number state, the expectation of every charged operator vanishes:

⟨Or⟩=0r≠0.\langle O_r\rangle = 0 \qquad r\neq0.

This is why ⟨ai⟩\langle a_i\rangle and ⟨aiaj⟩\langle a_i a_j\rangle vanish in an exact number eigenstate even when one-body or pair coherence is physically strong.

Let

bα=∑iUiα∗aib_\alpha = \sum_i U_{i\alpha}^*a_i

for unitary UU. Then

∑αbα†bα=∑i,j,αUiαUjα∗ai†aj=∑iai†ai.\begin{aligned} \sum_\alpha b_\alpha^\dagger b_\alpha ={}& \sum_{i,j,\alpha} U_{i\alpha} U_{j\alpha}^* a_i^\dagger a_j \\ ={}& \sum_i a_i^\dagger a_i. \end{aligned}

Individual occupations transform into off-diagonal bilinears, but their sum remains N^\widehat N. This is also exact for a unitary rotation within a finite retained one-particle space. Selecting a different subspace is a change of model, not such a rotation; its projected observables must be compared separately.

For several species or internal components,

N^s=∑iais†ais,N^=∑sN^s.\widehat N_s = \sum_i a_{is}^\dagger a_{is}, \qquad \widehat N = \sum_s \widehat N_s.

A Hamiltonian can conserve more than one number. Spin-conserving Hubbard hopping preserves N↑N_\uparrow and N↓N_\downarrow separately. A spin-flip term such as

Hsf=Ω∑i(ci↑†ci↓+ci↓†ci↑)H_{\mathrm{sf}} = \Omega \sum_i \left( c_{i\uparrow}^\dagger c_{i\downarrow} + c_{i\downarrow}^\dagger c_{i\uparrow} \right)

with real Ω\Omega measured in energy units preserves N↑+N↓N_\uparrow+N_\downarrow but not the two component numbers separately.

The physically conserved combinations follow from all conversion terms, not from the labels chosen before writing the Hamiltonian.

Quasiparticle Number Is a Different Charge

Section titled “Quasiparticle Number Is a Different Charge”

Phonons, magnons, Bogoliubov modes, polaritons, and other quasiparticles have their own occupation operators. Their total occupation need not equal a microscopic particle number and is often not conserved.

A Hamiltonian diagonal in quasiparticle operators,

Hqp=E0+∑αEαβα†βα,H_{\mathrm{qp}} = E_0 + \sum_\alpha E_\alpha \beta_\alpha^\dagger\beta_\alpha,

conserves ∑αβα†βα\sum_\alpha\beta_\alpha^\dagger\beta_\alpha only within that quadratic effective model. Interactions among quasiparticles can create and annihilate them while preserving an underlying atomic, electric, or spin charge.

Always name the counted degrees of freedom. Bogoliubov Quasiparticles works this distinction through explicitly for bosonic and fermionic transformations, including expected microscopic number, exact parity, and number-conserving formulations.

For a spatial region Ω\Omega,

N^Ω=∫Ωddr n(r).\widehat N_\Omega = \int_\Omega d^dr\, n(\mathbf r).

Even when total number is conserved, N^Ω\widehat N_\Omega generally is not. Particles can cross the boundary:

dN^Ωdt=−∫∂ΩdS⋅jN+S^Ω.\frac{d\widehat N_\Omega}{dt} = - \int_{\partial\Omega} d\mathbf S\cdot \mathbf j_N + \widehat S_\Omega.

The source S^Ω\widehat S_\Omega vanishes for a locally number-conserving closed model. Taking Ω\Omega to be the complete closed system removes boundary flux and recovers global conservation.

The global commutator [H,N^]=0[H,\widehat N]=0 does not by itself identify a unique local current. Locality and the density decomposition are additional inputs.

Chemical Potential and the Grand Hamiltonian

Section titled “Chemical Potential and the Grand Hamiltonian”

When particle number is conserved, define

K=H−μN^.K = H-\mu\widehat N.

Then

[K,N^]=0.[K,\widehat N] = 0.

On one fixed-NN sector,

KN=HN−μNIN.K_N = H_N-\mu N I_N.

