Number Operators and Conserved Quantities
The total number operator counts the particles or quanta represented by a chosen set of modes:
Its many-body role is broader than counting. It generates a global transformation, decomposes Fock space into fixed-number sectors, supplies selection rules, and gives a one-line test for whether a Hamiltonian preserves particle number:
The spectra and elementary ladder commutators are developed in Number Operators. Here we use them to find symmetry sectors, test conversion and pairing terms, and distinguish conservation in a closed system from particle exchange with an environment.
Helpful background. Number operators supplies the ladder commutators; many-body Hilbert spaces explains sectors and mode cutoffs.
Total number and its sectors
Section titled “Total number and its sectors”Let be bosonic or fermionic annihilation operators in orthonormal modes of the chosen one-particle space. The mode occupations have eigenvalues for bosons and for fermions. Total number is the one-body lift : it acts as the scalar on the -particle sector.
We use for global phase rotations and for the number-sector projector. Hamiltonians are self-adjoint. The finite-dimensional calculations below are exact matrix identities; with unbounded operators, conservation means that the spectral projectors of reduce and its unitary evolution. A merely formal zero commutator on an unspecified domain is insufficient.
Fock-space decomposition
Section titled “Fock-space decomposition”Bosonic or fermionic Fock space decomposes as
where for an untruncated bosonic Fock space. For fermionic modes,
The spectral resolution of total number is
with
A vector can have components in several sectors even though the sectors are mutually orthogonal.
Projecting onto a chosen number
Section titled “Projecting onto a chosen number”Because number eigenvalues are integers, the projector onto has the Fourier representation
Acting on a number eigenstate gives
This group-averaging formula is useful for number projection of variational states and for deriving sector-resolved partition functions.
Global U(1) Transformation
Section titled “Global U(1) Transformation”Define
Using
one obtains
All modes receive the same phase. This is a global internal transformation, not a position-dependent gauge transformation.
Symmetry and Conservation
Section titled “Symmetry and Conservation”The Hamiltonian is invariant under this global family when
for every . Differentiating at gives
Conversely, strong commutation makes invariant under this unitary group. In finite matrices, or with the spectral/domain condition stated above,
On a fixed- state, produces only the ray phase . Across several number sectors it changes relative phases, and it acts nontrivially on charged operators.
Charge Counting for Operator Monomials
Section titled “Charge Counting for Operator Monomials”Let
Repeated use of the commutator product rule gives
The integer
is the number charge of the monomial: it maps the sector into the sector.
Equal numbers of creation and annihilation operators imply . This term-by-term test is often faster and less error prone than constructing the full commutator matrix.
The number charge fixes which sectors an operator can connect. Pair creation and annihilation stay within a parity class; single-particle loss changes parity. A neutral operator acts within one sector, where it can still change the state. Arrows indicate allowed changes of , not rates or amplitudes.
Examples of number charge
Section titled “Examples of number charge”| Term | Number charge | Consequence |
|---|---|---|
| transfers one particle; preserves total number | ||
| pair scattering; preserves total number | ||
| creates one particle | ||
| annihilates one particle | ||
| creates a pair | ||
| annihilates a pair | ||
| one creation and two annihilations |
A Hermitian number-breaking Hamiltonian contains charge-changing terms in conjugate pairs. Hermiticity does not restore number conservation.
General Weighted Charges
Section titled “General Weighted Charges”Many conserved quantities are weighted mode occupations:
Then
For a monomial,
This tests electric charge, species number, spin projection in an appropriate basis, or any Abelian additive quantum number. A process can violate the unweighted excitation count while conserving a physically weighted charge.
Number-Conserving Hamiltonians
Section titled “Number-Conserving Hamiltonians”A standard Hamiltonian with one- and two-body terms is
Every monomial is neutral, so
The Hamiltonian may strongly mix mode occupations and generate correlations. Conservation of total number does not imply conservation of each or independent-particle dynamics.
Time-Dependent Hamiltonians
Section titled “Time-Dependent Hamiltonians”Explicit time dependence of does not by itself break particle-number conservation. If
for every time, then
A time-dependent hopping amplitude, trap, or interaction can preserve number. A coherent source or pair drive can break it. Energy conservation and number conservation are separate questions.
Block Diagonalization by Number
Section titled “Block Diagonalization by Number”Insert fixed-number projectors around the commutator:
If , then
Therefore
Time evolution is block diagonal as well:
This is the algebraic reason fixed-number exact diagonalization is valid for a number-conserving Hamiltonian.
Conserved Number Distribution
Section titled “Conserved Number Distribution”For a state , define
When , every is constant under closed-system time evolution. Consequently, all finite moments
are conserved.
This is stronger than conservation of the mean alone. A state can have constant while its full number distribution changes under a specially engineered nonconserving process. For closed Hamiltonian evolution, exact symmetry freezes the entire distribution. The open-system qualification below is essential.
Conserved Does Not Mean Sharp
Section titled “Conserved Does Not Mean Sharp”A number-conserving Hamiltonian does not force every state to have definite number. An initial state may contain several sectors:
Each sector evolves independently:
The probabilities are fixed, while relative sector phases and the internal states can evolve. Thus:
- conservation does not imply a sharp value;
- a sharp value does not by itself imply a superselection rule;
- an indefinite-number state does not by itself imply number-breaking dynamics.
