Gross–Pitaevskii Equation
The Gross–Pitaevskii equation is the leading nonlinear field equation for a dilute Bose condensate with small depletion and a separation between microscopic scattering and macroscopic density scales. For a single component in three dimensions, its standard time-dependent form is
where the condensate field is normalized here by
and the leading low-energy coupling is
Here denotes the population represented by the condensate field; identifying it with total particle number is a leading-order approximation when depletion is negligible. Thus is a number density, not a one-particle probability density. The nonlinearity is not an arbitrary modification of Schrödinger dynamics: it is the functional derivative of a mean-field interaction energy. That variational origin fixes the factor in the energy, the coefficient in the equation, the conserved quantities, and the relation between energy and chemical potential.
Gross–Pitaevskii theory is simultaneously simple and subtle. It can describe strongly deformed trapped profiles, sound, interference, solitons, and quantized vortices even while the gas remains microscopically dilute. But it does not include condensate depletion, thermal-cloud kinetics, generic dissipation, fragmentation, or strong correlations. Trustworthy use begins by keeping those boundaries visible.
Helpful background. Condensation defines the occupied mode, field operators gives its operator description, and scattering length explains the low-energy coupling.
A dilute condensate and its scattering length
Section titled “A dilute condensate and its scattering length”The baseline theory used below assumes:
- one species of spinless bosons;
- a macroscopically occupied condensate mode;
- three spatial dimensions;
- a short-range interaction probed at low collision energy;
- a dilute gas, locally satisfying ;
- small quantum and thermal depletion;
- spatial variation slow compared with the interaction range;
- a closed, conservative evolution unless explicitly stated otherwise.
The gas can still be far from ideal. In a harmonic trap, for example, the collective parameter may be large while the local gas parameter remains small. The first controls how much the condensate profile is reshaped by interactions; the second controls omitted correlation corrections. Confusing these parameters is a common source of contradictory claims about whether Gross–Pitaevskii theory is valid.
For the main discussion take , so and the local interaction is repulsive. Attractive condensates require a separate stability analysis because the cubic focusing energy favors collapse.
Two Normalization Conventions
Section titled “Two Normalization Conventions”Two conventions appear throughout the literature. Both are correct, but their nonlinear coefficients differ.
Number-normalized field
Section titled “Number-normalized field”The convention used on this page is
Then is the condensate number density and the equation contains .
Unit-normalized orbital
Section titled “Unit-normalized orbital”Alternatively, write
The large- equation becomes
For an exact fixed- Hartree product, pair counting gives instead of . Equivalently, the number-normalized interaction energy carries a factor . Standard Gross–Pitaevskii notation drops this relative distinction. It can be restored within that effective product model when finite-particle counting matters. It does not restore all finite- or beyond-mean-field corrections to a microscopic gas.
Low-Energy Many-Body Hamiltonian
Section titled “Low-Energy Many-Body Hamiltonian”The nonrelativistic contact model is
The fields obey
The contact term is an effective low-energy representation. In three dimensions, matching the two-body amplitude gives
at leading order. This is expressed in terms of the physical scattering length. It is not permission to insert an unregulated delta potential into every ultraviolet-sensitive calculation. Once loop integrals, zero-point energies, or high-momentum modes are retained, the bare coupling depends on the regulator and must be matched.
The conditions
control different approximations. The first two justify replacing
by its zero-energy value : both and the effective-range term must be small relative to . The effective-range expansion itself also needs momenta below microscopic range scales. The gas parameter controls many-body corrections. Here is the effective range and a representative relative wave number; alone is not a universal near-resonance criterion.
From the Operator Field to a Condensate Field
Section titled “From the Operator Field to a Condensate Field”The exact Heisenberg equation for the contact model is
A symmetry-breaking mean-field treatment writes
and neglects the fluctuation terms at leading order. Equivalently, it factorizes the cubic expectation value as
That replacement yields the time-dependent Gross–Pitaevskii equation. It is physically informative but not by itself a controlled error estimate. Control comes from the dilute limit, small depletion, scale separation, and the observable under study.
There is also a number-conserving route. Restrict the many-body state to a fixed- product in one orbital, evaluate the Hamiltonian, and vary the orbital. This gives the same leading equation with the finite- pair-counting correction. Hartree Approximation develops that variational connection in detail.
