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Rabi Formula in the Weak-Drive Limit

The Rabi formula and first-order time-dependent perturbation theory describe the same driven two-level system in an overlap regime, but they organize the physics differently. The Rabi formula resums repeated transitions and preserves bounded population dynamics. First-order theory keeps only the leading transition amplitude and is simpler, more general, and directly connected to the Fourier spectrum of a weak pulse.

Required background. Rabi Oscillations explains the two-level model; First-Order Transition Probability supplies its weak-excitation limit. Resonant Driving treats finite-pulse widths, and Rotating-Wave Approximation states when counter-rotating terms can be neglected.

Assume an isolated two-level subspace with lower state ∣g⟩\lvert g\rangle, upper state ∣e⟩\lvert e\rangle, and bare transition angular frequency ω0\omega_0. A monochromatic drive at angular frequency ω\omega is reduced, after a rotating-frame transformation and the rotating-wave approximation, to

Heff=ℏ2(Δσz+Ωσx),H_{\mathrm{eff}} = \frac{\hbar}{2} \left( \Delta\sigma_z + \Omega\sigma_x \right),

where

Δ=ω0−ω\Delta = \omega_0-\omega

is the detuning and Ω\Omega is the on-resonance Rabi angular frequency in this convention. The factor of 1/21/2 in the Hamiltonian matters: other conventions can differ by a factor of two in the symbol called the Rabi frequency.

Choose

σz∣e⟩=∣e⟩,σz∣g⟩=−∣g⟩.\sigma_z\lvert e\rangle = \lvert e\rangle, \qquad \sigma_z\lvert g\rangle = -\lvert g\rangle.

The generalized Rabi angular frequency is

ΩR=Ω2+Δ2.\Omega_R = \sqrt{\Omega^2+\Delta^2}.

For a square pulse of duration TT and initial state ∣g⟩\lvert g\rangle, the exact transition probability within this effective model is

PR(T)=Ω2ΩR2sin⁡2(ΩRT2).P_{\mathrm{R}}(T) = \frac{\Omega^2}{\Omega_R^2} \sin^2\left( \frac{\Omega_RT}{2} \right).

“Exact” here means exact for the time-independent two-level effective Hamiltonian. It does not undo errors from truncating other levels, making the rotating-wave approximation, neglecting dissipation, or idealizing the pulse as rectangular.

The Pauli identity (Δσz+Ωσx)2=ΩR2I(\Delta\sigma_z+\Omega\sigma_x)^2=\Omega_R^2I gives

Ueff(T)=cos⁡(ΩRT/2)I−iΔσz+ΩσxΩRsin⁡(ΩRT/2),U_{\mathrm{eff}}(T)=\cos(\Omega_RT/2)I -i\frac{\Delta\sigma_z+\Omega\sigma_x}{\Omega_R}\sin(\Omega_RT/2),

with the continuous value U=IU=I at Ω=Δ=0\Omega=\Delta=0.

The rotating-frame excited-state amplitude is therefore

be(T)=−iΩΩRsin⁡(ΩRT2).b_e(T) = -i\frac{\Omega}{\Omega_R} \sin\left( \frac{\Omega_RT}{2} \right).

Transforming back to the interaction-picture coefficient used in transition theory supplies a convention-dependent phase. With the choices above,

ce(T)=−ieiΔT/2ΩΩRsin⁡(ΩRT2).c_e(T) = -i e^{i\Delta T/2} \frac{\Omega}{\Omega_R} \sin\left( \frac{\Omega_RT}{2} \right).

The phase cancels from the population but matters in Ramsey sequences, coherent pathway interference, and state tomography.

In the interaction picture, the retained rotating term is

VIRWA(t)=ℏΩ2(σ+eiΔt+σ−e−iΔt).V_I^{\mathrm{RWA}}(t) = \frac{\hbar\Omega}{2} \left( \sigma_+e^{i\Delta t} + \sigma_-e^{-i\Delta t} \right).

Starting from ∣g⟩\lvert g\rangle, first order gives

ce(1)(T)=−iΩ2∫0Tdt eiΔt=−ieiΔT/2ΩT2sinc⁡(ΔT2).\begin{aligned} c_e^{(1)}(T) &= -\frac{i\Omega}{2} \int_0^Tdt\,e^{i\Delta t} \\ &= -i e^{i\Delta T/2} \frac{\Omega T}{2} \operatorname{sinc} \left( \frac{\Delta T}{2} \right). \end{aligned}

Thus

PPT(T)=Ω2T24sinc⁡2(ΔT2).P_{\mathrm{PT}}(T) = \frac{\Omega^2T^2}{4} \operatorname{sinc}^2 \left( \frac{\Delta T}{2} \right).