Selection Rules from Number Charge
Section titled “Selection Rules from Number Charge”Suppose an operator satisfies
Between number eigenstates,
Therefore a nonzero matrix element requires
In a fixed-number state, the expectation of every charged operator vanishes:
This is why and vanish in an exact number eigenstate even when one-body or pair coherence is physically strong.
Basis Invariance of Total Number
Section titled “Basis Invariance of Total Number”Let
for unitary . Then
Individual occupations transform into off-diagonal bilinears, but their sum remains . This is also exact for a unitary rotation within a finite retained one-particle space. Selecting a different subspace is a change of model, not such a rotation; its projected observables must be compared separately.
Species-Resolved Numbers
Section titled “Species-Resolved Numbers”For several species or internal components,
A Hamiltonian can conserve more than one number. Spin-conserving Hubbard hopping preserves and separately. A spin-flip term such as
with real measured in energy units preserves but not the two component numbers separately.
The physically conserved combinations follow from all conversion terms, not from the labels chosen before writing the Hamiltonian.
Quasiparticle Number Is a Different Charge
Section titled “Quasiparticle Number Is a Different Charge”Phonons, magnons, Bogoliubov modes, polaritons, and other quasiparticles have their own occupation operators. Their total occupation need not equal a microscopic particle number and is often not conserved.
A Hamiltonian diagonal in quasiparticle operators,
conserves only within that quadratic effective model. Interactions among quasiparticles can create and annihilate them while preserving an underlying atomic, electric, or spin charge.
Always name the counted degrees of freedom. Bogoliubov Quasiparticles works this distinction through explicitly for bosonic and fermionic transformations, including expected microscopic number, exact parity, and number-conserving formulations.
Local Number Versus Total Number
Section titled “Local Number Versus Total Number”For a spatial region ,
Even when total number is conserved, generally is not. Particles can cross the boundary:
The source vanishes for a locally number-conserving closed model. Taking to be the complete closed system removes boundary flux and recovers global conservation.
The global commutator does not by itself identify a unique local current. Locality and the density decomposition are additional inputs.
Chemical Potential and the Grand Hamiltonian
Section titled “Chemical Potential and the Grand Hamiltonian”When particle number is conserved, define
Then
On one fixed- sector,
The chemical-potential term is a constant energy shift inside that sector. It does not change fixed- eigenvectors or closed-system expectation values. Its thermodynamic role is to change the relative weights assigned to different number sectors. In general, generates laboratory real-time evolution; using instead is a rotating-frame choice. Correlations containing number-changing fields acquire a chemical-potential phase even if the initial state has fixed number.
An equilibrium chemical potential normally couples to a conserved charge. If the proposed charge is not conserved by the microscopic isolated dynamics, the interpretation of its multiplier requires additional justification.
Grand-Canonical Mixtures Are Not Coherent Superpositions
Section titled “Grand-Canonical Mixtures Are Not Coherent Superpositions”For , the grand-canonical density operator is block diagonal:
It is a statistical mixture over number sectors, not a coherent vector with an observable phase between sectors. Number fluctuations in this ensemble therefore do not by themselves violate a particle-number superselection restriction.
Conservation Is Not Superselection
Section titled “Conservation Is Not Superselection”Three statements must remain distinct:
- : the chosen closed-system dynamics preserves number sectors;
- : the state has no inter-sector coherences;
- for every allowed observable : accessible operations cannot compare number-sector phases.
Only the third is an operational superselection restriction. A direct-sum decomposition or one commuting Hamiltonian is not enough to establish it. For particle-number restrictions, a phase reference or reservoir can make relative phases accessible in an enlarged number-conserving description; see particle-number superselection. This does not authorize odd fermionic observables or lift fundamental fermion-parity restrictions.
Fermion Parity
Section titled “Fermion Parity”Define fermion parity spectrally by
It acts as
An operator with even total ladder degree preserves fermion parity. In particular, pair creation and annihilation change by two, so they break continuous number symmetry but preserve the discrete parity symmetry.
Bosonic models can also possess number parity when every process changes by an even integer. That model symmetry should not be conflated with the broader role of fermion parity in fermionic observable algebras.
Exact Reduced BCS Hamiltonian
Section titled “Exact Reduced BCS Hamiltonian”Define the pair operators
A reduced BCS grand Hamiltonian is
Here , and the sums run over a specified finite pairing shell with the corresponding time-reversed modes. The positive has energy units for these discrete sums; any volume normalization is absorbed into it. Since
the pair-scattering product is neutral:
Therefore
The exact reduced pairing Hamiltonian scatters pairs; it does not create particles from nothing.
Reduced BCS Model develops the exact fixed-number problem. The comparison here isolates what changes under mean-field decoupling.
BCS Mean-Field Hamiltonian
Section titled “BCS Mean-Field Hamiltonian”Introduce
The usual unprojected mean-field grand Hamiltonian has the form
Holding the chosen c-number fixed,
which is generally nonzero. The approximation mixes sectors whose particle numbers differ by two while preserving fermion parity.