Gross–Pitaevskii Energy Functional
Section titled “Gross–Pitaevskii Energy Functional”For a static external potential, define
It is useful to name the three contributions:
with
The factor in counts each pair once. Functional differentiation removes that factor because either member of a pair can be varied:
The ground-state problem is therefore a constrained minimization of at fixed , not a linear eigenvalue problem with a prescribed potential.
Time-Independent Equation
Section titled “Time-Independent Equation”Introduce a Lagrange multiplier and vary
Treat and as independent variables. The first variation with respect to is
After integration by parts, and assuming decay, periodicity, Dirichlet data, or another boundary condition that removes the surface term,
Stationarity for arbitrary gives
This is the time-independent Gross–Pitaevskii equation. The multiplier is the chemical potential associated with changing the condensate population along the family of optimized states:
when the derivative exists and all external parameters, including , are fixed. This is the derivative of the optimized Gross–Pitaevskii functional, not an assertion about the exact finite-particle addition spectrum.
Chemical potential is not energy per particle
Section titled “Chemical potential is not energy per particle”Multiply the stationary equation by and integrate. One obtains
Since
the relation is
The nonlinear eigenvalue therefore differs from whenever interactions contribute. Calling the energy of the condensate wavefunction obscures this distinction.
Time-Dependent Equation from an Action
Section titled “Time-Dependent Equation from an Action”The conservative dynamics follows from
with
Varying with respect to gives
For a static stationary profile,
and the time-dependent equation reduces to the stationary one. A stationary density can therefore carry a uniformly rotating phase.
Conservation Laws
Section titled “Conservation Laws”The time-dependent equation preserves the norm when and are real. Define
and
Combining the equation with its complex conjugate gives the local continuity equation
Under vanishing normal current or suitable decay,
For constant , if has no explicit time dependence, then
For a driven trap,
If is driven too, add to . Thus ordinary time-dependent Gross–Pitaevskii evolution is Hamiltonian. Imaginary-time propagation, damping terms, stochastic noise, and particle-loss terms are additional models; they are not hidden inside the conservative equation.
Uniform Condensate
Section titled “Uniform Condensate”Set and consider a uniform solution
The stationary equation gives
The leading energy density and pressure are
The inverse compressibility scale is finite:
This is the simplest indication that weak repulsion changes the ideal condensate qualitatively. It costs energy to compress the density, and long-wavelength disturbances propagate as sound rather than as independent quadratic particles.
Healing Length
Section titled “Healing Length”Suppose a repulsive uniform condensate is disturbed near a wall, defect, interface, or vortex core. The density cannot jump discontinuously because the gradient energy would diverge. It recovers over the distance at which kinetic and interaction energies balance:
This page uses the convention
Some texts define . Formulas involving a numerical factor of must therefore be compared only after the convention is identified.
Exact planar healing profile
Section titled “Exact planar healing profile”Take a hard wall at , a condensate for , and boundary conditions
Write
The stationary equation becomes
Its monotone solution is
so the density profile is
The healing length is not a hard cutoff. It is the scale controlling a smooth crossover. Different operational definitions, such as the half-density distance, differ by order-one constants.
The amplitude is , while density is . Both approach the same normalized bulk value, but close to the wall the amplitude grows linearly and the density quadratically. The exact analytic curves use the healing-length convention stated above.
Density–Phase Hydrodynamics
Section titled “Density–Phase Hydrodynamics”Where , write the condensate field as
The current becomes
The imaginary part of the Gross–Pitaevskii equation gives
The real part gives a Bernoulli-like equation,
where
is the quantum-pressure potential. Taking a gradient gives
where the flow is smooth and irrotational. The name quantum pressure is conventional; is a chemical-potential contribution generated by density gradients, not the thermodynamic pressure .
Long-wavelength sound
Section titled “Long-wavelength sound”Linearize around and . For a plane-wave perturbation, one obtains
with
For , the first term dominates and . For , the gradient term restores particle-like curvature. The same dispersion emerges from a Bogoliubov quasiparticle calculation, but that calculation additionally determines mode amplitudes, commutators, depletion, and zero-point corrections.
When quantum pressure may be neglected
Section titled “When quantum pressure may be neglected”If the density has order-one relative variation on a scale much larger than the local healing length , then
Dropping gives classical-looking compressible, irrotational hydrodynamics. The approximation fails at edges, vortex cores, solitons, sharp barriers, and dispersive shock structures precisely because becomes comparable to .