This is the leading probability obtained by squaring the first-order amplitude. It is second order in the drive strength even though it is conventionally called a first-order perturbation-theory result.

Introduce

a≡ΩT,d≡ΔT.a \equiv \Omega T, \qquad d \equiv \Delta T.

The exact Rabi probability becomes

PR(a,d)=a2a2+d2sin⁡2[12a2+d2],P_{\mathrm{R}}(a,d) = \frac{a^2}{a^2+d^2} \sin^2\left[ \frac{1}{2} \sqrt{a^2+d^2} \right],

whereas first-order transition theory gives

PPT(a,d)=a24sinc⁡2(d2).P_{\mathrm{PT}}(a,d) = \frac{a^2}{4} \operatorname{sinc}^2 \left( \frac{d}{2} \right).

These variables expose the two competing accumulated phases:

  • a=ΩTa=\Omega T is the pulse area for a constant real coupling;
  • d=ΔTd=\Delta T is the detuning phase accumulated during the pulse.

Weak instantaneous coupling is not enough. The expansion that connects the formulas is an expansion in aa at fixed dd, or an off-resonant expansion in Ω/∣Δ∣\Omega/\lvert\Delta\rvert with its own long-time caveats.

For fixed d≠0d\ne0 and a→0a\to0,

a2+d2=∣d∣[1+a22d2+O ⁣(a4d4)].\sqrt{a^2+d^2} = \lvert d\rvert \left[ 1+ \frac{a^2}{2d^2} +O\!\left( \frac{a^4}{d^4} \right) \right].

At leading order,

PR(a,d)=a2d2sin⁡2(d2)+O(a4)=a24sinc⁡2(d2)+O(a4).\begin{aligned} P_{\mathrm{R}}(a,d) &= \frac{a^2}{d^2} \sin^2\left( \frac{d}{2} \right) +O(a^4) \\ &= \frac{a^2}{4} \operatorname{sinc}^2\left( \frac{d}{2} \right) +O(a^4). \end{aligned}

Therefore

PR(a,d)=PPT(a,d)+O(a4)P_{\mathrm{R}}(a,d) = P_{\mathrm{PT}}(a,d) +O(a^4)

at fixed dd. At the amplitude level,

ce(a,d)=ce(1)(a,d)+O(a3).c_e(a,d) = c_e^{(1)}(a,d) +O(a^3).

The next correction to the amplitude is third order because each interaction flips the two-level state: an odd number of flips is required to end in ∣e⟩\lvert e\rangle. The probability correction begins at fourth order through interference between the first- and third-order amplitudes.

Expanding one order further gives

PR(a,d)=PPT(a,d)+a4C(d)+O(a6),P_{\mathrm{R}}(a,d) = P_{\mathrm{PT}}(a,d) +a^4 C(d) +O(a^6),

where

C(d)=14dsin⁡d−sin⁡2(d/2)d4.C(d) = \frac{ \tfrac14 d\sin d - \sin^2(d/2) }{d^4}.

Although this expression appears singular at d=0d=0, the singularity is removable. Series expansion gives

C(0)=−148.C(0) = -\frac{1}{48}.

At a zero of the leading sinc profile, a relative error based on PPTP_{\mathrm{PT}} is not useful because the denominator vanishes. For d=2πkd=2\pi k with nonzero integer kk, both the quadratic probability and C(d)C(d) vanish. Expanding the exact sine shows instead

PR(a,2πk)=a616(2πk)4+O(a8).P_{\mathrm R}(a,2\pi k)=\frac{a^6}{16(2\pi k)^4}+O(a^8).

The amplitude starts at third order there; absolute error and the first nonzero order give meaningful diagnostics.

For a requested tolerance, one should compare the actual observable rather than invoke “weak drive” qualitatively. At fixed dd away from a leading zero, the relative population error generally scales as a2a^2.

Setting d=0d=0 gives

PR(a,0)=sin⁡2(a2),P_{\mathrm{R}}(a,0) = \sin^2\left( \frac{a}{2} \right),

while

PPT(a,0)=a24.P_{\mathrm{PT}}(a,0) = \frac{a^2}{4}.