The chemical-potential term is a constant energy shift inside that sector. It does not change fixed-NN eigenvectors or closed-system expectation values. Its thermodynamic role is to change the relative weights assigned to different number sectors. In general, HH generates laboratory real-time evolution; using KK instead is a rotating-frame choice. Correlations containing number-changing fields acquire a chemical-potential phase even if the initial state has fixed number.

An equilibrium chemical potential normally couples to a conserved charge. If the proposed charge is not conserved by the microscopic isolated dynamics, the interpretation of its multiplier requires additional justification.

Grand-Canonical Mixtures Are Not Coherent Superpositions

Section titled “Grand-Canonical Mixtures Are Not Coherent Superpositions”

For [H,N^]=0[H,\widehat N]=0, the grand-canonical density operator is block diagonal:

ρβ,μ=⨁NPNρN,β.\rho_{\beta,\mu} = \bigoplus_N P_N\rho_{N,\beta}.

It is a statistical mixture over number sectors, not a coherent vector with an observable phase between sectors. Number fluctuations in this ensemble therefore do not by themselves violate a particle-number superselection restriction.

Three statements must remain distinct:

  1. [H,N^]=0[H,\widehat N]=0: the chosen closed-system dynamics preserves number sectors;
  2. ρ=∑NΠNρΠN\rho=\sum_N\Pi_N\rho\Pi_N: the state has no inter-sector coherences;
  3. [A,N^]=0[A,\widehat N]=0 for every allowed observable AA: accessible operations cannot compare number-sector phases.

Only the third is an operational superselection restriction. A direct-sum decomposition or one commuting Hamiltonian is not enough to establish it. For particle-number restrictions, a phase reference or reservoir can make relative phases accessible in an enlarged number-conserving description; see particle-number superselection. This does not authorize odd fermionic observables or lift fundamental fermion-parity restrictions.

Define fermion parity spectrally by

PF=(−1)N^=eiπN^.P_F = (-1)^{\widehat N} = e^{i\pi\widehat N}.

It acts as

PFaiPF†=−ai,PFai†PF†=−ai†.P_Fa_iP_F^\dagger = -a_i, \qquad P_Fa_i^\dagger P_F^\dagger = -a_i^\dagger.

An operator with even total ladder degree preserves fermion parity. In particular, pair creation and annihilation change NN by two, so they break continuous U(1)U(1) number symmetry but preserve the discrete Z2\mathbb Z_2 parity symmetry.

Bosonic models can also possess number parity when every process changes NN by an even integer. That model symmetry should not be conflated with the broader role of fermion parity in fermionic observable algebras.

Define the pair operators

bk†=ck↑†c−k↓†,bk=c−k↓ck↑.b_{\mathbf k}^\dagger = c_{\mathbf k\uparrow}^\dagger c_{-\mathbf k\downarrow}^\dagger, \qquad b_{\mathbf k} = c_{-\mathbf k\downarrow} c_{\mathbf k\uparrow}.

A reduced BCS grand Hamiltonian is

Kred=∑k,σξkckσ†ckσ−g∑k,k′bk†bk′,K_{\mathrm{red}} ={} \sum_{\mathbf k,\sigma} \xi_{\mathbf k} c_{\mathbf k\sigma}^\dagger c_{\mathbf k\sigma} - g \sum_{\mathbf k,\mathbf k'} b_{\mathbf k}^\dagger b_{\mathbf k'},

Here ξk=ϵk−μ\xi_{\mathbf k}=\epsilon_{\mathbf k}-\mu, and the sums run over a specified finite pairing shell with the corresponding time-reversed modes. The positive gg has energy units for these discrete sums; any volume normalization is absorbed into it. Since

[N^,bk†]=2bk†,[N^,bk]=−2bk,[\widehat N,b_{\mathbf k}^\dagger] = 2b_{\mathbf k}^\dagger, \qquad [\widehat N,b_{\mathbf k}] = -2b_{\mathbf k},

the pair-scattering product is neutral:

[N^,bk†bk′]=0.[\widehat N,b_{\mathbf k}^\dagger b_{\mathbf k'}] = 0.

Therefore

[Kred,N^]=0.[K_{\mathrm{red}},\widehat N] = 0.