Harmonic Traps
Section titled “Harmonic Traps”Consider
Define the geometric-mean frequency and oscillator length
For , the condensate occupies the one-particle harmonic-oscillator ground state. Repulsion broadens the density because reducing lowers the interaction energy at the price of kinetic and trapping energy.
The central trap parameter is
At fixed moderate trap anisotropy, small gives a profile close to the oscillator Gaussian, and large positive leads toward the Thomas–Fermi regime. The actual three-dimensional condition is for every confined direction, together with local diluteness. A strongly anisotropic trap can keep a transverse mode frozen even when a geometric-mean parameter looks large; it then needs a lower-dimensional treatment.
Thomas–Fermi Limit
Section titled “Thomas–Fermi Limit”When the density changes slowly over most of the cloud, neglect the kinetic term in the stationary equation. The local algebraic relation is
so
The Heaviside factor restricts the cloud to the region . For a harmonic trap, the boundary is an ellipsoid with radii
Normalization gives
For an isotropic trap with frequency ,
At the trap center,
Thus implies , which explains why the gradient term is negligible in the bulk.
The sharp edge is an artifact
Section titled “The sharp edge is an artifact”The Thomas–Fermi profile has a nonanalytic edge. The exact Gross–Pitaevskii solution rounds that edge because the density-gradient scale becomes short and quantum pressure can no longer be neglected. Thomas–Fermi theory is a bulk approximation, not a boundary condition.
Thomas–Fermi energies
Section titled “Thomas–Fermi energies”For a three-dimensional harmonic trap in the Thomas–Fermi limit,
and therefore
The result is consistent with both
and the harmonic-trap virial theorem.
Virial Theorem
Section titled “Virial Theorem”For an isotropic or anisotropic harmonic trap, scale a normalized field as
The three energy terms transform as
and
Stationarity at gives
This identity is both a physical result and a powerful numerical diagnostic. A converged stationary solver can satisfy the discretized equation while still having appreciable finite-box or resolution error; the virial residual exposes many such failures.
Gaussian Variational Crossover
Section titled “Gaussian Variational Crossover”A simple trial profile connects the noninteracting and interaction-broadened regimes. In an isotropic trap, take
Its energy per particle is
where
At , the minimum is . Repulsion shifts it to . Attraction shifts it to and eventually removes the local minimum. The Gaussian is not quantitatively exact in the Thomas–Fermi regime, but it makes the competition among kinetic, trap, and interaction energies transparent.
Dimensionless Form
Section titled “Dimensionless Form”For an isotropic harmonic trap, set
Then
and the equation becomes
This scaling shows that the zero-temperature, one-component, isotropic contact problem has one dimensionless interaction parameter. Anisotropy introduces frequency ratios. Lower-dimensional reductions introduce different effective couplings and should not inherit the three-dimensional value of unchanged.
Quantized Vortices
Section titled “Quantized Vortices”The phase representation implies irrotational flow wherever :
Nevertheless, the phase may wind around a line where the density vanishes. Single-valuedness requires
Therefore the circulation is quantized:
For a straight vortex along , an axisymmetric ansatz is
The kinetic energy contains
Finite energy forces on the axis, creating a core of order the local healing length for a singly quantized vortex. Higher winding introduces an additional winding-dependent core scale and may be unstable to splitting. Gross and Pitaevskii introduced their equations in precisely this vortex context. In a nonrotating simply connected trap, a vortex is generally not the ground state. In a frame rotating with angular velocity , the relevant functional is , and vortices can become energetically favorable.
Nonlinear Superposition and Stationary States
Section titled “Nonlinear Superposition and Stationary States”The stationary equation resembles an eigenvalue equation, but it is nonlinear. If and are solutions, then
is not generally a solution. Orthogonality and spectral decomposition therefore do not transfer unchanged from linear quantum mechanics.
A stationary solution can be:
- the constrained energy minimum;
- a local minimum representing a metastable state;
- a saddle such as a soliton or vortex configuration;
- dynamically unstable even though the stationary residual vanishes.
Energetic and dynamical stability are determined by the second variation and the linearized time-dependent equation. The resulting coupled mode problem is the Bogoliubov–de Gennes system, not the original stationary equation applied independently to one perturbation amplitude.