Their expansions agree initially:

PR(a,0)=a24−a448+O(a6),PPT(a,0)=a24.\begin{aligned} P_{\mathrm{R}}(a,0) &= \frac{a^2}{4} - \frac{a^4}{48} +O(a^6), \\ P_{\mathrm{PT}}(a,0) &= \frac{a^2}{4}. \end{aligned}

The relative overestimate from first order is

PPT−PRPR=a212+O(a4).\frac{ P_{\mathrm{PT}}-P_{\mathrm{R}} }{P_{\mathrm{R}}} = \frac{a^2}{12} +O(a^4).

Some representative values are:

Pulse area aa Exact sin⁡2(a/2)\sin^2(a/2) First order a2/4a^2/4 Relative overestimate
0.10.1 0.002497920.00249792 0.002500000.00250000 0.083%0.083\%
0.50.5 0.061208720.06120872 0.062500000.06250000 2.110%2.110\%
11 0.229848850.22984885 0.250000000.25000000 8.767%8.767\%
π\pi 11 2.467401102.46740110 146.740%146.740\%

The π\pi-pulse row makes the failure unmistakable. A pulse can be weak relative to the carrier frequency and still have order-one area because it acts for a long time.

When

∣Δ∣≫∣Ω∣,\lvert\Delta\rvert \gg \lvert\Omega\rvert,

the exact maximum population obeys

Pe,max⁡=Ω2Ω2+Δ2≃Ω2Δ2.P_{e,\max} = \frac{\Omega^2}{\Omega^2+\Delta^2} \simeq \frac{\Omega^2}{\Delta^2}.

Population transfer can therefore remain perturbatively small for times much longer than 1/Ω1/\Omega. However, the generalized frequency contains the shift

ΩR=∣Δ∣+Ω22∣Δ∣+O ⁣(Ω4∣Δ∣3).\Omega_R = \lvert\Delta\rvert + \frac{\Omega^2}{2\lvert\Delta\rvert} + O\!\left( \frac{\Omega^4}{\lvert\Delta\rvert^3} \right).

The second-order frequency correction accumulates a substantial phase on the scale

Tshift∼∣Δ∣Ω2.T_{\mathrm{shift}} \sim \frac{\lvert\Delta\rvert}{\Omega^2}.

Thus “the transition probability stays small” and “the full state is accurately described to first order” are different claims. Off-resonant drives can produce important phases and effective energy shifts without transferring much population.

The Weak and Long-Time Limits Do Not Commute

Section titled “The Weak and Long-Time Limits Do Not Commute”

At fixed TT,

Ω→0\Omega\to0

implies a→0a\to0, and first-order theory becomes accurate. But consider a family of resonant pulses with

TΩ=πΩ.T_\Omega = \frac{\pi}{\Omega}.

As Ω→0\Omega\to0, the instantaneous drive becomes arbitrarily weak while the pulse area remains

ΩTΩ=π.\Omega T_\Omega = \pi.

For every member of the family,

PR=1,P_{\mathrm{R}} = 1,

whereas first order predicts

PPT=π24>1.P_{\mathrm{PT}} = \frac{\pi^2}{4} \gt 1.

This is a singular long-time scaling limit. Statements about weak drive must specify what is held fixed as the drive strength decreases.

The standard Rabi formula often sits behind several layers of approximation. Their control parameters are not interchangeable.

Step What is neglected? Typical diagnostic Can it hold while first order fails?
Two-level reduction Other states and leakage pathways spectral gaps and unwanted matrix elements Yes; an isolated resonant pair can undergo full Rabi cycles
Rotating-wave approximation Counter-rotating terms ∣Ω∣,∣Δ∣≪ω0+ω\lvert\Omega\rvert,\lvert\Delta\rvert\ll\omega_0+\omega plus envelope slowness Yes; a long resonant π\pi pulse can satisfy the RWA very well
First-order transition theory Repeated transitions and depletion small total depletion and higher-order terms; a≪1a\ll1 near resonance No; this row is the condition being tested
Closed-system description Relaxation, dephasing, measurement backaction T≪T1,T2T\ll T_1,T_2 for coherent pulsed dynamics Yes; unitary Rabi cycling can be nonperturbative

The converse separations also matter. A very short, broadband pulse can produce only a small transition probability while invalidating a narrowband rotating-wave treatment. A far-detuned weak drive can leave populations perturbative while generating a measurable second-order phase.