The exact reduced pairing Hamiltonian scatters pairs; it does not create particles from nothing.

Reduced BCS Model develops the exact fixed-number problem. The comparison here isolates what changes under mean-field decoupling.

Introduce

Δ=g∑k⟨bk⟩.\Delta = g \sum_{\mathbf k} \langle b_{\mathbf k}\rangle.

The usual unprojected mean-field grand Hamiltonian has the form

KMF=∑k,σξkckσ†ckσ−∑k(Δbk†+Δ∗bk)+∣Δ∣2g.K_{\mathrm{MF}} ={} \sum_{\mathbf k,\sigma} \xi_{\mathbf k} c_{\mathbf k\sigma}^\dagger c_{\mathbf k\sigma} - \sum_{\mathbf k} \left( \Delta b_{\mathbf k}^\dagger + \Delta^*b_{\mathbf k} \right) + \frac{|\Delta|^2}{g}.

Holding the chosen c-number Δ\Delta fixed,

[N^,KMF]=−2∑kΔbk†+2∑kΔ∗bk,[\widehat N,K_{\mathrm{MF}}] ={} -2\sum_{\mathbf k} \Delta b_{\mathbf k}^\dagger + 2\sum_{\mathbf k} \Delta^*b_{\mathbf k},

which is generally nonzero. The approximation mixes sectors whose particle numbers differ by two while preserving fermion parity.

This does not mean the underlying reduced BCS model violates particle-number conservation. The number breaking belongs to the symmetry-breaking mean-field representation. Reduced BCS Model develops the exact fixed-number sectors, blocking, and Richardson solution.

The thermodynamic saddle, coherence factors, and number-projected interpretation are developed in BCS Mean-Field Theory.

The direction of a phase transformation depends on whether we transform an operator or a state. With U(θ)=e−iθN^U(\theta)=e^{-i\theta\widehat N},

UbkU†=e2iθbk.U b_{\mathbf k}U^\dagger=e^{2i\theta}b_{\mathbf k}.

For an actively transformed state ρ′=UρU†\rho'=U\rho U^\dagger, however,

Δ′=g∑kTr⁡(ρ′bk)=e−2iθΔ,UKMF(Δ)U†=KMF(e−2iθΔ).\Delta'=g\sum_{\mathbf k}\operatorname{Tr}(\rho'b_{\mathbf k}) =e^{-2i\theta}\Delta, \qquad UK_{\mathrm{MF}}(\Delta)U^\dagger =K_{\mathrm{MF}}(e^{-2i\theta}\Delta).

The opposite phase appears because the expectation contains U†bUU^\dagger bU. Alternatively, a passive redefinition b′=e2iθbb'=e^{2i\theta}b, Δ′=e2iθΔ\Delta'=e^{2i\theta}\Delta leaves the expression −Δb†−Δ∗b-\Delta b^\dagger-\Delta^*b unchanged. These are two descriptions of the same phase convention, not contradictory transformation laws.

An exact number eigenstate has ⟨bk⟩=0\langle b_{\mathbf k}\rangle=0. Pairing can still appear in neutral correlations ⟨bk†bk′⟩\langle b_{\mathbf k}^\dagger b_{\mathbf k'}\rangle. Projecting a BCS variational vector with ΠN\Pi_N restores a sharp number and zero anomalous mean, while preserving nontrivial neutral pair correlations. It does not make a nonzero charged expectation compatible with exact fixed number.

Explicit, Spontaneous, and Effective Breaking

Section titled “Explicit, Spontaneous, and Effective Breaking”

These phrases describe different physics.

The Hamiltonian itself does not commute with N^\widehat N. For bosonic modes a coherent source is

Hsrc=∑i(fiai†+fi∗ai).H_{\mathrm{src}} = \sum_i \left( f_i a_i^\dagger + f_i^*a_i \right).

It changes subsystem number by one and fixes a phase reference. A fermionic Hamiltonian must be even in fermion parity: an ordinary complex coefficient multiplying a lone cic_i is not a physical closed-system source. Fermions can exchange with explicit fermionic reservoir modes through even bilinears, or with a pair field through even pairing terms.