Condensate Field and Number Conservation
Section titled “Condensate Field and Number Conservation”In a symmetry-breaking description,
But an exact eigenstate of total particle number satisfies
because changes the number sector. This does not mean that a fixed- condensate has no Gross–Pitaevskii description. Its condensate orbital can be defined as the dominant eigenvector of the one-body density matrix, or obtained through a number-conserving expansion. The complex phase then represents a relative phase, a symmetry-broken thermodynamic description, or a convenient representative of the condensate mode.
Observable quantities such as , , phase differences, and interference signals are invariant under the global transformation
The equation respects this global U(1) symmetry and conserves the associated norm.
Time-Dependent Uses
Section titled “Time-Dependent Uses”The conservative equation is widely used for:
- collective oscillations after a weak trap perturbation;
- expansion after release from a trap;
- phase imprinting and interference;
- flow past barriers and weak links;
- vortex nucleation and motion when the mean-field description remains valid;
- soliton and dispersive-wave dynamics;
- coherent splitting, transport, and recombination protocols.
The equation does not guarantee accuracy merely because a numerical solution exists. Rapid driving can populate noncondensed modes, produce fragmentation, or transfer weight to momenta outside the contact model’s low-energy range. The relevant validity test concerns the evolving state, not only the initial state.
Center-of-mass motion
Section titled “Center-of-mass motion”For a harmonic trap and translation-invariant two-body interactions, the condensate center of mass obeys
The contact nonlinearity does not shift this dipole frequency because internal forces cancel. This is the mean-field manifestation of center-of-mass decoupling and provides another stringent simulation check.
Finding a stationary condensate
Section titled “Finding a stationary condensate”Normalized gradient flow or imaginary-time propagation can minimize the energy. Formally setting damps higher-energy components, but this evolution does not conserve norm: renormalize the field or enforce the constraint continuously. It is an optimization procedure, not physical time evolution, and a local solver can remain in a metastable branch.
Resolve the smallest relevant healing length and any vortex core, enlarge the numerical domain until boundaries no longer affect the cloud, and compare the stationary residual with the virial relation. For real-time propagation, norm conservation and the harmonic-trap dipole frequency provide independent checks. Energy is conserved only without explicit driving.
Validity and Limitations
Section titled “Validity and Limitations”Diluteness and depletion
Section titled “Diluteness and depletion”For a uniform three-dimensional gas at zero temperature, the leading depletion fraction scales as
Gross–Pitaevskii theory retains the leading mean field but omits this depletion and the associated Lee–Huang–Yang correction. Small is therefore central to its ordinary dilute-gas use.
Contact matching
Section titled “Contact matching”The formula is three-dimensional and low energy. In one or two dimensions, and in strongly confined quasi-low-dimensional geometries, the effective coupling has different dimensional dependence and may be modified by confinement-induced resonances. See Low-Dimensional Quantum Gases for the dimensional boundary.
Finite temperature
Section titled “Finite temperature”At nonzero temperature, a thermal cloud can alter the mean field, damp collective modes, exchange particles with the condensate, and generate noise. A single conservative field does not describe those processes. Finite-temperature mean-field, kinetic, stochastic, or open-system methods require additional assumptions.
Attractive interactions
Section titled “Attractive interactions”For , the three-dimensional cubic interaction lowers the energy as the density concentrates. A trap can support a metastable condensate only below a geometry-dependent critical population. Beyond it, the simple energy functional has no stable local minimum against collapse. Three-body loss and short-distance physics then become important before a mathematical singularity should be interpreted literally.
Strong correlations and fragmentation
Section titled “Strong correlations and fragmentation”One condensate field is inadequate for Mott phases, Tonks–Girardeau gases, strongly depleted fluids, fragmented condensates, and states whose one-body density matrix has several macroscopic eigenvalues. A large occupation number alone does not prove that connected correlations are negligible.
Long-range or internal-state interactions
Section titled “Long-range or internal-state interactions”Dipolar, spinor, multicomponent, spin–orbit-coupled, and cavity-mediated condensates require nonlocal kernels, coupled fields, matrix-valued order parameters, or additional dynamical variables. Calling all of these extensions Gross–Pitaevskii equations can be convenient, but their couplings and stability criteria are model specific.