Let the rotating-wave interaction contain a complex, time-dependent coupling Ω(t)\Omega(t):

VIRWA(t)=ℏ2[Ω(t)eiΔtσ++Ω∗(t)e−iΔtσ−].V_I^{\mathrm{RWA}}(t) = \frac{\hbar}{2} \big[ \Omega(t)e^{i\Delta t}\sigma_+ +\Omega^*(t)e^{-i\Delta t}\sigma_- \big].

First order gives the general weak-pulse amplitude

ce(1)=−i2∫t0t1dt Ω(t)eiΔt.c_e^{(1)} = -\frac{i}{2} \int_{t_0}^{t_1}dt\, \Omega(t)e^{i\Delta t}.

Define

η≡12∣∫t0t1dt Ω(t)eiΔt∣.\eta \equiv \frac{1}{2} \left\lvert \int_{t_0}^{t_1}dt\, \Omega(t)e^{i\Delta t} \right\rvert.

Then the leading population is

Pe(1)=η2,P_e^{(1)} = \eta^2,

and a necessary small-depletion condition for this channel is

η≪1.\eta \ll 1.

This condition alone does not control higher orders when the integral cancels. The triangle inequality gives the conservative sufficient condition for a small norm of the full integrated interaction

η≤12∫t0t1dt ∣Ω(t)∣≪1.\eta \le \frac{1}{2} \int_{t_0}^{t_1}dt\, \lvert\Omega(t)\rvert \ll 1.

This stronger condition ignores detuning cancellations. It is useful for guaranteed bounds but can be far more restrictive than necessary for an off-resonant pulse.

On exact resonance with fixed drive phase, all effective Hamiltonians point along the same Bloch-sphere axis, and the full result depends on pulse area. Once detuning, chirp, or phase modulation changes that axis, time ordering matters and pulse area alone is insufficient.

Amplitude Accuracy Versus Population Accuracy

Section titled “Amplitude Accuracy Versus Population Accuracy”

A small population error does not guarantee a small phase error. Suppose

ce=ce(1)+ce(3)+⋯ .c_e = c_e^{(1)} + c_e^{(3)} + \cdots.

Then

Pe=∣ce(1)∣2+2Re⁡[ce(1)∗ce(3)]+O(Ω6).P_e = \lvert c_e^{(1)}\rvert^2 +2\operatorname{Re} \left[ c_e^{(1)*}c_e^{(3)} \right] +O(\Omega^6).

The leading probability can be accurate even when a small higher-order phase matters to an interferometric observable. Conversely, near a zero of ce(1)c_e^{(1)}, a higher-order amplitude can control the entire nonzero signal even though its absolute magnitude is tiny.

A validity statement should therefore name the target observable: population, complex amplitude, phase, line center, or time-resolved trajectory.

For several possible final states, the first-order amplitudes take the form

cf(1)=−iℏ∫t0t1dt eiωfitVfi(t).c_f^{(1)} = -\frac{i}{\hbar} \int_{t_0}^{t_1}dt\, e^{i\omega_{fi}t}V_{fi}(t).

A basic depletion diagnostic is

∑f≠i∣cf(1)∣2≪1\sum_{f\ne i} \lvert c_f^{(1)}\rvert^2 \ll 1

for discrete states, with the sum replaced by the appropriate continuum integral when needed. If a set of states is mutually near resonant, that subspace should be retained and solved nonperturbatively rather than forcing independent two-level formulas onto overlapping lines.

The two-level Rabi formula also misses leakage, dark and bright superpositions, Raman pathways, and multiphoton processes. Those effects require the actual coupling graph and the relevant order of the Dyson Expansion for Transition Amplitudes.

At fixed d≠0d\ne0, expand

PR(a,d)=a2a2+d2sin⁡2[12a2+d2]P_{\mathrm{R}}(a,d) = \frac{a^2}{a^2+d^2} \sin^2\left[ \frac12\sqrt{a^2+d^2} \right]

through order a4a^4. Show that C(d)C(d) has the finite limit −1/48-1/48 as d→0d\to0.