The microscopic Hamiltonian preserves U(1)U(1), but an infinite-system equilibrium phase need not. A standard construction takes the thermodynamic limit before removing an infinitesimal phase-selecting source. A finite variational ansatz with a chosen phase can approximate such a phase; the ansatz alone does not prove spontaneous breaking. Finite exact number eigenstates can show strong neutral pairing correlations.

The modeled subsystem exchanges particles with an omitted condensate, reservoir, drive, or reaction channel. The subsystem Hamiltonian or master equation need not conserve its number even when an enlarged closed description conserves a total charge.

Using the word “broken” without identifying which of these mechanisms is intended obscures the approximation.

Bosonic effective models commonly contain a linear source or a pairing drive:

Hpair=12∑i,j(Δijai†aj†+Δij∗ajai).H_{\mathrm{pair}} = \frac12 \sum_{i,j} \left( \Delta_{ij}a_i^\dagger a_j^\dagger + \Delta_{ij}^*a_j a_i \right).

The source changes NN by one. The pair drive changes NN by two and can preserve bosonic number parity. Stability of a bosonic pairing Hamiltonian is a separate condition; a formal parity symmetry does not guarantee a spectrum bounded below.

A mean-field replacement ai→ϕia_i\to\phi_i is an approximation involving a phase reference or symmetry-breaking limit. It is not an identity in a finite fixed-number Hilbert space.

For a Lindblad–GKSL equation

ρ˙=−iℏ[H,ρ]+∑μκμD[Lμ]ρ,\dot\rho = -\frac{i}{\hbar}[H,\rho] + \sum_\mu \kappa_\mu \mathcal D[L_\mu]\rho,

with

D[L]ρ=LρL†−12{L†L,ρ},\mathcal D[L]\rho = L\rho L^\dagger - \frac12 \{L^\dagger L,\rho\},

the number expectation obeys

ddt⟨N^⟩=iℏ⟨[H,N^]⟩+∑μκμ⟨Lμ†N^Lμ−12{Lμ†Lμ,N^}⟩.\frac{d}{dt} \langle\widehat N\rangle ={} \frac{i}{\hbar} \langle[H,\widehat N]\rangle + \sum_\mu \kappa_\mu \left\langle L_\mu^\dagger\widehat N L_\mu - \frac12 \{L_\mu^\dagger L_\mu,\widehat N\} \right\rangle.

If

[N^,Lμ]=−rμLμ[\widehat N,L_\mu] = -r_\mu L_\mu

then Lμ†LμL_\mu^\dagger L_\mu commutes with N^\widehat N automatically, and that channel contributes

−rμκμ⟨Lμ†Lμ⟩.-r_\mu\kappa_\mu \langle L_\mu^\dagger L_\mu\rangle.

Single-particle loss has rμ=1r_\mu=1, pair loss has rμ=2r_\mu=2, and number dephasing with Lμ=niL_\mu=n_i has rμ=0r_\mu=0.

The dissipator is unchanged by L↦eiϕLL\mapsto e^{i\phi}L. Consequently a loss generator can be covariant under global U(1)U(1) rotations while still reducing ⟨N⟩\langle N\rangle. Symmetry covariance of an open-system equation is weaker than conservation of its symmetry generator (Buča and Prosen, 2012). If HH and every jump commute with NN, the sector probabilities are conserved; charged jumps instead transfer probability between sectors. This distinction prevents carrying the closed-system symmetry argument over to a dissipator without checking its adjoint action.

Assume [H,N^]=0[H,\widehat N]=0.

  1. Show that ΠNHΠM=0\Pi_NH\Pi_M=0 for N≠MN\neq M.
  2. Show that PN(t)=Tr⁡[ρ(t)ΠN]P_N(t)=\operatorname{Tr}[\rho(t)\Pi_N] is constant under unitary evolution.
Solution

For the first part,

ΠN[N^,H]ΠM=(N−M)ΠNHΠM.\Pi_N [\widehat N,H] \Pi_M = (N-M) \Pi_NH\Pi_M.

The left side vanishes. If N≠MN\neq M, division by N−MN-M gives

ΠNHΠM=0.\Pi_NH\Pi_M = 0.