Dissipation and loss
Section titled “Dissipation and loss”Terms such as
are sometimes added phenomenologically to represent three-body loss. With this convention is the atom-loss coefficient in for a locally uniform field; a coefficient defined per recombination event differs by the number of atoms lost. Damped or stochastic variants are also common. Such equations no longer follow from the closed conservative action above, and their noise, damping, and fluctuation relations must be justified separately.
Rigorous limit versus informal derivation
Section titled “Rigorous limit versus informal derivation”The replacement is a useful heuristic, but rigorous Gross–Pitaevskii limits retain short-range pair correlations needed to replace a microscopic potential by its scattering length. A naive uncorrelated product using the bare potential generally produces the Born integral of that potential, not automatically . The final mean-field equation can be asymptotically correct even though the exact many-body wavefunction is not an uncorrelated product at microscopic separations.
Exercises
Section titled “Exercises”Healing at a hard wall
Section titled “Healing at a hard wall”For the dimensionless boundary equation
with and , derive a first integral and obtain the healing profile.
Solution
Multiply by :
Integrating once gives
The bulk conditions and imply . For the increasing solution,
Separating variables yields
and therefore
Isotropic Thomas–Fermi cloud
Section titled “Isotropic Thomas–Fermi cloud”For
normalize the Thomas–Fermi density and derive and .
Solution
Inside the cloud,
and gives
Normalization yields
Using
gives
Therefore
and
Vortex circulation
Section titled “Vortex circulation”Let . Derive the velocity field and circulation. Explain why the density must vanish on the axis for .
Solution
The phase is , so
Around a circle of radius ,
The phase is undefined on the axis. Moreover, the angular kinetic-energy density contains
Its transverse integral would diverge at unless vanishes sufficiently rapidly. The density therefore forms a vortex core.
Attractive Gaussian threshold
Section titled “Attractive Gaussian threshold”For , use the Gaussian energy
where . Find the value at which the local minimum disappears.
Solution
Stationarity gives
At the disappearance of the minimum, the stationary equation has a double root. Differentiating its left side gives
so
Substitution yields
This is a Gaussian variational estimate, not a universal exact threshold. More accurate stationary solutions give a different numerical value, and anisotropy changes it further.
References
Section titled “References”- W. Bao and Y. Cai, “Mathematical Theory and Numerical Methods for Bose–Einstein Condensation,” Kinetic and Related Models 6, 1–135 (2013), doi:10.3934/krm.2013.6.1.
- F. Dalfovo, S. Giorgini, L. P. Pitaevskii, and S. Stringari, “Theory of Bose–Einstein Condensation in Trapped Gases,” Reviews of Modern Physics 71, 463–512 (1999), doi:10.1103/RevModPhys.71.463.
- A. L. Fetter, “Rotating Trapped Bose–Einstein Condensates,” Reviews of Modern Physics 81, 647–691 (2009), doi:10.1103/RevModPhys.81.647.
- E. P. Gross, “Structure of a Quantized Vortex in Boson Systems,” Il Nuovo Cimento 20, 454–477 (1961), doi:10.1007/BF02731494.
- A. J. Leggett, “Bose–Einstein Condensation in the Alkali Gases: Some Fundamental Concepts,” Reviews of Modern Physics 73, 307–356 (2001), doi:10.1103/RevModPhys.73.307.
- E. H. Lieb, R. Seiringer, and J. Yngvason, “Bosons in a Trap: A Rigorous Derivation of the Gross–Pitaevskii Energy Functional,” Physical Review A 61, 043602 (2000), doi:10.1103/PhysRevA.61.043602.
- C. J. Pethick and H. Smith, Bose–Einstein Condensation in Dilute Gases, 2nd ed. (Cambridge University Press, 2008), doi:10.1017/CBO9780511802850.
- L. Pitaevskii and S. Stringari, Bose–Einstein Condensation and Superfluidity (Oxford University Press, 2016), doi:10.1093/acprof:oso/9780198758884.001.0001.
- L. P. Pitaevskii, “Vortex Lines in an Imperfect Bose Gas,” Soviet Physics JETP 13, 451–454 (1961), official JETP text.
- P. A. Ruprecht, M. J. Holland, K. Burnett, and M. Edwards, “Time-Dependent Solution of the Nonlinear Schrödinger Equation for Bose-Condensed Trapped Neutral Atoms,” Physical Review A 51, 4704–4711 (1995), doi:10.1103/PhysRevA.51.4704.