Solution

Use

a2a2+d2=a2d2(1−a2d2+O(a4))\frac{a^2}{a^2+d^2} = \frac{a^2}{d^2} \left( 1- \frac{a^2}{d^2} +O(a^4) \right)

and

a2+d2=d+a22d+O(a4)\sqrt{a^2+d^2} = d+ \frac{a^2}{2d} +O(a^4)

for positive dd; the final expression is even in dd. Then

sin⁡2[12a2+d2]=sin⁡2(d2)+a24dsin⁡d+O(a4).\sin^2\left[ \frac12\sqrt{a^2+d^2} \right] = \sin^2\left( \frac d2 \right) +\frac{a^2}{4d}\sin d +O(a^4).

Multiplying gives

PR=a2d2sin⁡2(d2)+a4C(d)+O(a6),C(d)=sin⁡d4d3−sin⁡2(d/2)d4.\begin{aligned} P_{\mathrm{R}} &= \frac{a^2}{d^2} \sin^2\left( \frac d2 \right) +a^4C(d) +O(a^6),\\ C(d) &= \frac{\sin d}{4d^3} - \frac{\sin^2(d/2)}{d^4}. \end{aligned}

The bracket is C(d)C(d). Expanding dsin⁡d/4d\sin d/4 and sin⁡2(d/2)\sin^2(d/2) around zero cancels the apparent d−2d^{-2} terms and leaves

C(d)=−148+O(d2).C(d) = -\frac{1}{48} +O(d^2).

Let Ω/ω0=10−4\Omega/\omega_0=10^{-4} and take exact resonance. Choose T=π/ΩT=\pi/\Omega. Which approximations can remain valid, and why does first-order transition theory fail?

Solution

The small ratio Ω/ω0\Omega/\omega_0 can make the rotating-wave approximation excellent if the envelope is also slow and other levels are isolated. The pulse area is nevertheless

a=ΩT=π.a = \Omega T = \pi.

The exact effective two-level result is

Pe=sin⁡2(π2)=1,P_e = \sin^2\left( \frac\pi2 \right) = 1,

whereas first order gives π2/4>1\pi^2/4\gt1. Thus two-level reduction and the RWA may remain controlled while the transition-amplitude truncation fails because repeated resonant transfers are order one.

Assume ∣Δ∣≫∣Ω∣\lvert\Delta\rvert\gg\lvert\Omega\rvert. Expand ΩR\Omega_R and estimate when the phase generated by the second-order frequency shift becomes order one.

Solution

The binomial expansion gives

ΩR=∣Δ∣+Ω22∣Δ∣+O ⁣(Ω4∣Δ∣3).\Omega_R = \lvert\Delta\rvert + \frac{\Omega^2}{2\lvert\Delta\rvert} + O\!\left( \frac{\Omega^4}{\lvert\Delta\rvert^3} \right).

The correction to the oscillation phase is of order

δϕ∼Ω2T∣Δ∣,\delta\phi \sim \frac{\Omega^2T}{\lvert\Delta\rvert},

up to a convention-dependent factor of order one. It becomes important at

T∼∣Δ∣Ω2.T \sim \frac{\lvert\Delta\rvert}{\Omega^2}.

At that time the excited-state population can still be only order Ω2/Δ2\Omega^2/\Delta^2. Small leakage does not imply negligible phase evolution.

Show that

η=12∣∫t0t1dt Ω(t)eiΔt∣\eta = \frac12 \left\lvert \int_{t_0}^{t_1}dt\, \Omega(t)e^{i\Delta t} \right\rvert

obeys η≤12∫∣Ω(t)∣dt\eta\le\frac12\int\lvert\Omega(t)\rvert dt. Explain why the bound can be loose.

Solution

The triangle inequality gives

η≤12∫t0t1dt ∣Ω(t)eiΔt∣=12∫t0t1dt ∣Ω(t)∣.\begin{aligned} \eta &\le \frac12 \int_{t_0}^{t_1}dt\, \left\lvert \Omega(t)e^{i\Delta t} \right\rvert \\ &= \frac12 \int_{t_0}^{t_1}dt\, \lvert\Omega(t)\rvert. \end{aligned}

The bound discards all phase cancellation. For large detuning or a shaped pulse with destructive spectral interference, the Fourier component at Δ\Delta can be much smaller than the unsigned pulse area. When the unsigned integral is itself small, the Dyson norm remainder is controlled. A small signed integral alone can hide higher-order evolution, so the bound supplies more information than the leading transition probability.

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