Thus HH commutes with every spectral projector ΠN\Pi_N. For the second part,

dPNdt=−iℏTr⁡([H,ρ]ΠN)=−iℏTr⁡(ρ[ΠN,H])=0.\begin{aligned} \frac{dP_N}{dt} &= -\frac{i}{\hbar} \operatorname{Tr} \left( [H,\rho]\Pi_N \right) \\ &= -\frac{i}{\hbar} \operatorname{Tr} \left( \rho[\Pi_N,H] \right) = 0. \end{aligned}

Every sector probability is conserved.

Chemical potential in a fixed-number sector

Section titled “Chemical potential in a fixed-number sector”

Let K=H−μN^K=H-\mu\widehat N with [H,N^]=0[H,\widehat N]=0. Show that on HN\mathcal H_N, evolution under KK differs from evolution under HH only by a global phase.

Solution

On the fixed-NN sector,

KN=HN−μNIN.K_N = H_N-\mu N I_N.

Because the second term is proportional to the identity,

e−iKNt/ℏ=e−i(HN−μNIN)t/ℏ=eiμNt/ℏe−iHNt/ℏ.\begin{aligned} e^{-iK_Nt/\hbar} &= e^{-i(H_N-\mu NI_N)t/\hbar} \\ &= e^{i\mu Nt/\hbar} e^{-iH_Nt/\hbar}. \end{aligned}

The prefactor is a global phase on HN\mathcal H_N, so every expectation value within that sector is unchanged. The chemical potential matters when comparing or statistically weighting different NN sectors.

For one bosonic mode with number-conserving HH and master equation

ρ˙=−iℏ[H,ρ]+κD[a]ρ,\dot\rho = -\frac{i}{\hbar}[H,\rho] + \kappa\mathcal D[a]\rho,

derive the equation for ⟨n⟩\langle n\rangle. Is the generator nevertheless covariant under U(θ)=e−iθnU(\theta)=e^{-i\theta n}?

Solution

The Hamiltonian contribution vanishes because [H,n]=0[H,n]=0. For the dissipator, use

[n,a]=−a,[n,a] = -a,

so the jump removes one quantum. The adjoint dissipator gives

ddt⟨n⟩=κ⟨a†na−12{a†a,n}⟩=−κ⟨a†a⟩.\begin{aligned} \frac{d}{dt}\langle n\rangle ={}& \kappa \left\langle a^\dagger n a - \frac12 \{a^\dagger a,n\} \right\rangle \\ ={}& -\kappa \langle a^\dagger a\rangle. \end{aligned}

Therefore

ddt⟨n⟩=−κ⟨n⟩,\frac{d}{dt} \langle n\rangle = -\kappa\langle n\rangle,

with solution ⟨n(t)⟩=e−κt⟨n(0)⟩\langle n(t)\rangle=e^{-\kappa t}\langle n(0)\rangle. Number is not conserved in the subsystem because the environment receives the lost quanta. Nevertheless, UaU†=eiθaUaU^\dagger=e^{i\theta}a and D[eiθa]=D[a]\mathcal D[e^{i\theta}a]=\mathcal D[a] establish covariance: rotating the initial state rotates its entire evolution. Covariance does not fix its number distribution.

For independent bosonic atom and molecule modes a,ba,b, take Hg=gb†a2+g∗a†2bH_g=g b^\dagger a^2+g^*a^{\dagger2}b. Which is conserved: Na+NbN_a+N_b or Q=Na+2NbQ=N_a+2N_b? Find the allowed basis in the sector Q=4Q=4.

Solution

The term T=b†a2T=b^\dagger a^2 satisfies [Na,T]=−2T[N_a,T]=-2T and [Nb,T]=T[N_b,T]=T. Thus [Q,T]=0[Q,T]=0, and the same holds for T†T^\dagger. The unweighted object count changes by one, but the count of constituent atoms is conserved. The Q=4Q=4 basis is ∣4,0⟩,∣2,1⟩,∣0,2⟩|4,0\rangle,|2,1\rangle,|0,2\rangle. Conversion connects neighboring vectors with amplitudes g12g\sqrt{12} and 2g2g, respectively. A symmetry block based on Na+NbN_a+N_b would incorrectly remove both processes.

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