This does not mean the underlying reduced BCS model violates particle-number conservation. The number breaking belongs to the symmetry-breaking mean-field representation. Reduced BCS Model develops the exact fixed-number sectors, blocking, and Richardson solution.
The thermodynamic saddle, coherence factors, and number-projected interpretation are developed in BCS Mean-Field Theory.
Pair-field phase and number projection
Section titled “Pair-field phase and number projection”The direction of a phase transformation depends on whether we transform an operator or a state. With ,
For an actively transformed state , however,
The opposite phase appears because the expectation contains . Alternatively, a passive redefinition , leaves the expression unchanged. These are two descriptions of the same phase convention, not contradictory transformation laws.
An exact number eigenstate has . Pairing can still appear in neutral correlations . Projecting a BCS variational vector with restores a sharp number and zero anomalous mean, while preserving nontrivial neutral pair correlations. It does not make a nonzero charged expectation compatible with exact fixed number.
Explicit, Spontaneous, and Effective Breaking
Section titled “Explicit, Spontaneous, and Effective Breaking”These phrases describe different physics.
Explicit breaking
Section titled “Explicit breaking”The Hamiltonian itself does not commute with . For bosonic modes a coherent source is
It changes subsystem number by one and fixes a phase reference. A fermionic Hamiltonian must be even in fermion parity: an ordinary complex coefficient multiplying a lone is not a physical closed-system source. Fermions can exchange with explicit fermionic reservoir modes through even bilinears, or with a pair field through even pairing terms.
Spontaneous breaking
Section titled “Spontaneous breaking”The microscopic Hamiltonian preserves , but an infinite-system equilibrium phase need not. A standard construction takes the thermodynamic limit before removing an infinitesimal phase-selecting source. A finite variational ansatz with a chosen phase can approximate such a phase; the ansatz alone does not prove spontaneous breaking. Finite exact number eigenstates can show strong neutral pairing correlations.
Effective breaking
Section titled “Effective breaking”The modeled subsystem exchanges particles with an omitted condensate, reservoir, drive, or reaction channel. The subsystem Hamiltonian or master equation need not conserve its number even when an enlarged closed description conserves a total charge.
Using the word “broken” without identifying which of these mechanisms is intended obscures the approximation.
Number-Changing Bosonic Terms
Section titled “Number-Changing Bosonic Terms”Bosonic effective models commonly contain a linear source or a pairing drive:
The source changes by one. The pair drive changes by two and can preserve bosonic number parity. Stability of a bosonic pairing Hamiltonian is a separate condition; a formal parity symmetry does not guarantee a spectrum bounded below.
A mean-field replacement is an approximation involving a phase reference or symmetry-breaking limit. It is not an identity in a finite fixed-number Hilbert space.
Open-System Number Balance
Section titled “Open-System Number Balance”For a Lindblad–GKSL equation
with
the number expectation obeys
If
then commutes with automatically, and that channel contributes
Single-particle loss has , pair loss has , and number dephasing with has .
The dissipator is unchanged by . Consequently a loss generator can be covariant under global rotations while still reducing . Symmetry covariance of an open-system equation is weaker than conservation of its symmetry generator (Buča and Prosen, 2012). If and every jump commute with , the sector probabilities are conserved; charged jumps instead transfer probability between sectors. This distinction prevents carrying the closed-system symmetry argument over to a dissipator without checking its adjoint action.
Exercises
Section titled “Exercises”Number blocks and sector probabilities
Section titled “Number blocks and sector probabilities”Assume .
- Show that for .
- Show that is constant under unitary evolution.
Solution
For the first part,
The left side vanishes. If , division by gives
Thus commutes with every spectral projector . For the second part,
Every sector probability is conserved.
Chemical potential in a fixed-number sector
Section titled “Chemical potential in a fixed-number sector”Let with . Show that on , evolution under differs from evolution under only by a global phase.
Solution
On the fixed- sector,
Because the second term is proportional to the identity,
The prefactor is a global phase on , so every expectation value within that sector is unchanged. The chemical potential matters when comparing or statistically weighting different sectors.
Single-particle loss
Section titled “Single-particle loss”For one bosonic mode with number-conserving and master equation
derive the equation for . Is the generator nevertheless covariant under ?
Solution
The Hamiltonian contribution vanishes because . For the dissipator, use
so the jump removes one quantum. The adjoint dissipator gives
Therefore
with solution . Number is not conserved in the subsystem because the environment receives the lost quanta. Nevertheless, and establish covariance: rotating the initial state rotates its entire evolution. Covariance does not fix its number distribution.
Atom–molecule conversion
Section titled “Atom–molecule conversion”For independent bosonic atom and molecule modes , take . Which is conserved: or ? Find the allowed basis in the sector .
Solution
The term satisfies and . Thus , and the same holds for . The unweighted object count changes by one, but the count of constituent atoms is conserved. The basis is . Conversion connects neighboring vectors with amplitudes and , respectively. A symmetry block based on would incorrectly remove both processes.
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